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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">HESSD</journal-id>
<journal-title-group>
<journal-title>Hydrology and Earth System Sciences Discussions</journal-title>
<abbrev-journal-title abbrev-type="publisher">HESSD</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Hydrol. Earth Syst. Sci. Discuss.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1812-2116</issn>
<publisher><publisher-name>Copernicus GmbH</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/hessd-12-9701-2015</article-id><title-group><article-title>Modeling runoff and erosion risk in a small steep cultivated watershed using different data sources: from on-site measurements to farmers' perceptions</article-title>
      </title-group><?xmltex \runningtitle{Modeling runoff and erosion risk in a~small steep cultivated watershed}?><?xmltex \runningauthor{B.~Auvet et~al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Auvet</surname><given-names>B.</given-names></name>
          <email>brice.auvet@ird.fr</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Lidon</surname><given-names>B.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Kartiwa</surname><given-names>B.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Le Bissonnais</surname><given-names>Y.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Poussin</surname><given-names>J.-C.</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>IRD G-eau, CIRAD, ENS, IRSTEA, B.P. 5095, 34196 Montpellier Cedex 5, France</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>CIRAD G-Eau, IRSTEA, B.P. 5095, 34196 Montpellier Cedex 5 France</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>IAHRI, Jl. Tentara Pelajar No. 1A, P.O. Box 830, Kampus Penelitian Pertanian, Cimanggu Bogor 16111 – Jawa Barat, Indonesia</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>INRA Lisah, 2 place Viala, 34060 Montpellier Cedex 2, France</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>IRD G-eau, IRSTEA, B.P. 5095, 34196 Montpellier, Cedex 5, France</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">B. Auvet (brice.auvet@ird.fr)</corresp></author-notes><pub-date><day>25</day><month>September</month><year>2015</year></pub-date>
      
      <volume>12</volume>
      <issue>9</issue>
      <fpage>9701</fpage><lpage>9740</lpage>
      <history>
        <date date-type="received"><day>23</day><month>June</month><year>2015</year></date>
           <date date-type="accepted"><day>20</day><month>August</month><year>2015</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015.html">This article is available from https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015.html</self-uri>
<self-uri xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015.pdf">The full text article is available as a PDF file from https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015.pdf</self-uri>


