the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
11 May 2021
11 May 2021
Representation of seasonal land-use dynamics in SWAT+ for improved assessment of blue and green water consumption
- 1The Nelson Mandela African Institution of Science and Technology, Arusha 447, Tanzania
- 2Department of Hydrology and Hydraulic Engineering, Vrije Universiteit, Pleinlaan 2 -1050, 1050 Brussel, Belgium
- 3IHE-Delft Institute for Water Education; Westvest 7, 2611 AX Delft, The Netherlands
- 1The Nelson Mandela African Institution of Science and Technology, Arusha 447, Tanzania
- 2Department of Hydrology and Hydraulic Engineering, Vrije Universiteit, Pleinlaan 2 -1050, 1050 Brussel, Belgium
- 3IHE-Delft Institute for Water Education; Westvest 7, 2611 AX Delft, The Netherlands
Abstract. In most (sub)-tropical African cultivated regions, more than one cropping cycle exists following the (one or two) rainy seasons. During the dry season, an additional cropping cycle is possible when irrigation is applied, which could result in 3 cropping seasons. In most agro-hydrological model applications such as SWAT+ in Africa, only one cropping season per year is represented. In this paper, we derived dynamic and static trajectories from seasonal land-use maps to represent the land- use dynamics following the major growing seasons, for the purpose of improving simulated blue and green water consumption from simulated evapotranspiration (ET) in SWAT+. This study builds upon earlier research that proposed an approach on how to incorporate seasonal land use dynamics in the SWAT+ model but mainly focused on the temporal pattern of LAI and tested the approach in a small catchment (240 km2). Together with information obtained from the cropping calendar, we implemented agricultural management operations for the dominant trajectory of each agricultural land-use class for the Kikuletwa basin (6650 km2 area coverage) in Tanzania. A comparison between the default SWAT+ (with static land use representation) set up, and a dynamic SWAT+ model (with seasonal land use representation) is done by spatial mapping of the evapotranspiration (ET) results. The results show that ET with seasonal representation is closer to remote sensing estimations, giving higher performance than default: the Root Mean Squared Error decreased from 181 to 69 mm/year; the percent bias decreased from 20 % to 13 % and Nash Sutcliffe Efficiency increased from −0.46 to 0.4. It is concluded that representation of seasonal land-use dynamics produces better ET results which provide better estimations of blue and green agricultural water consumption.
Anna Msigwa et al.
Status: final response (author comments only)
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RC1: 'Comment on hess-2021-171', Anonymous Referee #1, 19 May 2021
General Comments: Overall this paper reports a new approach to the use of an exisiting hydrological model to better represent African cropping patterns. With water resources (the use and availability of) an important current and future issue for tropical regions, highlighting and documenting a method for improving model outcomes is of use. The paper is well presented and the methods documented satisfactorily.
Specific Comments: Whilst the paper reports the differences between the static and dynamic method in terms of the RMSE and NSE, I would like to have included whether the difference between the two methods results in a statistically significant difference in ET. This would help in showing the magnitude of the difference between the methods. For example, this could be included in the paragraph starting at line 286 where the static, dynamic, and remote sensing methods are compared. Also line in 371 the authors state "Our study shows a significant impact of the representation of seasonal land-use in the SWAT+ model by reducing the errors in water consumption estimations." whereas this has, in fact, not been proven statistically.
Were any of the default setting for the land use codes (e.g. PAST) changed in SWAT to better represent African growth? - or are the defaults representative? It would be good to have a sentence relating to this.
Technical Comments: Line 19 (Abstract) The abrreviation for ET has already been defined earlier in the abstract, do not need to do this twice. Line 26 LULC abbreviation is not defined. Line 37 Nitrogen does not need a capital 'N'. Line 38 LAI abbreviation is not defined (unless I missed it).
- AC2: 'Reply on RC1', Anna Msigwa, 17 Aug 2021
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AC5: 'Reply on RC1_revised', Anna Msigwa, 15 Nov 2021
The comment was uploaded in the form of a supplement: https://hess.copernicus.org/preprints/hess-2021-171/hess-2021-171-AC5-supplement.pdf
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RC2: 'Comment on hess-2021-171', Anonymous Referee #2, 14 Jun 2021
The authors evaluate a method to depict seasonal land use dynamics with SWAT+. Moreover, they evaluate blue and green ET for the study area. The results with regard to the implementation of seasonal land use dynamics evaluate by using satellite ET are promising. However, more details on the model and the implementation need to be provided, before this manuscript can be considered for publication.
