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<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0" article-type="research-article"><?xmltex \makeatother\@nolinetrue\makeatletter?>
  <front>
    <journal-meta><journal-id journal-id-type="publisher">HESS</journal-id><journal-title-group>
    <journal-title>Hydrology and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">HESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Hydrol. Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1607-7938</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/hess-26-5933-2022</article-id><title-group><article-title><?xmltex \hack{\vspace*{-1mm}}?>Monitoring the extreme flood events in the Yangtze River basin based on GRACE and GRACE-FO satellite data</article-title><alt-title>Monitoring the extreme flood events in the Yangtze River basin</alt-title>
      </title-group><?xmltex \runningtitle{Monitoring the extreme flood events in the Yangtze River basin}?><?xmltex \runningauthor{J. Xie et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Xie</surname><given-names>Jingkai</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-5396-6456</ext-link></contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Xu</surname><given-names>Yue-Ping</given-names></name>
          <email>yuepingxu@zju.edu.cn</email>
        <ext-link>https://orcid.org/0000-0002-3259-5593</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Yu</surname><given-names>Hongjie</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Huang</surname><given-names>Yan</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Guo</surname><given-names>Yuxue</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Institute of Hydrology and Water Resources, Zhejiang University,
Hangzhou, 310058, China</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Changjiang Water Resources Commission of the Ministry of Water
Resources, Wuhan, 43000, China</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Yue-Ping Xu (yuepingxu@zju.edu.cn)</corresp></author-notes><pub-date><day>25</day><month>November</month><year>2022</year></pub-date>
      
      <volume>26</volume>
      <issue>22</issue>
      <fpage>5933</fpage><lpage>5954</lpage>
      <history>
        <date date-type="received"><day>27</day><month>April</month><year>2022</year></date>
           <date date-type="rev-request"><day>10</day><month>May</month><year>2022</year></date>
           <date date-type="rev-recd"><day>1</day><month>November</month><year>2022</year></date>
           <date date-type="accepted"><day>2</day><month>November</month><year>2022</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2022 </copyright-statement>
        <copyright-year>2022</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://hess.copernicus.org/articles/.html">This article is available from https://hess.copernicus.org/articles/.html</self-uri><self-uri xlink:href="https://hess.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://hess.copernicus.org/articles/.pdf</self-uri>
      <abstract><title>Abstract</title>

      <p id="d1e125">Gravity Recovery and Climate Experiment (GRACE) and its
successor GRACE Follow-on (GRACE-FO) satellite provide terrestrial water
storage anomaly (TWSA) estimates globally that can be used to monitor flood
in various regions at monthly intervals. However, the coarse temporal
resolution of GRACE and GRACE-FO satellite data has been limiting their
applications at finer temporal scales. In this study, TWSA estimates have
been reconstructed and then temporally downscaled into daily values based on
three different learning-based models, namely a multi-layer perceptron (MLP)
model, a long-short term memory (LSTM) model and a multiple linear regression
(MLR) model. Furthermore, a new index incorporating temporally downscaled
TWSA estimates combined with daily average precipitation anomalies is
proposed to monitor the severe flood events at sub-monthly timescales for
the Yangtze River basin (YRB), China. The results indicated that (1) the MLP
model shows the best performance in reconstructing the monthly TWSA with root mean square
error (RMSE) <inline-formula><mml:math id="M1" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 10.9 mm per month and Nash–Sutcliffe efficiency (NSE) <inline-formula><mml:math id="M2" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.89 during the validation period; (2) the MLP
model can be useful in temporally downscaling monthly TWSA estimates into
daily values; (3) the proposed normalized daily flood potential index
(NDFPI) facilitates robust and reliable characterization of severe flood
events at sub-monthly timescales; (4) the flood events can be monitored by
the proposed NDFPI earlier than traditional streamflow observations with
respect to the YRB and its individual subbasins. All these findings can
provide new opportunities for applying GRACE and GRACE-FO satellite data to
investigations of sub-monthly signals and have important implications for
flood hazard prevention and mitigation in the study region.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <?xmltex \hack{\newpage}?>
<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e153">Extreme floods, as one of the most destructive natural hazards, not only
cause lots of casualties in China and around the world, but also have
considerable wider and adverse economic consequences (Dottori et al., 2018).
According to the report published by the United Nations Office for Disaster
Risk Reduction (UNDRR), the total economic loss induced by floods is up to
USD 651 billion worldwide from 2000 to 2019
(<uri>https://www.undrr.org/publication/human-cost-disasters-overview-last-20-years-2000-2019</uri>, last access: 17 November 2022).