      <abstract>
    <p>This paper presents an approach to model runoff and erosion risk in
a context of data scarcity, whereas the majority of available models
require large quantities of physical data that are frequently not
accessible. To overcome this problem, our approach uses different
sources of data, particularly on agricultural practices (tillage and
land cover) and farmers' perceptions of runoff and erosion. The
model was developed on a small (5 ha) cultivated watershed
characterized by extreme conditions (slopes of up to 55 %,
extreme rainfall events) on the Merapi volcano in Indonesia.</p>
    <p>Runoff was modelled using two versions of STREAM. First, a lumped
version was used to determine the global parameters of the
watershed. Second, a distributed version used three parameters for
the production of runoff (slope, land cover and roughness),
a precise DEM, and the position of waterways for runoff
distribution. This information was derived from field observations
and interviews with farmers. Both surface runoff models accurately
reproduced runoff at the outlet. However, the distributed model
(Nash–Sutcliffe = 0.94) was more accurate than the adjusted
lumped model (N–S = 0.85), especially for the smallest and
biggest runoff events, and produced accurate spatial distribution of
runoff production and concentration.</p>
    <p>Different types of erosion processes (landslides, linear inter-ridge
erosion, linear erosion in main waterways) were modelled as
a combination of a hazard map (the spatial distribution of
runoff/infiltration volume provided by the distributed model), and
a susceptibility map combining slope, land cover and tillage,
derived from in situ observations and interviews with farmers. Each
erosion risk map gives a spatial representation of the different
erosion processes including risk intensities and frequencies that
were validated by the farmers and by in situ observations. Maps of
erosion risk confirmed the impact of the concentration of runoff,
the high susceptibility of long steep slopes, and revealed the
critical role of tillage direction.</p>
    <p>Calibrating and validating models using in situ measurements,
observations and farmers' perceptions made it possible to represent
runoff and erosion risk despite the initial scarcity of hydrological
data. Even if the models mainly provided orders of magnitude and
qualitative information, they significantly improved our
understanding of the watershed dynamics. In addition, the
information produced by such models is easy for farmers to use to
manage runoff and erosion by using appropriate agricultural
practices.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Soil erosion and surface runoff are frequent phenomena but their form,
intensity, and effects on agricultural land in tropical regions vary
considerably (Randrianarijaona, 1983; Roose and Ndayizigiye, 1997;
Vezina et al., 2006). Modeling is one way to better understand these
processes. Runoff and erosion at the watershed scale can be modelled
using different approaches. Non-distributed models estimate both
runoff and sediment yield but only at the outlet, while distributed
models represent their spatial distribution and account for watershed
heterogeneity (Dlamini et al., 2010) especially heterogeneity due to
agricultural practices. Distributed models require additional
distributed data for their calibration, but simulated sediment yield
is nevertheless subject to significant error (López-Vicente
et al., 2013). For model extension, the size of the watershed is a key
factor for agriculture practices (Valentin et al., 2008). As far as
temporal dynamics are concerned, event models of erosion can cope with
the brief intense production of runoff.</p>
      <p>The impact of agricultural practices on erosion has mostly been
studied at the plot scale and mainly concerned sheet or inter-ridge
erosion (DeLaune and Sij, 2012). At the scale of small watersheds,
runoff interconnects the different plots and its spatial distribution
has major effects on other forms of erosion (linear erosion,
landslides). In small watersheds, distributed models are consequently
required and data collection also concerns farmers' practices (Barnaud
et al., 2005), which are difficult to measure quantitatively or to
extrapolate.</p>
      <p>The collection of data on topography, rainfall, soil properties and
land cover, soil water content, runoff flow, sediment yield, etc. is
a major concern for model calibration and validation. In the frequent
situations when on-site measurements are lacking, one solution
consists in using data or empirical laws from similar situations
(Evrart et al., 2009), which however, raises transposition
issues. Another solution consists in diversifying the sources of
on-site data through quantitative measurements, qualitative
observations, and interviews with local people (Etienne, 2011). For
instance, farmers can provide useful information about a study site,
their plots, and their farming practices that can be compared with
on-site observations and satellite images. In addition, building
models intended to be useful to stakeholders requires their
involvement in the modeling process (Furlan et al., 2012). The
stakeholders should already be involved in identifying the issues and
in selecting the output form of the model, as well as in collecting
data for model calibration and validation. When this approach is used,
the models will be more easily appropriated by stakeholders and used
as support for discussion and negotiation as appropriate for the Panta
Rhei decade “focus on hydrological systems as a changing interface
between environment and society” (Montanari et al., 2013),</p>
      <p>The aim of the present study was to model runoff and erosion risks in
a small steep cultivated watershed located on the slope of the Merapi
volcano (Java), where available input data is very scarce. In these
extreme topographic conditions, farmers perceive runoff and erosion
via their impact on agriculture, and try to deal with them using
agricultural practices based on their own experience and on
traditional knowledge. The aim of our model was therefore to help the
local farmers improve management of runoff and erosion in the
watershed.</p>
</sec>
<sec id="Ch1.S2">
  <title>Material and method</title>
<sec id="Ch1.S2.SS1">
  <title>Study site</title>
      <p>Java is located in tropical area with high precipitation, and in
a subduction area where volcanic reliefs are dominant. Most cultivable
land is already cropped and extreme agriculture has taken over the
steep slopes of volcanoes. Frequent intense rainfall events cause
serious runoff, and erosion is thus a major concern for extreme
agriculture (Turkelboom et al., 2008).</p>
      <p>The Gumuk watershed is an example of extreme agriculture. It is
located on the east-south-eastern slope of the Merapi volcano. The
coordinates of the outfall are
7<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>32<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>33.21203<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>′</mml:mo><mml:mo>′</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> S and
110<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>29<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>′</mml:mo></mml:msup></mml:math></inline-formula>2.0486<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>′</mml:mo><mml:mo>′</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> E and an elevation
of 1471 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">m</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">a</mml:mi><mml:mo>.</mml:mo><mml:mi mathvariant="normal">s</mml:mi><mml:mo>.</mml:mo><mml:mi mathvariant="normal">l</mml:mi></mml:mrow></mml:math></inline-formula>. The watershed (Fig. 1) is approximately
400 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> long and 150 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> wide and covers
4.5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">ha</mml:mi></mml:math></inline-formula>. The watershed is very steep: the average slope is
23<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and 20 % of the area has a slope steeper than
40<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The steepest slopes are concentrated in the centre of the
watershed (Fig. 1a).</p>
      <p>The watershed substratum is an andesitic lava flow covered by ash and
pyroclastic deposits. Deposition, driven by the volcano activity, and
erosion, driven by intense rainfall events, has shaped the geological
structure of the watershed. Soils are andosols mainly composed of
deposits with very low organic matter content. They are very rich in
crystalline materials due to their young age.</p>
      <p>Agriculture uses most of the watershed for cultivation on terraces
whose steep slopes can reach 50<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (Fig. 1b). The watershed
comprises more than 80 plots ranging from 50 to 700 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> in
size (Fig. 2). Most of the plots are ridged to give a preferential
direction to the flow, and are drained by ditches. The land cover
varies over the course of the year depending on the cropping
system. Typically, maize is cultivated at a low planting density at
the beginning of the rainy season (October to January) followed by
market gardening of different vegetables in the same field (December
to March). Tobacco is then cultivated from February until the end of
the rainy season (mid-June) in almost all the plots and harvested
during the first month of the dry season. No new crop is planted
during the dry season, which lasts from June to October.</p>
      <p>In 2012, 1700 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">mm</mml:mi></mml:math></inline-formula> of rain was measured at the local weather
station. Only ten days of heavy rainfall accounted for 663 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">mm</mml:mi></mml:math></inline-formula>
(38 % of total rainfall) and only 12 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">mm</mml:mi></mml:math></inline-formula> of rain fell
during the dry season. The data collection campaign ended in
July 2013. The weather in 2012 and 2013 was compared to long term data
from neighbouring weather stations. Weather stations at Boyolali
(20 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> from Gumuk, alt. 400 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>), Yogyakarta
(32 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> from Gumuk, alt. 100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>) and Surakarta
(40 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> from Gumuk, alt. 100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>) are located at lower
altitudes in the same valley. Due to the impact of relief on the
weather, they are not representative of the study site. Farmers were
questioned instead. They qualified the weather in 2012, especially the
rain (total amount or extreme events), as a “typical”. Farmers cited
the length of the rainy season, i.e., the exact starting and ending
dates, as the main inter-annual weather variability. Indeed, the
length of the rainy season determines the agricultural calendar and
the water resource. Farmers described the 2012 rainy season as
starting “on time”, and the 2013 rainy season as being one month
longer, as it ended at the beginning of July whereas it usually ends
at the beginning of June. Extreme rainfall events in 2012 were
described as “typical” in terms of number and intensity. The
rainfall events in 2012 produced runoff that triggered erosion, which,
in turn, had a major impact on agricultural activities. Runoff and
erosion were therefore also considered to be “typical” by the
farmers.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Analysis of rainfall–runoff data</title>
      <p>Rainfall was measured in a receptacle with 0.2 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">mm</mml:mi></mml:math></inline-formula> capacity at one
minute intervals by a pluviometer that was an integral part of an automatic
weather station (Vantage Pro2 – Davis). The weather station was located on
the top of the watershed (see Fig. 1a). Runoff was measured at the outlet by
measuring the level of water at a gauging station that had been converted to
measure discharge using rating tables calibrated in the laboratory.</p>
      <p>The aim of data analysis was to identify the rainfall events that
produced runoff. Monitoring began in September 2011 and ended in
March 2013. Fifty-six days with runoff were counted at the outlet, but
rainfall and runoff data were only both correct on 29 days. The start
and end of a rainfall event were defined as a period of three minutes
with rainfall intensity equal to or greater than
0.1 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> (5 min moving average). Data analysis was
limited to runoff produced by a single rainfall event. For these
events, the antecedent precipitation index (API: Descroix et al.,
2002) was calculated at a one-minute time step for a period of
24 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">h</mml:mi></mml:math></inline-formula>. The API was defined as follows (Eq. 1) where <inline-formula><mml:math display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> is the
time in minutes before the beginning of the rainfall event and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>p</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
is precipitation during this minute:

                <disp-formula id="Ch1.E1" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mtext>API</mml:mtext><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mn>1440</mml:mn></mml:munderover><mml:msub><mml:mi>p</mml:mi><mml:mi>t</mml:mi></mml:msub><mml:msup><mml:mi>a</mml:mi><mml:mi>t</mml:mi></mml:msup></mml:mrow></mml:math></disp-formula>

          The recession factor (<inline-formula><mml:math display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula>) of API was determined as 0.9984023. It
corresponds to 90 % infiltration of rain 24 h before the main
rainfall event, due to the high hydraulic conductivity of soils.</p>
      <p>The total amount of rain and the duration of the rainfall events were
also calculated. The total volume of runoff associated with a given
rainfall event corresponded to the output flow between the beginning
and end of runoff.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <title>Runoff modeling based on STREAM model</title>
      <p>The STREAM model (Souchère et al., 1998, 2003; Cerdan et al.,
2002) uses a raster approach to calculate the spatial distribution of
runoff volume at the time scale of a rainfall event based on the
hydrological process and expert rules. STREAM architecture is
separated into two components: the production of runoff and the
transport of the runoff water.</p>
<sec id="Ch1.S2.SS3.SSSx1" specific-use="unnumbered">
  <title>Lumped version</title>
      <p>The lumped version (Fig. 3) considers the watershed to be
homogeneous. We only focused on total runoff volume at the outlet
using the characteristics of the rainfall event. This version
therefore only used production components. The STREAM production
component is based on physical processes instead of multivariate
adaptive regression splines (Sharda et al., 2006). Rain fills the
imbibition tank until it overflows; runoff corresponds to this
overflow minus the infiltration volume, which is derived from the soil
infiltration capacity and the duration of the rainfall event. The
initial filling of the imbibition tank depends on the API. Four levels
of imbibition capacity were distinguished corresponding to four
categories of API.</p>
      <p>Equation (2) represents the runoff volume production <inline-formula><mml:math display="inline"><mml:mi>V</mml:mi></mml:math></inline-formula> (in cubic
meters) per unit of surface area (<inline-formula><mml:math display="inline"><mml:mi>S</mml:mi></mml:math></inline-formula> in thousands of square meters)
as a result of the rain (<inline-formula><mml:math display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> in mm) minus the imbibition volume
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>V</mml:mi><mml:mtext>imb</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> in mm) per unit surface area and the infiltration
capacity (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mtext>inf</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> in <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) times the duration
(<inline-formula><mml:math display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> in hours) of the rainfall event.