General comments:
1) There are two topics in the manuscript that are not very well related. E.g. the State-of-the art focuses on the implementation of seasonal land use dynamics. However, also blue and green ET is also one of the study aims and not well represented in the introduction section. Most of the paper is about seasonal land use dynamics. The manuscript part on blue and green water consumption is not very well connected to this. In parts, it reads like a different paper. Particularly as in the last part of the results section a new method is presented that was not introduced in the methods section. I would suggest that the authors either focus on the topic of seasonal land use change implementation and its impacts (which might include blue and green ET as one -but not the only- example), or they provide more motivation why blue and green ET is important in this context and why these two topics should be dealt with in one manuscript. In this case, please also include blue and green water in the state-of-the-art.
2) The model calibration and validation approach is not clear. Details need to be provided to judge on the validity of the results.
3) Model setup for static and dynamic model needs to be explained in detail. Inconsistencies in model outputs, e.g. static does not equal dynamic ET for areas that are static in both model implementations, should be explained.
4) Land use data (e.g. land use classes, trajectories, accuracies) need to be shown in more detail.
5) Innovative aspects of your research should be highlighted and presented against the state-of-the-art.
6) Proof-reading by a native speaker would be helpful. I suggested some changes, but there are certainly more sentences that need to be improved.
Line specific comments:
l.9-10: Please clarify and unify terms: cropping cycle, cropping seasons
l.11: ‘In most agro-hydrological model applications such as SWAT+ in Africa, only one cropping season per year is represented.’ This is indeed surprising. Please see also my comment on l. 56 and l. 72-73.
l.14: Better focus on the topic of this paper in the abstract: ‘This study builds upon earlier research that proposed an approach on how to incorporate seasonal land use dynamics in the SWAT+ model but mainly focused on the temporal pattern of LAI and tested the approach in a small catchment (240 km2).’
l.20: suggest to change to: ‚ remote sensing estimates, resulting in a higher performance‘ remove ‚than default‘
l.22-23: Please improve the language and strengthen conclusion
l.30 suggest ‚at the‘ instead of ‚per‘
l.36: I believe these are studies that have implemented land-use dynamics. In this case, ‚few‘ is misleading, suggest to say ‚A few…‘
l.44-45: Please clarify, what you mean with ‚implemented seasonal land-use dynamic in SWAT and SWAT+ through land-use trajectories, and not land-cover classes.“ As I understand it, a trajectory is also a change of land-use and land-cover classes. So that the meaning of the sentence is not clear to me.
l.56: AfricaN basins
l.56 and 72-73:‚…typically not represent different cropping seasons‘ and 'Although the SWAT (+) model is capable of representing multiple cropping seasons, this is rarely implemented.'
I agree with you, that it is important to represent different cropping seasons. But please reflect that seasonal crop rotations can be depicted with SWAT and that has been done in the past in study areas with a strong seasonality, e.g. typically in India. Please find 3 example studies below. For these implementations the seasonal changes within one year is however always the same. Would it be possible to go beyond that with your methodology? Do you account for all possible combinations of seasonal crop rotations in space? Please highlight the innovation in your research.
Garg, K.K., Bharati, L., Gaur, A., George, B., Acharya, S., Jella, K. and Narasimhan, B. (2012), Spatial mapping of agricultural water productivity using the swat model in the Upper Bhima catchment, India. Irrig. and Drain., 61: 60-79. https://doi.org/10.1002/ird.618
Narsimlu, B., Gosain, A.K. & Chahar, B.R. Assessment of Future Climate Change Impacts on Water Resources of Upper Sind River Basin, India Using SWAT Model. Water Resour Manage 27, 3647–3662 (2013). https://doi.org/10.1007/s11269-013-0371-7
Wagner, P. D., Kumar, S., and Schneider, K.: An assessment of land use change impacts on the water resources of the Mula and Mutha Rivers catchment upstream of Pune, India, Hydrol. Earth Syst. Sci., 17, 2233–2246, https://doi.org/10.5194/hess-17-2233-2013, 2013.
l.74: ‘By default, SWAT simulates a single growing cycle every year.‘ This is true, but it can be argued that the modeler should adjust the default, if the default is not applicable.
l.80-83: Please outline stronger what the new contribution of this paper is. If it building on earlier findings is fine, but this could also be outlined in the methods section.
l.80-92: Suggest to shorten the paragraph to the aims. Please move the methodological details to the methods section.
l.95 As there has been SWAT research on the Pangani basin, I would suggest to relate your research (literature review + findings) to it. See e.g.:
Notter, B., Hurni, H., Wiesmann, U., and Abbaspour, K. C.: Modelling water provision as an ecosystem service in a large East African river basin, Hydrol. Earth Syst. Sci., 16, 69–86, https://doi.org/10.5194/hess-16-69-2012, 2012.