Meanwhile, floods are projected to become more frequent and extreme under
global warming as it can substantially amplify the water-holding capacity of
the air and increase the occurrence of extreme precipitation events (Slater
and Villarini, 2016). Therefore, monitoring extreme flood events has long been a
hot topic for hydrologists and decision makers around the world (Tanoue et
al., 2020; Tellman et al., 2021).</p>
      <p id="d1e159">Contrary to traditionally ground-based observations or hydrological models,
the launches of Gravity Recovery and Climate Experiment (GRACE) twin
satellites in 2002 and its successor GRACE Follow-on (GRACE-FO) satellites
in 2018 can provide a new methodology for retrieving terrestrial water
storage anomalies (TWSAs) in real time globally by measuring temporal
variations in Earth's gravity field (Ahmed et al., 2021; Tapley et al.,
2004). The TWSA derived from GRACE and GRACE-FO satellites comprises all the surface
and subsurface water over land, which can be used to monitor the hydrologic
variations in response to extreme weather events (Li et al., 2022; Xie et
al., 2019a). In this case, GRACE and GRACE-FO observations have been widely
applied to assess the potential flood risks for a specific region. For
example, Reager and Famiglietti (2009) proposed a flood potential index estimated using monthly average precipitation anomalies and GRACE-derived TWSAs to
characterize the potential flood risks from regional to global scales. Xiong
et al. (2021a) developed a novel integrated flood potential index by linking
the flood potential index derived from six GRACE products based on a copula
function, which was further used to identify and characterize the floods
with different intensities over the study region. A summary of relevant
literature on detecting extreme flood events using GRACE and GRACE-FO data has
been listed in Table 1.</p>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e165">A summary of relevant literature on monitoring extreme
flood events using GRACE and GRACE-FO data. GRACE: Gravity
Recovery and Climate Experiment mission. GRACE-FO: Gravity
Recovery and Climate Experiment Follow-On mission. GLDAS: Global Land Data Assimilation system. TRMM: Tropical Rainfall Measuring Mission. MODIS: Moderate-Resolution
Imaging Spectroradiometer.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="2.7cm"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="1.7cm"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="3.8cm"/>
     <oasis:colspec colnum="4" colname="col4" align="justify" colwidth="1cm"/>
     <oasis:colspec colnum="5" colname="col5" align="justify" colwidth="1.3cm"/>
     <oasis:colspec colnum="6" colname="col6" align="justify" colwidth="4.5cm"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Study</oasis:entry>
         <oasis:entry colname="col2">Study region</oasis:entry>
         <oasis:entry colname="col3">Source data</oasis:entry>
         <oasis:entry colname="col4">Period</oasis:entry>
         <oasis:entry colname="col5">Temporal resolution</oasis:entry>
         <oasis:entry colname="col6">Main contributions</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Chen et al. (2010)</oasis:entry>
         <oasis:entry colname="col2">Amazon <?xmltex \hack{\hfill\break}?>basin</oasis:entry>
         <oasis:entry colname="col3">GRACE RL04 data; precipitation</oasis:entry>
         <oasis:entry colname="col4">2002 to 2009</oasis:entry>
         <oasis:entry colname="col5">Month</oasis:entry>
         <oasis:entry colname="col6">Measuring large-scale extreme  <?xmltex \hack{\hfill\break}?>flood events</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Long et al. (2014)</oasis:entry>
         <oasis:entry colname="col2">Yunnan–Guizhou  <?xmltex \hack{\hfill\break}?>Plateau</oasis:entry>
         <oasis:entry colname="col3">GRACE RL05 data; hydrometeorological data</oasis:entry>
         <oasis:entry colname="col4">2003 to 2012</oasis:entry>
         <oasis:entry colname="col5">Month</oasis:entry>
         <oasis:entry colname="col6">Evaluating the frequency and severity of droughts and floods over the regions</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Reager et al. (2014)</oasis:entry>
         <oasis:entry colname="col2">Mississippi  <?xmltex \hack{\hfill\break}?>River basin</oasis:entry>
         <oasis:entry colname="col3">GRACE data; GLDAS data;  <?xmltex \hack{\hfill\break}?>stream gauge data</oasis:entry>
         <oasis:entry colname="col4">2003 to 2011</oasis:entry>
         <oasis:entry colname="col5">Month</oasis:entry>
         <oasis:entry colname="col6">Characterizing regional flood potential and assessing the predisposition of a river basin to flooding</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Tangdamrongsub <?xmltex \hack{\hfill\break}?>et al. (2016)</oasis:entry>
         <oasis:entry colname="col2">Tonlé Sap  <?xmltex \hack{\hfill\break}?>basin</oasis:entry>
         <oasis:entry colname="col3">GRACE RL05 data; TRMM; MODIS; hydrological model</oasis:entry>
         <oasis:entry colname="col4">2002 to 2014</oasis:entry>
         <oasis:entry colname="col5">Month</oasis:entry>
         <oasis:entry colname="col6">Quantifying the flood events at both basin and sub-basin scales</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Chen et al. (2018)</oasis:entry>
         <oasis:entry colname="col2">Liao River  <?xmltex \hack{\hfill\break}?>basin</oasis:entry>
         <oasis:entry colname="col3">GRACE RL05 data; meteorological data; hydrological model</oasis:entry>
         <oasis:entry colname="col4">2002 to 2016</oasis:entry>
         <oasis:entry colname="col5">Month</oasis:entry>
         <oasis:entry colname="col6">Monitoring the drought and flood  <?xmltex \hack{\hfill\break}?>patterns based on the total storage  <?xmltex \hack{\hfill\break}?>deficit index</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Yang et al. (2021)</oasis:entry>
         <oasis:entry colname="col2">Yangtze River basin</oasis:entry>
         <oasis:entry colname="col3">GRACE and GRACE-FO <?xmltex \hack{\hfill\break}?>RL06 data; meteorological  <?xmltex \hack{\hfill\break}?>data;  teleconnection indices</oasis:entry>