                  <disp-formula id="Ch1.E2" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mfrac><mml:mi>V</mml:mi><mml:mi>S</mml:mi></mml:mfrac><mml:mo>=</mml:mo><mml:mi>R</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi>V</mml:mi><mml:mtext>imb</mml:mtext></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mtext>inf</mml:mtext></mml:msub><mml:mo>×</mml:mo><mml:mi>D</mml:mi></mml:mrow></mml:math></disp-formula></p>
</sec>
<sec id="Ch1.S2.SS3.SSSx2" specific-use="unnumbered">
  <title>Development of a spatially distributed runoff model</title>
      <p>Modelling runoff in Gumuk watershed aimed to spatially distribute the
lumped version. The raster grid is based on a digital elevation model
of the watershed. In each cell, runoff production is determined with
the same architecture as in the lumped model (see Fig. 3). The runoff
volume produced in each pixel is then transported to one of the eight
neighbors following the steepest slope. The natural flow direction can
be modified by humans (through soil tillage and water channels)
leading to preferential flow directions. In the absence of soil
tillage, the flow direction follows the natural slope. The map of flow
accumulation enables evaluation of the runoff volume transiting each
pixel.</p>
      <p>Based on the characteristics of the Gumuk watershed (slope
variability, size of plots, and water channels), a precise digital
elevation model was built at a resolution of 25 centimetres using more
than 2000 elevation measurements with D-GPS and a Leica total
station. Main waterways, water channels, terraces and border of plots
were also mapped.</p>
      <p>The runoff production component of STREAM was adapted to the
specificity of the study site. Based on field observations and
interviews with the farmers, the slope, vegetal cover, soil roughness
and tillage direction were identified as main factors influencing
runoff production and flow direction. These four characteristics were
then used to build a decision table to determine the imbibition volume
and infiltration capacity at plot scale: the values of these two
parameters were estimated on the basis of the average imbibition
volume and infiltration capacity determined by the lumped model. Data
at plot scale (soil properties, slope, vegetal cover, soil roughness,
tillage direction, waterways) resulting from observations or collected
in interviews with farmers were used to build decision tables to
determine the imbibition volume and infiltration capacity of each plot
according to its characteristics. Imbibition volumes without
antecedent rainfall were determined from the combination of the
infiltration capacity and the antecedent rainfall. Assuming that the
antecedent rainfall filled the imbibition tank to capacity and that
filling was homogeneous across the watershed, the imbibitions volume
for each pixel was determined using the same framework as for
infiltration capacity.</p>
</sec>
</sec>
<sec id="Ch1.S2.SS4">
  <title>Calibration and validation of the runoff models</title>
      <p>The STREAM versions (lumped and distributed) of runoff were both
calibrated with 13 rainfall–runoff events and validated with nine
other events. The quality of the simulated runoff volumes was measured
using the Nash–Sutcliffe coefficient (Nash and Sutcliffe, 1970) and
the average quadratic error.</p>
      <p>The map of runoff accumulation simulated with the distributed model
version for each rainfall–runoff event was compared with field
observations and information gathered in interviews with farmers about
the location of runoff flow in each plot.</p>
</sec>
<sec id="Ch1.S2.SS5">
  <title>Modeling erosion risks</title>
      <p>Erosion is a major concern in agriculture in steep tropical landscapes
(Vietnam, Vezina et al., 2006; Madagascar, Randrianarijaona, 1983;
North Cameroon, Abbot et al., 2001; Rwanda, Roose and Ndayizigiye,
1997; Ethiopia, Nyssen et al., 2000; Thaïland, Forsyth, 1994;
Malaisia, Midmore et al., 1996) and its spatial distribution is also
a major issue. Erosion events, particularly those caused by storms in
tropical areas, cause major land degradation (Turkelboom
et al., 2008). As our watershed only produced runoff during extreme
rainfall events, we focused on the subsequent erosion events.</p>
      <p>Distributed numerical erosion models require multiple calibration and
validation data and have difficulty representing the different erosion
processes (hysteresis issues) (Giménez et al., 2012). There may
also be significant errors in the location of erosion and in sediment
yield simulated by distributed numerical erosion models (Jetten
et al., 2003; López-Vicente et al., 2013). On the other hand, the
farmers' representation of erosion is more concerned with agricultural
problems (sediment losses, destruction of the crop) at plot scale than
at watershed scale. For these reasons, we decided to focus on the
farmers' representations of erosion and on the location of erosion
patterns within the watershed. Rather than computing sediment losses,
we decided to model the different erosion risks and to build accurate
maps of these risks in the watershed.</p>
      <p>Modeling erosion risk is based on hazard vulnerability analysis
(Turner et al., 2003; Prasannakumar et al., 2011). Hazard and
vulnerability are specific to each type of erosion the farmers
described as being one of the major ones during the survey, namely:
linear erosion in plots and waterways, and landslides. For both types
of erosion risk, the vulnerability was constrained by the erosion
susceptibility. Peak discharge determines linear erosion (Souchère
et al., 2003), but the STREAM model only calculates runoff
accumulation as the total volume of the event. For a small watershed
(less than a few dozen hectares) with short rainfall–runoff events
(a few hours or less), we assumed the runoff volume is a good
indicator of the intensity of runoff flow.</p>
      <p>For linear erosion (ephemeral rill intra-field and permanent gully
extra-field), the hazard was evaluated as the runoff volume simulated
by the STREAM model for a typical intense rainfall–runoff
event. Simulated runoff volumes were classified in 3 or 5 (regular)
classes to build a hazard map. Linear erosion susceptibility was
derived from vegetal cover and slope (Souchère et al., 2003). The
combination of these two characteristics at pixel scale was classified
in four categories and resulted in a susceptibility map. The map of
the risk of linear erosion was built using raster calculations
(multiplication and categorization) combining the hazard and
susceptibility maps.</p>
      <p>For landslide, the hazard was evaluated as the combination of soil
saturation (infiltrated volume) and overflow (runoff volume) (at plot
scale). Landslide vulnerability is related to vegetal cover, slope,
and the difference in angle between the direction of tillage and of
the slope. Landslide risks within the plot and at its border (where
runoff has a major impact) were distinguished. The map of landside
risk was built in the same way as linear erosion risk, by crossing the
hazard and susceptibility maps.</p>
</sec>
<sec id="Ch1.S2.SS6">
  <title>Soil properties, vegetal cover and tillage</title>
      <p>The soil composition was analysed by the regional agricultural service
BPTP, in Yogyakarta. Thirteen soil samples were taken in different
cultivated plots located in the watershed. The organic carbon of each
sample was measured by spectrometry, while other analyses focused on
hydrological soil properties (primary porosity, effective porosity,
ineffective porosity and permeability). The national hydrological
service IAHRI conducted a field experiment to determine soil hydraulic
conductivity using a permeameter disc. Measurements were taken in
seven plots, some cultivated, some not, in March 2013.</p>
      <p>The vegetal cover, soil tillage (type and azimuth direction) and
roughness recorded during the last two cropping seasons
(mid-April 2013 to end-June 2013) were precisely mapped on the
watershed. A total of 90 homogeneous plots were defined and these
parameters were recorded in a GIS. Vegetal cover was classified in
four categories in accordance with agricultural criteria: (i) “bare
soil” with less than 20 % of the surface covered by vegetation,
corresponding to no crop or a weak crop cover with no weed
infestation, (ii) “medium vegetal cover” with 20 to 70 % of the
ground covered by vegetation, corresponding to a weak crop with medium
weed infestation or a dense crop with no weeds, (iii) “high vegetal
cover” with more than 70 % of the ground covered by vegetation,
corresponding to a crop with high weed infestation, (iv) “very high
vegetal cover” where surface was completely covered by vegetation,
corresponding to forest or uncultivated or abandoned plots. Roughness
was classified in five categories in accordance with agricultural land
preparation and height of ridges: (i) no roughness, (ii) natural small
roughness (less than 5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">cm</mml:mi></mml:math></inline-formula>), (iii) small roughness resulting
from agricultural operations (5 to 10 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">cm</mml:mi></mml:math></inline-formula>), (iv) medium
roughness resulting from agricultural operations (more than
10 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">cm</mml:mi></mml:math></inline-formula>), (v) high roughness resulting from agricultural