Fig. 1: Inset map is not readable. Please revise.
Fig. 2: It would be preferable to show a 30 year average of rainfall to depict the climate, if data is available. The authors state that there was at least data available for 2006-2013, l.122. Certainly, a longer period would be better. This figure is also depicted in Msigwa et al. 2019. Please, make sure that there are no copyright issues. You may include temperature to provide a bit more information here.
l.115: Please add which DEM was used, not only the source for download. SRTM?
l.123-126: As the entire paper relies on the accuracy of these land use maps, you need to provide classification accuracies here. I would suggest to show at least overall accuracy and the range of user accuracies for the different land use classes. Please also state which and how many classes have been identified and which classification algorithm was applied.
l.127: ‘For instance,…’ One example is not sufficient. Either provide the setup information for all land use classes or refer the reader to a publication where you have shown that.
l.136: Full stop missing
l.145-147: Sentence and reasoning not clear to me. Bananas and coffee should probably not change within a year. Did they in the trajectory analysis? If so, how would you explain that? Also, how would you parameterize a combined class of coffee and bananas? Please clarify.
Figure 3: While this map provides a good first overview, regarding the topic of the paper, I think it is necessary to show the different land use trajectories in more detail.
l.164: Otherwise spelled as ‘sub-basins’, please unify.
l.170: Are you using the option to grow two or more crops at the same time? If yes, this should be highlighted, if not, why mention this?
l.175-176: suggest to revise to ‘limited amount of input data’
l.177: ‘rather than using remote sensing climate data’ Sentence not clear, please clarify.
l.181: Table 1B+2B do not show 40 trajectories, please clarify. Also, some of the trajectories seem to be no real rotations, e.g. “indn CORN-BSVG-BSVG“, seems to be a single crop corn in one cropping season and no cropping in the other seasons. I think it should be highlighted which of these trajectories describe real crop rotations and which are only single crops, which could probably be well represented by a model without a seasonal representation of crops.
Table 1: I would suggest to write 2-3 sentences to explain the shown management file highlighting the capabilities, e.g. tomato and soy bean are grown on the same field. Suggest to delete white space. Moreover, if you have tomato and soy bean on one field, how was that derived in the land use classification? And if this was a class for itself, how good was the classification performance?
l.217: I cannot find the source ‚ IHE Delft, 2020‘ in the reference section.
l.239: ‚statistical matrices‘?
l.213-239 The Model Evaluation section needs a thorough revision, please address the following points:
1) Setup of the two models: Which land use map was used for the static model?
2) Calibration approach? Did you calibrate your models? How did you do that and did you do this separately for the static and dynamic model?
3) It seems as if the model performance is solely evaluated with ET. This needs a better justification and explanation. What about the discharge data described in the methods section? Please provide more information on the ET data used for calibration (?) and validation. What exactly was compared? Basin values, sub-basin values, grid values? If that has been carried out in a previous study, you may also refer to that study for details, but you need to provide the reader with the main information that is necessary to evaluate the performance of your model.
See also the following HESS paper on SWAT modeling with ET data in Africa:
Odusanya, A. E., Mehdi, B., Schürz, C., Oke, A. O., Awokola, O. S., Awomeso, J. A., Adejuwon, J. O., and Schulz, K.: Multi-site calibration and validation of SWAT with satellite-based evapotranspiration in a data-sparse catchment in southwestern Nigeria, Hydrol. Earth Syst. Sci., 23, 1113–1144, https://doi.org/10.5194/hess-23-1113-2019, 2019.
4) Actually the indices that were applied are well known. I would suggest to rather focus on explaining the calibration and validation strategy and do not explain the indices in such detail.
5) For which period was the model run?
l.253: Verb missing
l.260-262: Please explain and clarify, sentence not clear to me.
l.266-268: Please revise sentence and check grammar.