         <oasis:entry colname="col4">2002 to 2018</oasis:entry>
         <oasis:entry colname="col5">Month</oasis:entry>
         <oasis:entry colname="col6">Investigating the flood risk factors and analyzing the impact of climate change factors on flood events</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Shah and Mishra <?xmltex \hack{\hfill\break}?>(2021)</oasis:entry>
         <oasis:entry colname="col2">Indian  <?xmltex \hack{\hfill\break}?>subcontinent</oasis:entry>
         <oasis:entry colname="col3">GRACE RL06 data; <?xmltex \hack{\hfill\break}?>meteorological data</oasis:entry>
         <oasis:entry colname="col4">2002 to 2016</oasis:entry>
         <oasis:entry colname="col5">Month</oasis:entry>
         <oasis:entry colname="col6">Examining the role of changes in  <?xmltex \hack{\hfill\break}?>terrestrial water and groundwater  <?xmltex \hack{\hfill\break}?>storage on flood potential</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">This study</oasis:entry>
         <oasis:entry colname="col2">Yangtze River basin</oasis:entry>
         <oasis:entry colname="col3">GRACE and GRACE-FO <?xmltex \hack{\hfill\break}?>RL06 data; runoff; <?xmltex \hack{\hfill\break}?>meteorological data</oasis:entry>
         <oasis:entry colname="col4">2003 to 2020</oasis:entry>
         <oasis:entry colname="col5">Day</oasis:entry>
         <oasis:entry colname="col6">Monitoring the evolution of extreme flood events based on temporally downscaled GRACE data</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e430">Previous studies have clearly indicated that the proposed indices using
GRACE and GRACE-FO data can better reflect the evolution of flood events than
traditional indices, such as standardized precipitation index (SPI) and
standardized precipitation evapotranspiration index (SPEI), because the
GRACE and GRACE-FO observations can measure the vertically integrated water
storage over regions (Yan et al., 2021; Yin and Park, 2021). However, all
these studies mainly focus on detecting the extreme flood events at monthly
intervals, while monitoring the flood events and its hydrological impacts at
finer temporal scales remains a major challenge due to the coarse temporal
resolution (i.e., monthly) of GRACE and GRACE-FO data. To date, very few studies
have paid attention to monitor flood events at sub-monthly timescales using
GRACE data. Given the rapid occurrence and evolution of some extreme events
within a short period, there is a great need to monitor the flood events at
a finer temporal resolution (e.g., day), which has important implications for
better understanding the mechanisms of extreme flood events in the Yangtze
River basin (YRB). Therefore, we aim to downscale the TWSA estimates derived
from GRACE and GRACE-FO satellite data into daily values and demonstrate its
application to monitor extreme flood events at sub-monthly timescales for
the YRB. The temporally downscaled TWSA data could be valuable for
understanding the effects of climate change on the hydrological cycle and
providing important implications of flood hazard prevention and water
resource management over this region.</p>
      <p id="d1e433">The YRB is one of the most important basins in China because it can provide
freshwater, hydropower, food, and other ecosystem services for hundreds of
millions of people. Meanwhile, the YRB has been regarded as one of the most
sensitive and vulnerable regions that has suffered from severe floods due to its
highly uneven rainfall pattern (Zhang et al., 2021). During the past
decades, increasingly intensified human activities and climate change
have substantially changed the hydrological cycle in the YRB and thus
accelerated the variation of flood characteristics in this region (Fang et
al., 2012; Wang et al., 2011). It has been found that both the frequency and
severity of extreme flood events generally showed upward trends in the YRB
in recent decades, owing to substantial changes in climate, infrastructure
and land use (Huang et al., 2015; Liu et al., 2019; Yang et al., 2021; Zhang
et al., 2008). For example, in the year 2020, the YRB experienced one of the
most extreme flood events on record. According to data from the Ministry
of Emergency Management of the People's Republic of China, a total of 38.173 million people were affected, and 27 000 houses collapsed due to the 2020
flood, with 56 deaths or disappearances and a great economic loss of
USD 27.68 billion  (Jia et al., 2021).</p>
      <p id="d1e436">The rest of this paper is mainly organized as follows. In Sect. 2,
descriptions of the study area are presented. In Sects. 3 and 4,
the datasets and methods used in this study are introduced respectively. In
Sect. 5, monthly TWSA estimates obtained from original GRACE and GRACE-FO
satellite data are temporally downscaled into individual values at daily
timescales based on the methodology proposed in this study. Meanwhile, a
new index incorporating temporally downscaled TWSA estimates and daily
precipitation is proposed to detect extreme flood events that occurred in the year
2020 across the YRB and its individual subbasins. Then, the discussion about
the temporally downscaled GRACE and GRACE-FO satellite data and its capacity to
monitor extreme flood events are presented in Sect. 6. We also explain the
reasons why the new proposed index can monitor extreme flood events across
the YRB in this section. Finally, we present a summary of this study in
Sect. 7.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Study area</title>
      <p id="d1e447">The Yangtze River (also termed as Changjiang River) is the longest river in
China, with a length of about 6300 km. It originates from the Tanggula
Mountains of the Qinghai–Tibetan Plateau and eventually empties into the estuary
of the East China Sea after spanning 11 provinces in China (Wu et
al., 2022). The YRB (90–122<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E, 25–35<inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N) has a total drainage area of <inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.81</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, which
accounts for approximately 20 % of the total area of the mainland China.