operations (more than 10 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">cm</mml:mi></mml:math></inline-formula> and the presence of puddles after
rainfall). Photos were taken of the vegetal cover and of the roughness
categories to discuss the soil surface and vegetal cover in the plots
with the farmers. The properties from 2012 to April 2013 were assessed
in interviews with the farmers.</p>
</sec>
<sec id="Ch1.S2.SS7">
  <title>Field observations on runoff and erosion</title>
      <p>Field surveys were conducted during rainfall events in May and
June 2013 to assess the contribution of slope, tillage direction,
roughness and vegetal cover to runoff and erosion in the
plots. A sample of 18 plots with different slopes, tillage direction,
roughness and vegetal cover were chosen. Observations were made during
rainfall events to compare runoff and erosion in the field to ensure
the different factors involved in runoff production (occurrence and
intensity) roughly corresponded and to identify the impact of each on
erosion (change in the soil structure).</p>
      <p>Observations were also made at four junctions (A, B, C, and D) in the
upstream waterways (see Fig. 2) in order to roughly estimate the
runoff flow and the contribution of each upstream branch during
intense rainfall events. The survey was not possible downstream in the
main waterway because of the high runoff flow.</p>
</sec>
<sec id="Ch1.S2.SS8">
  <title>Interviews with farmers</title>
      <p>The aim of the interviews with farmers was to gather two types of
information. The first type concerned the farmer's perception of
runoff and erosion and what kind of model outputs farmers would
consider useful. The second type concerned their agricultural
practices and land management. Individual semi-open interviews were
carried out with a sample 19 farmers who cultivated 87 % of the
total cropped area. Each farmer was interviewed in his/her field.</p>
      <p>The first part of the interview concerned the farmer's perception of
runoff and erosion, the different types of erosion, their impacts on
farming activities, and their main triggers. For each type of erosion,
the farmer showed us the exact place where erosion occurred in his/her
field, its frequency and its intensity. The farmer also showed us the
traces left by of erosion in the plot and qualified its intensity. In
addition, the farmer located and qualitatively evaluated the
concentration of runoff in the field during the 2012 and 2013 rainy
seasons. The farmer's answers were compared with field
observations. This information was mapped and used to validate the
runoff and erosion risk models.</p>
      <p>The second part of the interview was directive and concerned the
farmer's crop and runoff management practices used in his/her plot in
the 2012 and 2013 cropping seasons. The farmer described the tillage,
weeding, agricultural calendar, weather and the differences between
the current and the past cropping seasons. This information was
compared with in situ observations and was used as model inputs.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Results</title>
<sec id="Ch1.S3.SS1">
  <title>General watershed dynamics and lumped version</title>
      <p>The measured runoff volume produced by the Gumuk watershed ranged from
10 to 1000 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> depending on the intensity (rainfall amount
and duration) of the rainfall event (Fig. 4a). Rainfall events with
an intensity of less than 28 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> produced no
runoff. The volume of runoff produced by rainfall events whose
intensity ranged from 28 to 43 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> depended on the
duration: only rainfall events that lasted more than 40 min produced
runoff, and major runoff volumes resulted from intense rainfall events
that lasted for more than an hour.</p>
      <p>The lumped version of runoff correctly represented the general
dynamics of the Gumuk watershed, especially for medium runoff volumes
(between 100 and 500 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>). Average infiltration capacity and
average imbibition volume without antecedent rainfall were determined
to be 30 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> and 10 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">mm</mml:mi></mml:math></inline-formula>, respectively. But the
model clearly over-estimated high runoff volumes and was highly
inaccurate for small volumes (Fig. 4b): simulated runoff volumes were
either under- or over-estimated. The average error was
122 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> and the Nash–Sutcliffe coefficient was 0.85.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Decision tables in the distributed version and land cover scenarios</title>
      <p>The field survey showed that the natural slope combined with the slope in the
direction of tillage, and the vegetal cover were the main determining factors
of runoff production Indeed, soil analyses revealed that the soil in the
fields was homogeneous, i.e., andosol mainly composed of ash deposits with
little organic matter and no clay, characterized by high infiltration
capacity and 20 % effective porosity. However, at the bottom of the
valley in the main waterway, the lava substratum was visible at the surface
and created in an impermeable a strip of soil about 1 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> in width and
100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> in length. Five categories of average natural slope and slope
in the tillage direction (less than 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, 10 to 15<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, 15 to
20<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, 20 to 25<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, and more than 25<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) were used as
a slope index. The vegetal cover was classified in four categories and
surface roughness (that included the height of ridges) in five categories.</p>
      <p>The decision table used these three categorized factors to determine
the infiltration capacity in each plot. Values were distributed around
the average infiltration capacity of the watershed
(30 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) based on field observations and expert
information (Table 1). Indeed, an increase in slope or a decrease in
roughness or in the vegetal cover logically increased runoff, thereby
reducing infiltration capacity.</p>
      <p>Imbibition volumes derived from infiltration capacities
(Table 2). A plot with a high infiltration capacity also had a high
imbibition volume, which decreased with antecedent rainfall. However
the variability of imbibition volume was small (3 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">mm</mml:mi></mml:math></inline-formula>).</p>
      <p>During calibration of the STREAM model (distributed version), only
a few modifications in the decision tables were required to obtain
a satisfactory solution for the simulated runoff at the outlet. The
main modification was to reduce the variability of the imbibitions
volume from 5 to 3 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">mm</mml:mi></mml:math></inline-formula>.</p>
      <p>Interviews with the farmers and plot surveys revealed no significant
differences in the location of each plot, nor in surface roughness and
soil tillage direction, but did reveal changes in the vegetal cover
due to changes in crop or weed infestation during the rainy season. In
the first part of the rainy season (from October to January)
agriculture was extensive, with sparse crops and high weed density,
resulting in high vegetal cover in the cultivated plots. In the second
part of the rainy season (from February to mid-June) farmers plowed
their plots in preparation for cultivating vegetables and tobacco, and
controlled weeds, resulting in low vegetal cover or bare soil in the
cultivated plots. Two vegetal cover scenarios were therefore used: one
using a vegetal cover (the one observed in the second part of the
rainy season) that remained the same throughout the rainy season, and
one that adapted the vegetal cover to the date of the rainfall–runoff
event.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <title>Runoff volume simulated at the outlet with the distributed model version and non-linear response of the basin</title>
      <p>The runoff volume simulated with STREAM (distributed version) took
into account the distribution of soil hydrologic properties and the
vegetal cover (Fig. 5). Estimations computed with this distributed
hydrological model were more accurate than with the lumped
model. Using the same vegetal cover for all rainfall–runoff events,
the average error was 75 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> and the Nash–Sutcliffe
coefficient was 0.91. Taking changes in the vegetal cover into account
slightly decreased the simulated runoff volume (less than
70 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>, which was within the initial average
error). However, this increased the model accuracy, as the average
error decreased to 62 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> with a Nash–Sutcliffe coefficient
of 0.94.</p>
      <p>Both runoff model versions were used to simulate one-hour rainfall
events of different intensity with a full imbibition tank
(Fig. 6). The distributed version of STREAM showed a non-linear