Fig. 4: How come that the static ET peaks are some times higher than the dynamic ones? I would have assumed that dynamic ET =static ET for the period in which both have the same crop and that for all other seasons dynamic ET > static ET. As detailed and required information on how the static land use was implemented (and differs from the dynamic land use) is missing (see previous comment), it is hard to understand these differences.
l.279: Suggest ‘A notable difference…’
l.281: Please define what you refer to as ‘mass balance in percentage’
l.286-292 and Fig.5: How do you explain the strong differences for the areas that show a high satellite ET? Even the dynamic model underestimates these considerably.
l.293-294: It is hard to follow the line of argumentation here. Looking at Figure 5 I see most pronounced changes between static and dynamic implementation at the Northern border of the catchment. But when I look at Fig. 2, these are not areas with trajectories. Please explain these differences. I would expect that all areas with no trajectories show the same ET value in both models.
l.295-297: Please clarify the following sentence: “Likewise, the changes seen in the high land areas of irrigated banana and coffee and the forested areas might be due to the increase in the number of HRUs in the dynamic SWAT+ model that contributed to the more accurate results.“ Why do HRU numbers change? Again the implementation differences between static and dynamic scenario are not clear. From a methodological point of view, I would not expect changes in the number of HRUs. For your study aims you need to make sure that you minimize any other impact (e.g. differences in model structures) to really deduce the impact of your seasonal land use change implementation.
l.308-309: Please improve language ‚for annual (Figure 6) and from 2008 to 2013.‘
l.320: As mentioned earlier: Please include a land use (trajectory) map, I cannot see where sugarcane is located. The reader must be able to follow and verify your conclusions.
l.324-335: These methods have not been explained. If you want to show these here, you need to include them in the methods section. It also looks as if some data from a forthcoming publication is shown. Please specify if you refer to the data or to the methods with the reference. See also my general comment on the two topics covered in this manuscript.
l.335: Forthcoming Msigwa et al. 2020 paper is not avaialble in the reference section
l.340: Please be more careful with this statement ‚none of these studies represented seasonal dynamics‘. As outlined above, there are a number of studies that have incorporated seasonal crop rotations in India and possibly also elsewhere. They might not have compared the effect to a static model, but they still implemented them. Please highlight what the advantage of your approach is. One example might be the spatial representation of trajectories.
l.342: Typo: You did show that, didn’t you?
l.349-352: Please also discuss and explain, why static and dynamic ET do not match for static land use areas and why your ET estimate never reaches the maximum satellite ET.
l.355: Forthcoming Msigwa et al. 2021 paper is not available in the reference section
l.365: What about the uncertainties of the land use maps and the associated trajectories as well as their impact on hydrology? Mostly it is hard to assess land use with multi-spectral satellite data in all seasons due to cloud cover (in the rainy season). How did you deal with this? And what does this mean for the transferability of your methodology?
l.338: Please include a discussion of model performance in the discussion section.
l.385: ‚blue water amount is in line with previous studies‘ Not sure to which section the authors refer here and to which studies. Please clarify.
- AC3: 'Reply on RC2', Anna Msigwa, 17 Aug 2021
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AC6: 'Reply on RC2_revised', Anna Msigwa, 15 Nov 2021
The comment was uploaded in the form of a supplement: https://hess.copernicus.org/preprints/hess-2021-171/hess-2021-171-AC6-supplement.pdf
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RC3: 'Comment on hess-2021-171', Anonymous Referee #3, 30 Jun 2021
The paper “Representation of seasonal land-use dynamics in SWAT+ for improved assessment of blue and green water consumption” reports an application of the SWAT+ model in Africa. The authors implemented seasonal dynamic land-use in SWAT+ in order to improve vegetation growth simulation and to obtain more realistic temporal patterns of the blue and green water consumption from simulated evapotranspiration. Results of the simulations (static and dynamic seasonal land use) in terms of ET were compared to the ET values estimated by using remote sensing. The authors concluded that the seasonal land-use dynamic approach produces better ET results, which provides better estimations of blue and green water.
General comments:
The paper is very similar to a previous work that has been published in 2020 by the same research group (Nkwasa et al., 2020). The latter paper showed a better performance of the SWAT+ model by using the seasonal land use dynamic (ET at HRU level after the implementation of trajectories in SWAT+ model was compared to the default SWAT+ model). In addition, in 2019 the authors published a study carried out in the same basin applying SWAT+ with dynamic land use and the authors concluded that detailed seasonal land use maps are essential for quantifying annual irrigation water use of catchment areas. For these reasons, it seems difficult to find the novelty of the present paper. Hence, I invite the author to revise the introduction in order to better focus on the advancement of knowledge proposed in this study. Taking into account that the methodological approach (seasonal land-use dynamics in SWAT+) has already been published, the authors should better focus on the green and blue waters.