The terrain of the YRB generally decreases from west to east, with altitudes
ranging from <inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">142</mml:mn></mml:mrow></mml:math></inline-formula> to 7143 m above sea level (shown in Fig. 1). The
entire YRB consists of three main parts, that is, the upper (upstream region
above the Yichang station), the middle (region between the Yichang station
and the Hukou station) and the lower (downstream region below the Hukou
station) subbasins.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Figure}?><label>Figure 1</label><caption><p id="d1e504">Location of the Yangtze River basin (YRB) in China and its
topography. Distribution of meteorological stations and hydrological
stations is also shown in this figure. TGR: Three Gorges Reservoir. DEM: digital elevation model.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f01.png"/>

      </fig>

      <p id="d1e513">The YRB is located in typically subtropical and temperate climate zones,
which is dominated by three types of monsoons, namely the Siberian northwest
monsoon winds in winter and the Indian southeasterly monsoon winds and the East
Asian monsoon in summer (Kong et al., 2020). According to observations
from meteorological stations, the mean annual air temperature of this basin
ranges from 14.4 to 15.4 <inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, and mean annual
precipitation ranges from 1049 to 1424 mm during 2003–2020. Under the
joint effects of monsoon activities and seasonal motions of subtropical
highs, more than 85 % of the annual precipitation occurs in the wet season
from April to October, which further increases the risks of extreme floods
in the middle and lower reaches of the Yangtze River (Huang et al., 2015;
Yang et al., 2010). Additionally, by the end of 21st century, projections
show a significant upward trend of the annual precipitation over the YRB
according to the latest study (Yue et al., 2021).</p>
      <p id="d1e526">The YRB is one of the most important regions in China because it
accommodates approximately 33 % of China's total population (Huang et al.,
2021), accounts for over 36 % China's total water resources and
contributes more than 46 % of China's total gross domestic product (GDP)
according to statistics collected by Yangtze River Conservancy
Commission of Ministry of Water Resources. The YRB not only sustains many
hydro-electrical industries, such as the Three Gorges Corporation, but also
provides freshwater resources for neighboring regions to alleviate the
pressure of water scarcity through the South-to-North Water Diversion
Project (Long et al., 2020; Zhang et al., 2021). Furthermore, the YRB
plays a critical role in flood control, crop irrigation, power generation
and ecological conservation (Chao et al., 2021; L. Wang et al., 2020). More
information about the location and topography of the YRB can be found in
Fig. 1.</p>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Data</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Terrestrial water storage derived from GRACE and GRACE-FO satellite data</title>
      <p id="d1e544">GRACE and GRACE-FO data can provide global TWSA at monthly scales. In this
study, the average of three types of GRACE and GRACE-FO solutions is
estimated in order to characterize the variations of TWSA in the YRB and its
individual subbasins during the period of 2003–2020, all of which are the
latest versions of Release Number 06 (RL06). These products are provided by
the Center for Space Research (CSR; at the University of Texas at Austin)
(Save et al., 2016), the Goddard Space Flight Center (GSFC; at NASA) (Loomis
et al., 2019) and the Jet Propulsion Laboratory (JPL; at NASA and California
Institute of Technology, California) (Landerer et al., 2020) respectively.
All these GRACE and GRACE-FO solutions represented by equivalent water
thickness units (mm) are anomalies relative to the time-mean baseline during
January 2004–December 2009. It should also be noteworthy that GRACE data
are not available in a few months because of the problem of “battery
management”. In addition, there was a gap period for 11 consecutive
months from July 2017 to May 2018 between the GRACE and GRACE-FO satellites.
Here we have not filled the data gaps between the two GRACE satellites with
linear interpolation since it may not fully describe the seasonal variation
of TWSA during these missing months. All these GRACE and GRACE-FO satellite
data are available at <uri>https://podaac.jpl.nasa.gov</uri> (last access: 17 November 2022). As
documented in previous studies (Long et al., 2014; Xie et al., 2022), there
are slight differences between these three GRACE and GRACE-FO solutions when
estimating the variation of regional TWSA. The differences between these
three GRACE and GRACE-FO solutions mainly arise from the processing
algorithms or constrained solutions.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Meteorological data</title>
      <p id="d1e558">In this study, daily time series of precipitation and temperature from
2003–2020 are provided by the China Meteorological Administration (CMA)
(<uri>http://data.cma.cn/</uri>, last access: 17 November 2022) with a total of 150 National Meteorological
Observatory stations distributed in the YRB (shown in Fig. 1). Areal
precipitation in the YRB and its individual subbasins at daily scales can be
calculated according to the Thiessen polygon method. Monthly precipitation
for regions is calculated by summing all daily values of precipitation.