response of the basin corresponding to the spatial distribution of the
infiltration capacity, especially due to the spatial distribution of
slope. Low intensity rainfall events produced runoff only in the
steepest plots, which were mostly located at the center of the
watershed, where infiltration capacity was low. Increasing rainfall
intensity produced runoff in plots with a less steep slope (that had
a higher infiltration capacity) and hence increased runoff in the
steepest plots. Under very intense rainfall (more than
45 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) all the plots, including the flat plots located
at the watershed border, were saturated and produced runoff: any
millimeter per hour of rain above this threshold immediately produced
runoff. This differential production of runoff was validated by our
field observations during rainfall events. The steepest plots located
in the center of watershed produced runoff even during short low
intensity rainfall events, whereas the flat fields located at the
watershed border only produced runoff during long or high intensity
rainfall events. The distributed version satisfactorily simulated this
contrasted effect, which was not accounted for by the lumped version.</p>
</sec>
<sec id="Ch1.S3.SS4">
  <title>Spatial distribution of runoff</title>
      <p>The distributed version simulated runoff production at the pixel scale
and consequently reproduced the spatial variability of runoff
production at the basin scale (Fig. 7). The production of runoff was
higher in the middle of the basin where the steepest plots are
located. Agricultural practices impacted runoff through both vegetal
cover and the tillage direction. However, variation in vegetal cover
linked to the presence of a crop and weeds had less impact on runoff
production than slope. Tillage direction influenced flow direction and
hence the concentration of runoff in the furrows or channels at the
borders of plots. Farmers' interviews and field observations confirmed
model predictions of runoff production.</p>
      <p>The hydrographic network of the basin was highly developed and
concentrated: simulated results showed that three main branches (west
of the watershed) contributed to the majority of runoff
(700 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> corresponding to 60 % of the total runoff
volume), and after their confluence, seven waterways accounted for
30 % of the total runoff volume (350 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>). Simulated
runoff volumes in upstream waterway channels at point A, B, C and D
were compared to observations made during intense rainfall events. For
instance, runoff volumes at junction C simulated with a very intense
rainfall event (50 <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> during 56 min) were
122 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> coming from the west and 33 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> coming
from south (see Fig. 7). Our observation at junction C during similar
rainfall events were in accordance with the simulated result: it
showed that about three-quarters of runoff came from the west and one
quarter from the south.</p>
      <p>Different simulations identified the main impact of agricultural
practices, i.e. tillage determined preferential flow direction and
waterway channels drained the plots. These anthropogenic practices
were responsible for the high runoff concentration.</p>
</sec>
<sec id="Ch1.S3.SS5">
  <title>Farmers' perception of erosion</title>
      <p>The farmers distinguished between three types of erosion processes.</p>
      <p>(i) Landslides were the most problematic for farmers because they
destroyed the crop in their plot, reduced the cultivated area, and
required earthworks to repair the damage. Landslides destroyed not
only the plot in which it started but also the plot located in the
downstream deposition area. In the farmers' opinions, there are two
types of landslide: those caused by a rupture of the plot border and
those that start inside the plot.</p>
      <p>Linear erosion was a less serious problem for the farmers who
described two phenomena: (ii) linear erosion of the inter-ridge inside
the plots, caused by a rapid concentrated flow that could harm the
crop and destabilize the plot, and (iii) linear erosion of the
waterways between the plots, which can break through the man-made
waterways and then overrun the plots, destroying the crop or causing
landslides inside the plots.</p>
      <p>Farmers connected the intensity and frequency of erosion events: the
location with the most intense erosion was also the place where
erosion occurred most frequently. The map in Fig. 8 presents the
information provided by the farmers and our observations of erosion
features in the plots.</p>
</sec>
<sec id="Ch1.S3.SS6">
  <title>Mapping erosion risks</title>
      <p>Maps of erosion susceptibility and risk were created for the three
types of erosion phenomena described by the farmers: landslides,
linear erosion within the plots, and linear erosion in the waterways.</p>
      <p>Concerning the risk of linear erosion in the permanent gully outside
the field (Fig. 9) susceptibility was zero in the main waterway because it was located on andesite lava (Fig. 9a). Susceptibility was
higher in the other waterways because they were located on andosol,
which is mainly composed of ash deposits. In addition, susceptibility
to linear erosion was connected with the steepness of the slope of the
waterway. Combining the susceptibility map with the hazard map (runoff
volume distribution) resulted in a risk map (Fig. 9b). Erosion risk
was high in the three main tributary waterways where runoff volume was
high, but it was also very high in very steep secondary waterways
where the runoff volume was low. Field observations during intense
rainfall events confirmed the location of erosion risk in the
waterways (see Fig. 8). Field observations also showed that the places
with high risk (see Fig. 8) corresponded to a steep waterway or high
runoff flow. In addition, observations at point A during intense
rainfall events showed that erosion led to a digging of the existing
waterway channel.</p>
      <p>Concerning linear erosion in the transient intra-field rill (Fig. 9)
the main factor influencing susceptibility was slope, which can be
tempered by tillage across the natural slope and vegetal
cover. Susceptibility was consequently high in steep areas, and these
were quite widely distributed in the basin (Fig. 9a). The main risk
of linear erosion inside the plots was concentrated in the center of
the basin where runoff production was higher (Fig. 9b). The map shows
increasing risk of erosion caused by the accumulation of runoff
downstream (green to yellow to red). Comparing field observations and
information collected in interviews with the farmers (see Fig. 8)
confirmed the location of the risk of linear erosion in the
plots. Places with high, medium and low linear erosion risk described
by the farmers (Fig. 8) corresponded to those predicted by the risk
model.</p>
      <p>Susceptibility to landslides was concentrated in steep areas, which
are mainly located in the center of the basin
(Fig. 11a). Flat plots
located at the edge of the basin were less susceptible. Plots located
on the banks of the main waterways were uniformly highly susceptible
in steep areas but only slightly susceptible elsewhere. Hazard
(infiltration and runoff) concentrated the risk in the center of the
basin (Fig. 11b). Only a few plots were subject to high risk of
landslide, but in these plots the risk was nevertheless severe. All
five landslides that occurred during our field observations happened
in this highly risky area. Moreover, except for two plot borders, the
locations of the landslides described by the farmers (Fig. 8)
corresponded to highly risky areas on the simulated risk map.</p>
      <p>Erosion maps revealed the major impact of tillage direction on the
different erosion risks. The risk of linear erosion inside the plot
decreased if the slope in the tillage direction was less than the
natural slope. But if it was too flat (perpendicular to the natural
slope), the risk of landslide in the plot increased. Tillage direction
determined runoff direction and concentration and therefore influenced
the hazard maps (runoff and infiltration). It consequently increased
the risk of erosion in the plot or in the waterway that received the
runoff flow. Moreover, linear erosion in waterways created deep
gullies with instable flanks, and, as a consequence, increased the
risk of soil losses (which can lead to landslides) at the plot
borders.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Discussion</title>
<sec id="Ch1.S4.SS1">
  <title>Watershed response</title>
      <p>Intense tropical rainfall events produce flash runoff in steep
micro-watersheds in Indonesia (Rijsdijk et al., 2007; Van Dijk,
2002). The lumped runoff production model is quite simple, uses few
parameters and satisfactorily simulates runoff production at watershed
scale. The distributed STREAM model uses qualitative or quantitative
variables classified in 4 or 5 categories based on simple field
observations and farmers' interviews. Accounting for the spatial
distribution of hydrological properties increases the quality of the
runoff simulations, as shown by Turkelboom et al. (2008). The expert
based distributed model with only a few infiltration capacity classes