I suggest major revisions, the current version cannot be published in HESS.
Methodology:
a better description of the remote sensing ET evaluation is needed, the reference IHE Delft, 2020 is not listed.
More details on irrigation are needed, for instance, the source of water for irrigation (i.e. from the river, shallow aquifer, etc). Analyzing table 1, it seems that the option auto-irrigation was used. Please explain it. Did the author compare the amount of auto-irrigation to the actual irrigation (data provided by farmers)?
In my opinion, the equations and description of the RMSE, PBIAS, and NSE are not necessary.
For which period was the model run?
Figure 2 has already reported in Msigwa et al., 2019 and for this reason, I suggest do not report it here.
I suggest adding a new map in figure 3 with the land use (static land use).
Calibration needs a better presentation. It seems that the calibration was performed for the static and dynamic approach, please show the calibrated parameters in both simulations. A table with calibrated parameters for both simulations is expected. What about validation?
Result section:
Methods reported in Lines from 324 to 335 are not reported in the “Material and methods” section. What is the aim to show them in Figure 8? In my opinion, this section should be eliminated.
Line 335. Caption Figure 8. Msigwa et al. 2020 is not reported in the references. Is this reference the same as that reported in Line 355 Msigwa et al. 2021 (missed in the reference)?
Discussions:
Innovative aspects of your research should be highlighted and presented against the state-of-the-art. The authors reported (LINE 355 ) that blue and green ET estimates from SWAT+ for the mixed crop land-use show no significant difference in the values from the two methods (EK and SWB) assessed in the upcoming paper by Msigwa et al., (2021). This is not the aim of the present paper.
Please discuss the difference between Figure 5b and fig. 5c and their comparison with figure 7. I did not understand why static and dynamic ET do not match for static land use areas. In the upper right corner, figure5b shows the green areas in correspondence with the static land use (see fig 3). The large difference is difficult to explain with a different number of HRUs. In addition, a large difference remains between dynamic and satellite ET (Fig 5a and 5b) that needs to be explained.
Please discuss differences in water balance components between static and dynamic scenarios.
Please discuss the limit of the present study.
Conclusions need to be improved.
The authors reported, “The maps with calculated blue water use from the dynamic SWAT+ model correspond to the known irrigated area and the calculated blue water amount is in line with previous studies”. The first assertion is obvious since the authors set the irrigation in that areas. The second was expected since the authors refer to their previous papers.
The paper needs to be carefully checked for typing errors (see some of them have been highlighted in the file enclosed)
- AC4: 'Reply on RC3', Anna Msigwa, 17 Aug 2021
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AC7: 'Reply on RC3_revised', Anna Msigwa, 15 Nov 2021
The comment was uploaded in the form of a supplement: https://hess.copernicus.org/preprints/hess-2021-171/hess-2021-171-AC7-supplement.pdf
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EC1: 'Editor Comment on hess-2021-171', Elena Toth, 30 Jun 2021
Dear Authors,
the comment uploaded today by Ref#3 highlights a critical point on the novelty of the work and the relationship with your previous research (in line with what I wrote in my first editor comment).
And also Ref#2 has doubts on the innovation: “5) Innovative aspects of your research should be highlighted and presented against the state-of-the-art.”.
I agree with Ref#3 that the novelty indeed lies in the focus on blue/green water consumption, since the seasonal land use change implementation is already included in your previous works: Ref#2 highlights that such green/blue water part is now not well connected with the rest of the paper.
I will therefore require an extension of the discussion and I would ask you to reply as soon as possible, so that in case you have any doubt on how you plan to proceed for the revision, the referees may reply within the public discussion.
I look forward to reading your replies,
Elena Toth
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AC1: 'Reply on EC1', Anna Msigwa, 30 Jun 2021
Dear Elena,
We agree with all the comments that the three referees have made. We are going to revise the manuscript, the introduction to focus on the blue and green water consumption and state our novelty. We will work on all the comments and send a revised version.
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AC1: 'Reply on EC1', Anna Msigwa, 30 Jun 2021
Anna Msigwa et al.
Anna Msigwa et al.
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