Preprints
https://doi.org/10.5194/hess-2021-72
https://doi.org/10.5194/hess-2021-72

  11 Feb 2021

11 Feb 2021

Review status: a revised version of this preprint is currently under review for the journal HESS.

Transboundary water sharing policies conditioned on hydrologic variability to inform reservoir operations

Guang Yang and Paul Block Guang Yang and Paul Block
  • Department of Civil and Environmental Engineering, University of Wisconsin-Madison, 1415 Engineering Dr., Madison, WI 53706

Abstract. Water resources infrastructure is critical for energy and food security, however, the development of large-scale infrastructure, such as hydropower dams, may significantly alter downstream flows, potentially leading to water resources management conflicts and disputes, especially in transboundary river basins. Mutually agreed upon water sharing policies for the operation of existing or new reservoirs is one of the most effective strategies to mitigate conflict, yet this is a complex task involving the estimation of available water, identification of users and demands, procedures for water sharing, etc. We propose a water-sharing policy framework that incorporates reservoir operating rules optimization based on conflicting uses and natural hydrologic variability, specifically tailored to drought conditions. We first establish the trade-off between downstream and upstream water availability utilizing multi-objective optimization of reservoir operating rules. Next, we simulate reservoir operation with the candidate (optimal) rules, evaluate their performance, and select the most suitable rules for balancing water uses. Subsequently, we build a relationship between the reservoir operations simulated from the selected rules and drought-specific conditions to derive water-sharing policies. Finally, we re-optimize the reservoir operating rules to evaluate the effectiveness of the drought-specific water sharing policies. We apply the framework to reservoir operation of the Grand Ethiopian Renaissance Dam (GERD) on the Blue Nile River. We find that the derived water sharing policy can balance GERD power generation and downstream releases, especially in dry conditions, effectively sharing the hydrologic risk in inflow variability among riparian countries. The proposed framework offers a robust approach to inform water sharing policies for sustainable management of transboundary water resources.

Guang Yang and Paul Block

Status: final response (author comments only)

Comment types: AC – author | RC – referee | CC – community | EC – editor | CEC – chief editor | : Report abuse
  • RC1: 'Comment on hess-2021-72', Michael J Tumbare, 23 Feb 2021
  • RC2: 'Comment on hess-2021-72', Anonymous Referee #2, 06 Mar 2021
  • RC3: 'Comment on hess-2021-72', Anonymous Referee #3, 07 Mar 2021
  • RC5: 'Comment on hess-2021-72', John Ndiritu, 15 Apr 2021

Guang Yang and Paul Block

Guang Yang and Paul Block

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Short summary
There is a clear trade-off between reservoir hydropower generation and the variability of reservoir water release, which can be used to derive water-sharing policies in transboundary river basins and provide critical insights during riparian negotiations regarding downstream flows supplementing during drought conditions. This type of water-sharing policy can effectively mitigate the water use conflicts between upstream and downstream countries, especially during drought periods.