was consequently more accurate than the adjusted linear lumped model
in simulating runoff in this steep cultivated watershed.</p>
      <p>The STREAM model predicted total event runoff accumulation without
taking the temporal dynamics of runoff during the rainfall events into
consideration. This can have a major impact on erosion assessment
because peak discharge plays a determining role in the evaluation of
linear erosion in the waterways. However, runoff models that represent
peak discharge require a lot of spatially distributed data, which, in
our case, were not available. Moreover, as Gumuk is a very small
watershed (4.5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">ha</mml:mi></mml:math></inline-formula>), short intense rainfall events (less than
2 h) produced short runoff events (less than 4 h), and total runoff
volume at outlet was therefore a good indicator of the intensity of
runoff flow (an affine regression between total runoff and peak flow
on 9 events gave a positive relation with<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>=</mml:mo><mml:mn>0.81</mml:mn></mml:mrow></mml:math></inline-formula>). However modeling longer runoff events in a larger watershed
would require taking temporal dynamics into account (Morgan et al.,
1998).</p>
</sec>
<sec id="Ch1.S4.SS2">
  <title>Spatial distribution of runoff production and accumulation</title>
      <p>Runoff production was modeled using a limited number of input
parameters. Based on field observations and laboratory experiments,
the soil parameters in the watershed were considered to be
homogenous. However, a more detailed analysis could reveal some
heterogeneity of the soil hydrodynamic properties, and could also
reveal the contribution of soil variability to the variability of
runoff production. This soil heterogeneity could be then added in the
STREAM model through the properties of plots.</p>
      <p>Human activities can greatly modify runoff concentration pathways
(Souchere et al., 1998; Moussa et al., 2002). In this study site,
which is characterized by small size, high slope variability, and the
effect of many human actions on the topography (construction of
waterways, terraces, and ridges), runoff circulation was not
clear. A high resolution DEM was therefore required to simulate the
flow directions at plot and waterway scales. A precise description of
the topography was possible because the watershed is small. In
a larger watershed, remote sensing could be used to produce a DEM, but
its precision would not be sufficient to represent the impact of
farmers' practices on the distribution of runoff.</p>
      <p>Precipitation was considered to be homogeneous throughout the
watershed, but in fact, the relief and the wind may have a major
impact on the distribution of precipitation within the
watershed. A better representation of rainfall distribution would
require several weather stations (for instance on both banks of the
main stream) and a distributed model of precipitation.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <title>Validation of distributed runoff model</title>
      <p>Measurements of runoff accumulation in plots, and in natural and
human-made waterways made it possible to quantitatively validate the
runoff model. However, these measurements are delicate and time
consuming and their coherence at different scales is not guaranteed
(Le Bissonnais et al., 1998). The low accuracy measurements made
during the present study could only be used for the purpose of
comparison and to give an order of magnitude. The use of farmers'
knowledge on runoff concentration and production in their plots was
also delicate, mainly because perceptions may vary between farmers and
differ from scientific measures and observations. However, interviews
conducted with the farmers in their fields enabled us to compare and
calibrate farmers' perceptions with our own observations. The
validation of runoff estimated by the distributed STREAM model was not
based on accurate measures but on the consistency of the simulated
results, field observations, and farmers' knowledge. Nevertheless, the
distributed runoff model enabled us to understand the runoff
distribution within the watershed. It showed how the farmers managed
runoff, built ridges and water channels to control the runoff that
accumulated in their plots and to redirect the runoff flow away from
the downstream plots.</p>
      <p>Quantitative validation of the distributed runoff model would require
measurements of runoff flow inside fields and waterways.</p>
</sec>
<sec id="Ch1.S4.SS4">
  <title>Erosion models</title>
      <p>Susceptibility to erosion did not account for the impacts of erosion
(or resilience to erosion) like vulnerability studies (Leone and
Vinet, 2006). Including vulnerability would require assessing the
impacts of erosion in the short term (on farm income) and in the long
term (loss of arable land). An erosion event could have a cascade of
consequences and the different forms of erosion were not
independent. For instance, field observations revealed that linear
erosion in waterways could cause a landslide, a small landslide could
cause a bigger one during the following rainfall event, and an erosion
event could modify both the topography and the vegetal
cover. Assessing these cumulated risks would require other field
surveys and further interviews with farmers.</p>
      <p>Quantitative validation of the erosion risk models would require
measurements of sediment yield and topography in different locations
inside the plots and in waterways. One of the main difficulties would
be identifying the contribution of the different forms of erosion to
sediment yields using isotopic C-137 or granulometry, for instance. It
would require long term on-site measurements that are both technically
difficult and expensive.</p>
      <p>Qualitative validation of erosion risk maps was based on our field
observations and farmers' interviews. Field observations concerned
only the current cropping season, and the farmers provided historical
information. The information provided by the farmers about the
preceding cropping season had to be checked and harmonized by
comparing it to field observations and using photos of traces of
erosion. More complex physically-based models would be extremely
difficult to calibrate and validate because of the lack of data and
due to the specificities of the watershed: marked variability in slope
and the impacts of agricultural practices and topography that can
differ from year to year. Moreover, the simulated sediment yield would
be the product of different forms of erosion.</p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p>The spatially distributed models (runoof and erosion risks) developed
in this study used a variety of data sources for their calibration and
validation when classical data were missing. The distributed runoff
model enabled us to build maps of three major forms of erosion
risk. These models mainly provided an order of magnitude or
qualitative results. However they enabled a better understanding of
phenomena, particularly their distribution. First, models enabled the
researcher to locate erosion issues especially those combining forms
of erosion that had not been identified during the field
observations. The farmers confirmed the importance of those locations
for the management of erosion. Second, models gave a distributed and
global representation of erosion that differed from the farmers'
scale. The aim of the agricultural practices used by the farmers in
their fields was managing runoff concentration, diverting flow from
the main slope through tillage, and channelling the water in
waterways. But the risk of erosion increased with slope and runoff
flow was therefore higher in downstream plots. Thus, managing erosion
risk calls for coordination at basin or sub-basin scale. The modelling
approach we developed was therefore an appropriate way to get round
the lack of quantitative data.</p>
      <p>Maps of erosion risks could be used to draw up plans for coordinated
practices and their location. Runoff models could be used to test the
effect of these practices on runoff flow, the hazard part of erosion
risk. Designing strategies to reduce erosion risks could be done
classically by external experts (Turkelboom et al., 2008) or with the
participation of farmers (Souchère et al., 2010; Furlan et al.,
2012). The second approach would have the advantage of envisaging and
discussing solutions that can be implemented by the farmers
themselves. In this approach, a map of erosion risk could be a support
for reflection by the farmers: the maps we produced are accurate,
simple, intuitive, and compatible with the farmers' perceptions.</p>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>This research was funded by the project “Integrated and
Participatory Water Resources Management towards effective
agricultural system in Klaten Regency” financed by Danone-Aqua and coordinated by CIRAD. We
would like to thank the Balai Pengkajian and Teknologi Pertanian of
Yogyakarta (BPTP DIY) for their support in the field. We are very
grateful to Pak Bruto and his wife for their warm welcome and their
three month hospitality. We are deeply grateful to Putra Nasution
for his help in the field and thank the inhabitants of Gumuk for
their kindness and availability.</p></ack><ref-list>
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  </ref-list><app-group content-type="float"><app><title/>