Meanwhile, areal temperature in the YRB and its basins at daily timescales
is calculated by directly averaging the respective daily temperature from
all meteorological stations over regions. Similarly, monthly temperature
estimates are calculated by summing all daily values of temperature.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><title>In situ streamflow data</title>
      <p id="d1e572">From the Yangtze River Conservancy Commission of Ministry of Water
Resources, daily streamflow observations during the period of 2003–2020 can
be obtained at the Shigu hydrological station, the Yichang hydrological
station, the Hankou hydrological station and the Datong hydrological station
(shown in Fig. 1). More specifically, the Shigu station represents the
outlet of the source regions of the Yangtze River basin (SYRB), the Yichang
station represents the outlet of the upper regions of the Yangtze River basin (UYRB), the Hankou station represents the outlet of the upper and the
middle regions of the Yangtze River basin (UMYRB), and the Datong station
represents the outlet of the entire Yangtze River basin (YRB). Meanwhile,
extreme flood events in the YRB and its individual subbasins during the
study period can be extracted from daily time series of streamflow observed
from the above hydrological stations (Tarasova et al., 2018). More details
about how the extreme flood events are extracted will be described in the
Sect. 4.4.</p>
</sec>
<sec id="Ch1.S3.SS4">
  <label>3.4</label><title>Soil moisture storage</title>
      <p id="d1e583">As documented in Xie et al. (2019a), soil moisture storage (SMS), as one of
critical components of terrestrial water storage, usually shows a
significantly positive correlation with variations of regional TWSA.
Therefore, in this study we adopt the SMS (kg m<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) with a spatial
resolution of 0.25<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M11" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 0.25<inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> from the Global
Land Data Assimilation System version 2.1 (GLDAS 2.1) Noah land surface
model to estimate their correlations with regional TWSA derived from the
GRACE and GRACE-FO satellite data. This product can provide the simulations
of SMS at four different depths of soil layers from 0 to 200 cm, that is, 0–10, 10–40, 40–100 and 100–200 cm depths per 3 h. To
keep consistent with the TWSA, the original value of SMS should be transferred
into soil moisture storage anomaly (SMSA) values after subtracting the
time-mean baseline during the period of 2004–2009. Furthermore, the temporal
resolution of original SMS derived from GLDAS 2.1 Noah land surface model
can be decreased from 3 h to 1 d and 1-month composite respectively,
which is consistent with the methods applied in previous studies (Mulder et
al., 2015; Mohanasundaram et al., 2021; Syed et al., 2008). An overview of all datasets used in this study can be found in Table 2.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e626">An overview of all datasets used in this study.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Data</oasis:entry>
         <oasis:entry colname="col2">Source</oasis:entry>
         <oasis:entry colname="col3">Temporal resolution</oasis:entry>
         <oasis:entry colname="col4">Spatial resolution</oasis:entry>
         <oasis:entry colname="col5">Time span</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Terrestrial water storage anomaly (TWSA)</oasis:entry>
         <oasis:entry colname="col2">GRACE and GRACE-FO CSR</oasis:entry>
         <oasis:entry colname="col3">Month</oasis:entry>
         <oasis:entry colname="col4">0.5<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">2002–2020</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">GRACE and GRACE-FO JPL</oasis:entry>
         <oasis:entry colname="col3">Month</oasis:entry>
         <oasis:entry colname="col4">0.5<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">2002–2020</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">GRACE and GRACE-FO GSFC</oasis:entry>
         <oasis:entry colname="col3">Month</oasis:entry>
         <oasis:entry colname="col4">0.5<inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">2002–2020</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Soil moisture storage (SMS)</oasis:entry>
         <oasis:entry colname="col2">GLDAS 2.1 – Noah</oasis:entry>
         <oasis:entry colname="col3">3 h</oasis:entry>
         <oasis:entry colname="col4">1<inline-formula><mml:math id="M16" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">2002–2020</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Precipitation (<inline-formula><mml:math id="M17" display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">CMA</oasis:entry>
         <oasis:entry colname="col3">Day</oasis:entry>
         <oasis:entry colname="col4">/</oasis:entry>
         <oasis:entry colname="col5">2003–2020</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Temperature (<inline-formula><mml:math id="M18" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2">CMA</oasis:entry>
         <oasis:entry colname="col3">Day</oasis:entry>
         <oasis:entry colname="col4">/</oasis:entry>
         <oasis:entry colname="col5">2003–2020</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Streamflow</oasis:entry>
         <oasis:entry colname="col2">In situ</oasis:entry>
         <oasis:entry colname="col3">Day</oasis:entry>
         <oasis:entry colname="col4">/</oasis:entry>
         <oasis:entry colname="col5">2003–2020</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e629">GRACE: Gravity Recovery and Climate Experiment mission. GRACE-FO: Gravity Recovery and Climate Experiment Follow-On mission. CSR: Center for Space Research. JPL: Jet Propulsion Laboratory. GSFC: Goddard Space Flight Center. GLDAS: Global Land Data Assimilation system.