<table-wrap id="App1.Ch1.T1"><caption><p>Decision table for the infiltration capacity (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) according to the slope index, soil surface roughness, and plant cover.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="center"/>
     <oasis:colspec colnum="4" colname="col4" align="center"/>
     <oasis:colspec colnum="5" colname="col5" align="center"/>
     <oasis:colspec colnum="6" colname="col6" align="center"/>
     <oasis:colspec colnum="7" colname="col7" align="center"/>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2"/>  
         <oasis:entry namest="col3" nameend="col7">Slope index in degrees </oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Roughness</oasis:entry>  
         <oasis:entry colname="col2">Plant cover</oasis:entry>  
         <oasis:entry colname="col3">0–10</oasis:entry>  
         <oasis:entry colname="col4">10–15</oasis:entry>  
         <oasis:entry colname="col5">15–20</oasis:entry>  
         <oasis:entry colname="col6">20–25</oasis:entry>  
         <oasis:entry colname="col7"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn>25</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">zero</oasis:entry>  
         <oasis:entry colname="col2">Sparse crop with no weeds</oasis:entry>  
         <oasis:entry colname="col3">35</oasis:entry>  
         <oasis:entry colname="col4">25</oasis:entry>  
         <oasis:entry colname="col5">15</oasis:entry>  
         <oasis:entry colname="col6">5</oasis:entry>  
         <oasis:entry colname="col7">5</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Crop with some weeds</oasis:entry>  
         <oasis:entry colname="col3">35</oasis:entry>  
         <oasis:entry colname="col4">30</oasis:entry>  
         <oasis:entry colname="col5">20</oasis:entry>  
         <oasis:entry colname="col6">10</oasis:entry>  
         <oasis:entry colname="col7">5</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Crop with weed or grassland</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">25</oasis:entry>  
         <oasis:entry colname="col6">15</oasis:entry>  
         <oasis:entry colname="col7">10</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Highly vegetated</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">30</oasis:entry>  
         <oasis:entry colname="col6">25</oasis:entry>  
         <oasis:entry colname="col7">15</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">low (natural)</oasis:entry>  
         <oasis:entry colname="col2">Sparse crop with no weeds</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">30</oasis:entry>  
         <oasis:entry colname="col5">20</oasis:entry>  
         <oasis:entry colname="col6">10</oasis:entry>  
         <oasis:entry colname="col7">5</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Crop with some weeds</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">25</oasis:entry>  
         <oasis:entry colname="col6">15</oasis:entry>  
         <oasis:entry colname="col7">10</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Crop with weeds or grassland</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">30</oasis:entry>  
         <oasis:entry colname="col6">20</oasis:entry>  
         <oasis:entry colname="col7">15</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Highly vegetated</oasis:entry>  
         <oasis:entry colname="col3">45</oasis:entry>  
         <oasis:entry colname="col4">40</oasis:entry>  
         <oasis:entry colname="col5">35</oasis:entry>  
         <oasis:entry colname="col6">25</oasis:entry>  
         <oasis:entry colname="col7">20</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">medium</oasis:entry>  
         <oasis:entry colname="col2">Few crop with no weeds</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">25</oasis:entry>  
         <oasis:entry colname="col6">15</oasis:entry>  
         <oasis:entry colname="col7">5</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">(small rill)</oasis:entry>  
         <oasis:entry colname="col2">Crop with some weeds</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">30</oasis:entry>  
         <oasis:entry colname="col6">20</oasis:entry>  
         <oasis:entry colname="col7">10</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Crop with weeds or grassland</oasis:entry>  
         <oasis:entry colname="col3">45</oasis:entry>  
         <oasis:entry colname="col4">40</oasis:entry>  
         <oasis:entry colname="col5">35</oasis:entry>  
         <oasis:entry colname="col6">25</oasis:entry>  
         <oasis:entry colname="col7">20</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Highly vegetated</oasis:entry>  
         <oasis:entry colname="col3">45</oasis:entry>  
         <oasis:entry colname="col4">40</oasis:entry>  
         <oasis:entry colname="col5">35</oasis:entry>  
         <oasis:entry colname="col6">30</oasis:entry>  
         <oasis:entry colname="col7">25</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">strong</oasis:entry>  
         <oasis:entry colname="col2">Sparse crop with no weeds</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">25</oasis:entry>  
         <oasis:entry colname="col6">15</oasis:entry>  
         <oasis:entry colname="col7">10</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">(dug rill)</oasis:entry>  
         <oasis:entry colname="col2">Crop with some weeds</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">30</oasis:entry>  
         <oasis:entry colname="col6">20</oasis:entry>  
         <oasis:entry colname="col7">10</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Crop with weeds or grassland</oasis:entry>  
         <oasis:entry colname="col3">45</oasis:entry>  
         <oasis:entry colname="col4">40</oasis:entry>  
         <oasis:entry colname="col5">35</oasis:entry>  
         <oasis:entry colname="col6">30</oasis:entry>  
         <oasis:entry colname="col7">25</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Highly vegetated</oasis:entry>  
         <oasis:entry colname="col3">50</oasis:entry>  
         <oasis:entry colname="col4">45</oasis:entry>  
         <oasis:entry colname="col5">40</oasis:entry>  
         <oasis:entry colname="col6">35</oasis:entry>  
         <oasis:entry colname="col7">30</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">strong and</oasis:entry>  
         <oasis:entry colname="col2">Sparse crop with no weeds</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">30</oasis:entry>  
         <oasis:entry colname="col6">20</oasis:entry>  
         <oasis:entry colname="col7">15</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">irregular</oasis:entry>  
         <oasis:entry colname="col2">Crop with some weeds</oasis:entry>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4">35</oasis:entry>  
         <oasis:entry colname="col5">30</oasis:entry>  
         <oasis:entry colname="col6">25</oasis:entry>  
         <oasis:entry colname="col7">20</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Crop with weeds or grassland</oasis:entry>  
         <oasis:entry colname="col3">45</oasis:entry>  
         <oasis:entry colname="col4">45</oasis:entry>  
         <oasis:entry colname="col5">40</oasis:entry>  
         <oasis:entry colname="col6">35</oasis:entry>  
         <oasis:entry colname="col7">30</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Highly vegetated</oasis:entry>  
         <oasis:entry colname="col3">50</oasis:entry>  
         <oasis:entry colname="col4">45</oasis:entry>  
         <oasis:entry colname="col5">40</oasis:entry>  
         <oasis:entry colname="col6">40</oasis:entry>  
         <oasis:entry colname="col7">35</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<table-wrap id="App1.Ch1.T2"><caption><p>Decision table for determining the imbibition volume (mm) according to categories of infiltration capacity and API.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="center"/>
     <oasis:colspec colnum="3" colname="col3" align="center"/>
     <oasis:colspec colnum="4" colname="col4" align="center"/>
     <oasis:colspec colnum="5" colname="col5" align="center"/>
     <oasis:thead>
       <oasis:row>  
         <oasis:entry colname="col1">Infiltration capacity</oasis:entry>  
         <oasis:entry namest="col2" nameend="col5">API (mm) </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">(<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">mm</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">h</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>)</oasis:entry>  
         <oasis:entry colname="col2">0–2</oasis:entry>  
         <oasis:entry colname="col3">2–6</oasis:entry>  
         <oasis:entry colname="col4">6–9</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">9</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">0</oasis:entry>  
         <oasis:entry colname="col2">0</oasis:entry>  
         <oasis:entry colname="col3">0</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">5</oasis:entry>  
         <oasis:entry colname="col2">7</oasis:entry>  
         <oasis:entry colname="col3">1</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">10</oasis:entry>  
         <oasis:entry colname="col2">8</oasis:entry>  
         <oasis:entry colname="col3">2</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">15</oasis:entry>  
         <oasis:entry colname="col2">8</oasis:entry>  
         <oasis:entry colname="col3">2</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">20</oasis:entry>  
         <oasis:entry colname="col2">9</oasis:entry>  
         <oasis:entry colname="col3">3</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">25</oasis:entry>  
         <oasis:entry colname="col2">9</oasis:entry>  
         <oasis:entry colname="col3">3</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">30</oasis:entry>  
         <oasis:entry colname="col2">10</oasis:entry>  
         <oasis:entry colname="col3">4</oasis:entry>  
         <oasis:entry colname="col4">0</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">35</oasis:entry>  
         <oasis:entry colname="col2">11</oasis:entry>  
         <oasis:entry colname="col3">5</oasis:entry>  
         <oasis:entry colname="col4">1</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">40</oasis:entry>  
         <oasis:entry colname="col2">11</oasis:entry>  
         <oasis:entry colname="col3">5</oasis:entry>  
         <oasis:entry colname="col4">1</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">45</oasis:entry>  
         <oasis:entry colname="col2">12</oasis:entry>  
         <oasis:entry colname="col3">6</oasis:entry>  
         <oasis:entry colname="col4">2</oasis:entry>  
         <oasis:entry colname="col5">0</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">50</oasis:entry>  
         <oasis:entry colname="col2">13</oasis:entry>  
         <oasis:entry colname="col3">7</oasis:entry>  
         <oasis:entry colname="col4">3</oasis:entry>  
         <oasis:entry colname="col5">1</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <fig id="App1.Ch1.F1"><caption><p><bold>(a)</bold> Topographic map of the Gumuk bassin and <bold>(b)</bold> photo taken from the south-east corner looking west.</p></caption>
      <?xmltex \igopts{width=256.074803pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f01.pdf"/>

    </fig>

      <fig id="App1.Ch1.F2"><caption><p>Assembly of aerial photographs. The basin boundaries are in red and the main hydrography in blue. Runoff was observed on the A, B, C and D locations.</p></caption>
      <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f02.png"/>

    </fig>

      <fig id="App1.Ch1.F3"><caption><p>Runoff production in the non-distributed model.</p></caption>
      <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f03.png"/>

    </fig>

      <fig id="App1.Ch1.F4"><caption><p><bold>(a)</bold> Measured runoff volume vs. rainfall intensity and duration for the identified rainfall events, and <bold>(b)</bold> simulated vs. measured runoff volume for identified events using the lumped version.</p></caption>
      <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f04.pdf"/>

    </fig>

      <fig id="App1.Ch1.F5"><caption><p>Simulated vs. measured runoff volume for identified events using STREAM model with different land cover according to the season (grey-first half of the rainy season, black-second half of the raining season).</p></caption>
      <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f05.png"/>

    </fig>

      <fig id="App1.Ch1.F6"><caption><p>Simulated runoff volume for a virtual one-hour rainfall event with different rainfall intensities with a full imbition tank (high API) with the non-distributed model (dotted line) and with the STREAM model (black line).</p></caption>
      <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f06.png"/>

    </fig>

      <fig id="App1.Ch1.F7"><caption><p>Spatial distribution of runoff volume over 10 <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> simulated by the STREAM model for the strongest rainfall event (64 millimeters in 70 min).</p></caption>
      <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f07.png"/>

    </fig>

      <fig id="App1.Ch1.F8"><caption><p>Map of erosion risks based on farmers' interviews and field observations.</p></caption>
      <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f08.png"/>

    </fig>

      <fig id="App1.Ch1.F9"><caption><p>Susceptibility of waterways to linear erosion <bold>(a)</bold> and risk <bold>(b)</bold> maps.</p></caption>
      <?xmltex \igopts{width=256.074803pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f09.pdf"/>

    </fig>

      <fig id="App1.Ch1.F10"><caption><p>Map of interrill susceptibility <bold>(a)</bold> and risk map <bold>(b)</bold>.</p></caption>
      <?xmltex \igopts{width=256.074803pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f10.pdf"/>

    </fig>

      <fig id="App1.Ch1.F11"><caption><p>Map of landslide susceptibility <bold>(a)</bold> and risk map
<bold>(b)</bold>.</p></caption>
      <?xmltex \igopts{width=256.074803pt}?><graphic xlink:href="https://hess.copernicus.org/preprints/12/9701/2015/hessd-12-9701-2015-f11.png"/>

    </fig>

    </app></app-group></back>
    </article>