CMA: China Meteorological Administration.</p></table-wrap-foot></table-wrap>

</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Methods</title>
      <p id="d1e853">To better monitor the extreme flood events that occurred in the YRB, monthly TWSA
obtained from original GRACE and GRACE-FO satellite data are temporally
downscaled into individual values at daily timescales based on the
methodology proposed in this study. A detailed flow diagram of our study is
given in Fig. 2, which consists of four steps. In Step 1, meteorological
observations including precipitation and temperature provided by CMA and the SMSA
derived from the GLDAS 2.1 Noah land surface model are jointly used as model
inputs to establish the relationship with detrended GRACE and GRACE-FO satellite
data. In Step 2, the relationship between TWSA estimates and all
hydroclimatic factors at monthly timescales for the YRB can be built
using three different machine-learning-based models, namely a multi-layer perceptron (MLP) model, a long-short term memory (LSTM)
model and a multiple linear regression (MLR) model respectively. Given that different periods of data used
for training and validation might influence the performances of each model
in simulating TWSA, a total of three scenarios are therefore designed
according to the way of dividing training periods and validation periods for
each model. After comparing the performances of each model in simulating
monthly TWSA estimates under all three scenarios, the calibrated parameter
sets of the model with a specific scenario that shows the best performance
in simulating monthly TWSA estimates are identified and retained. In Step 3,
daily time series of meteorological observations and the SMSA from the GLDAS 2.1 Noah land surface model are reselected as model inputs of the
relationship established in Step 2, assuming that scaling properties at the
monthly timescales are valid at the daily timescales. And hence daily TWSA
estimates can be temporally downscaled from monthly TWSA estimates using
the calibrated model parameter sets that have been identified. In Step 4,
daily time series of TWSA are further applied to monitor the flood events at
sub-monthly timescales for different basins in the YRB according to the new
proposed index.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Figure}?><label>Figure 2</label><caption><p id="d1e858">A detailed flow diagram illustrating the temporal downscaling of
GRACE-/GRACE-FO-derived TWSA. GRACE: Gravity Recovery and Climate
Experiment mission. GRACE-FO: Gravity Recovery and Climate Experiment
Follow-On mission. SMSA: soil moisture storage anomaly. TWSA: terrestrial water storage anomaly. CSR: Center for Space Research. JPL: Jet Propulsion Laboratory. GSFC: Goddard Space Flight Center. SYRB: source regions of the Yangtze River basin. UYRB: upper regions of the
Yangtze River basin. UMYRB: upper and middle regions of the Yangtze
River basin. YRB: Yangtze River basin. MLP: multi-layer perceptron
neural network. LSTM: long short-term memory. MLR: multiple linear
regression. NDFPI: normalized daily flood potential index.</p></caption>
        <?xmltex \igopts{width=489.387402pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f02.png"/>

      </fig>

      <p id="d1e867">Specifically, three types of models, namely, the artificial neural network
(ANN), the recurrent neural network (RNN), and the multiple linear regression
(MLR) are used as the statistical downscaling methods. In order to keep a
fair comparison, we will choose identical inputs and outputs in the process
of training these three models. Furthermore, the GRACE satellite can provide
TWSA estimates under the joint effects of human activities and climatic
variability (Xie et al., 2019b). As pointed out by previous studies
(Humphrey and Gudmundsson, 2019; Khorrami and Gunduz, 2021; Shah et al., 2021),
long-term changes in TWSA are primarily caused by frequent human activities
such as persistent groundwater overexploitation and massive construction of
large reservoirs. For example, the YRB is a typical region strongly
influenced by various human activities, such as the construction of the Three
Gorges Reservoir and intense human water consumption (Huang et al., 2015;
Yao et al., 2021). In this study, the linear trends have been removed from
the original time series of TWSA in the training and calibration periods
because hydroclimatic factors may not fully simulate these long-term
trends, all of which mainly arise from human activities, such as water withdrawals and reservoir operation over the study region (Rodell et
al., 2018). More detailed descriptions about the methods used in this study
are given as follows.</p>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Multi-layer perceptron neural network (MLP)</title>
      <p id="d1e878">The ANN is a black-box model which has the ability to imitate the thought
processes of the human brain and thus can be applied to deal with complex
and nonlinear problems (Bomers et al., 2019; Boucher et al., 2020; Lecun et
al., 2015; Q. Wang et al., 2020). Among different types of ANNs, the
multi-layer perceptron neural network (MLP) with the Levenberg–Marquardt
back-propagation training algorithm is the most widely used method as it
requires relatively less time in the process of convergence (Rumelhart et
al., 1986; Xie et al., 2019a). Therefore, a three-layer MLP model and the
logarithmic sigmoid as a transfer function are jointly used for temporal
downscaling in this study, which has been proved to be effective and
reliable in statistical downscaling (Nourani et al., 2018; Sharifi et al.,
2019). This MLP model consists of three parts, namely, an input layer, a
hidden layer and an output layer, all of which finally form a network
through many neurons. Meanwhile, the weights, which are connections between
different neurons, can adjust as learning proceeds until the most optimum
network is derived in this process (Fig. 3a).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><?xmltex \def\figurename{Figure}?><label>Figure 3</label><caption><p id="d1e883">Architecture of <bold>(a)</bold> a typical three-layer multi-layer perceptron
(MLP) neural network and <bold>(b)</bold> a typical long-short time memory (LSTM)
network. <inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Ψ</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> denotes the sigmoid transfer function, <inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:msub><mml:mi>W</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>
represents connection weights between the input layer and the hidden layer,
<inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:msub><mml:mi>I</mml:mi><mml:mrow><mml:mi>j</mml:mi><mml:mo>,</mml:mo><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> represent connection weights between the hidden layer and the
output layer. <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi>h</mml:mi><mml:mi>t</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> represent the standardized input
variable, hidden gate and cell gate at the current time <inline-formula><mml:math id="M25" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f03.png"/>

        </fig>

      <p id="d1e982">In this study, the variables included in the input layer are precipitation,
temperature and SMS, whereas the variable included in the output layer is
the detrended TWSA. Based on trial and error, the most optimal number of hidden
neurons is set to five. After minimizing the discrepancy between the
simulated TWSA with the observed results at the output layer, the most
optimal network architecture can finally be obtained.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Long short-term memory network (LSTM)</title>
      <p id="d1e994">The recurrent neural network (RNN) (Rumelhart et al., 1986) is a unique type
of deep learning algorithm that was developed to process sequential data and
predict future trends. One of the most dominant features of the RNN layer
is a unique feedback connection which can allow past information to
continuously affect the current output. The characteristics of all related
time series data can be eventually learned through this structure. The long
short-term memory network (LSTM) is one of the most representative RNNs as
it has a fabulous memory ability and can effectively avoid the vanishing
gradient problem existing in other RNNs (Hochreiter and Schmidhuber, 1997; Guo et al.,
2021). Considering the time series characteristics of meteorological data
and TWSA data, the LSTM model is very suitable as a statistical
downscaling model for its excellent capacity to process sequence-to-sequence
learning problems.</p>
      <p id="d1e997">One typical LSTM model usually consists of three layers, that is, an input
layer, a hidden layer and an output layer (Fig. 3b). Different from other
traditional ANNs, the LSTM model replaces the hidden block in RNNs with a
memory cell state coupled with three logic gates, that is, the forget gate,
the input gate and the output gate. In the training process, the memory cell
state mainly stores the accumulation of past information. The input gate
determines how much information of a new input flows into the memory cell
state at the current time. Then, the useless information in long-term memory
would be forgotten by the forget gate, which determines how much of the
former moment is retained to the current time. Finally, the output gate
determines how much information of the memory cell state is used to compute
output (Bai et al., 2021; Wu et al., 2020; Vu et al., 2021).</p>
</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Multiple linear regression (MLR)</title>
      <p id="d1e1008">Multiple linear regression (MLR) is a typical statistical approach that
can be applied to establish the relationships between inputs and outputs
(Sousa et al., 2007). This approach has a wide range of hydrological
applications since it can explain the linkage between various variables well
(Lyu et al., 2021; Ramesh et al., 2020; Sun et al., 2020). Here we assume
that the GRACE-/GRACE-FO-derived TWSA is linearly regressed onto the
meteorological variables (i.e., precipitation and temperature) and the SMS
obtained from GLDAS 2.1 simultaneously, that is
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M26" display="block"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mn mathvariant="normal">3</mml:mn></mml:munderover><mml:msub><mml:mi>a</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi>b</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M27" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> represents TWSA at monthly (or daily) scales; <inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>)
represents three independent inputs including precipitation, temperature and
SMS at monthly (or daily) scales; <inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:msub><mml:mi>a</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> represents the corresponding
regression coefficients of each input, which can be calculated by the
least-squares regression method; and <inline-formula><mml:math id="M31" display="inline"><mml:mi>b</mml:mi></mml:math></inline-formula> represents a constant offset.</p>
</sec>
<sec id="Ch1.S4.SS4">
  <label>4.4</label><title>Flood event selection</title>
      <p id="d1e1108">A nonparametric algorithm suggested by Tarasova et al. (2018) is adopted to
identify runoff events in this study, which has been widely applied in many
different basins over the world because of its advantages in identifying
flood events (Fischer et al., 2021; Giani et al., 2022; Lu et al., 2020;
Winter et al., 2022). The brief procedure of this algorithm is described as
follows: (1) picking out local minima within nonoverlapping 5 d windows
with respect to the entire streamflow time series; (2) examining the
extracted series of minima with the goal of finding turning points, all of
which are usually defined as the points that are at least 1.11 times smaller
than their neighboring minima; (3) reconstructing the base flow hydrograph
according to the linear interpolation between the turning points, which are
previously obtained in Step (2); and (4) screening the streamflow time series to
identify runoff events after the separation of base flow. Traditionally, a
typical runoff event can be characterized by three main components, namely
peak, beginning and end points. A peak refers to the maximum of streamflow
for a specific period. The beginning point refers to the closest point in
time when total runoff is equal to base flow before the peak. Similarly, the
end point denotes the closest point in time when total runoff is equal to
base flow after the peak.</p>
</sec>
<sec id="Ch1.S4.SS5">
  <label>4.5</label><title>Daily flood potential index</title>
      <p id="d1e1119">The flood potential index provides a surrogate measure of the potential
flood risks for a specific region, which can be obtained from monthly
average precipitation anomalies and GRACE-derived TWSA (Reager and Famiglietti,
2009). In this study, we further propose a new normalized daily flood
potential index (NDFPI) with reference to Reager and Famiglietti (2009) and Abhishek
et al. (2021). Compared to the original flood potential index, the NDFPI can
not only provide useful information on the early signs of the region's
transition from a normal state to a flood-prone situation, but also effectively
detect the flood events at sub-monthly timescales, which is calculated via
the following steps:
            <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M32" display="block"><mml:mrow><mml:msub><mml:mi mathvariant="normal">TWSA</mml:mi><mml:mi mathvariant="normal">def</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="normal">TWSA</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:mo>-</mml:mo><mml:mi mathvariant="normal">TWSA</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where TWSA<inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:msub><mml:mi/><mml:mi mathvariant="normal">def</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> (mm) represents the terrestrial water storage deficit
for a specific day (<inline-formula><mml:math id="M34" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>) that is defined as the difference between the historic
storage anomaly time series maximum during the entire period
(TWSA<inline-formula><mml:math id="M35" display="inline"><mml:msub><mml:mi/><mml:mo>max⁡</mml:mo></mml:msub></mml:math></inline-formula>) and the storage amount from the previous day (TWSA (<inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>)).</p>
      <p id="d1e1204">Then, the daily flood potential amount (DFPA) is further calculated as
follows:
            <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M37" display="block"><mml:mtable rowspacing="0.2ex" class="split" displaystyle="true" columnalign="right left"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="normal">DFPA</mml:mi><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mi>P</mml:mi><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">TWSA</mml:mi><mml:mi mathvariant="normal">def</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mi>t</mml:mi></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mo>=</mml:mo><mml:mi>P</mml:mi><mml:mfenced close=")" open="("><mml:mi>t</mml:mi></mml:mfenced><mml:mo>-</mml:mo><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="normal">TWSA</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:mo>-</mml:mo><mml:mi mathvariant="normal">TWSA</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
          where DFPA (<inline-formula><mml:math id="M38" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>) (mm) represents the daily flood potential amount for a specific day
(<inline-formula><mml:math id="M39" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>), <inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> (mm) represents the daily precipitation, and TWSA (<inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>) (mm) represents the TWSA
from the previous day (<inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>).</p>
      <p id="d1e1332">Finally, we can calculate the normalized daily flood potential index (NDFPI)
from the DFPA with the goal of removing the effects of hydrological
heterogeneity varying from region to region and the typical difference
between the storage change and precipitation that may not always result in
floods (Reager and Famiglietti, 2009), which can be described as follows:
            <disp-formula id="Ch1.E4" content-type="numbered"><label>4</label><mml:math id="M43" display="block"><mml:mrow><mml:mi mathvariant="normal">NDFPI</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">DFPA</mml:mi><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">DFPA</mml:mi><mml:mo>min⁡</mml:mo></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi mathvariant="normal">DFPA</mml:mi><mml:mo>max⁡</mml:mo></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="normal">DFPA</mml:mi><mml:mo>min⁡</mml:mo></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M44" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">DFPA</mml:mi><mml:mo>max⁡</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M45" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">DFPA</mml:mi><mml:mo>min⁡</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> represent the maximum DFPA and
minimum DFPA during the study period respectively. The NDFPI indicates the
corresponding probability of flood occurrence with a range from 0 to 1. More
flooding is likely to occur when the NDFPI is closer to 1 for a specific
region.</p>
</sec>
<sec id="Ch1.S4.SS6">
  <label>4.6</label><title>Model test design</title>
      <p id="d1e1414">Monthly TWSA estimates during the extreme flood events occurred in the YRB
can be reconstructed at regional scales based on the above three different
learning-based models, namely the MLP model, the LSTM model and the MLR
model. Meanwhile, these three models are further validated in four different
basins covering the upstream to downstream parts of the Yangtze River in
order to better evaluate their applications. For more detailed information about
all these four different basins, the reader can also refer to Table S1 in the Supplement. According to
previous findings in Liu et al. (2021), different periods of data used for
training (i.e., identification of model parameter sets) and validation can
eventually influence the corresponding performances of a specific model when
simulating TWSA. Therefore, we design a total of three scenarios according
to the way of dividing training periods and validation periods for a
specific model. As shown in Fig. 2, periods of GRACE data used for training
and validation in each experiment are listed, which include (1) Scenario 1,
training period (January 2003–July 2014, a total of 129 months) and validation
period (August 2014–December 2020, a total of 56 months); (2) Scenario 2, training
period (June 2005–June 2018, a total of 129 months) and validation period
(January 2003–May 2005 and July 2018–December 2020, a total of 56 months); and (3) Scenario 3: training period (October 2007–December 2020, a total of 129 months) and
validation period (January 2003–September 2007, a total of 56 months).</p>
      <p id="d1e1417">Furthermore, three kinds of statistical measures including the root mean square
error (RMSE), correlation coefficient (<inline-formula><mml:math id="M46" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>), and Nash–Sutcliffe efficiency
coefficient (NSE) are used in this study as they can jointly measure the
matching quality in terms of both magnitude and phase between the simulated
and the observed time series. These statistical measures are defined as
<?xmltex \hack{\allowdisplaybreaks}?>

                <disp-formula specific-use="gather" content-type="numbered"><mml:math id="M47" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E5"><mml:mtd><mml:mtext>5</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="normal">RMSE</mml:mi><mml:mo>=</mml:mo><mml:msqrt><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">s</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mi>N</mml:mi></mml:mfrac></mml:mstyle></mml:msqrt><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E6"><mml:mtd><mml:mtext>6</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">s</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi mathvariant="normal">s</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>)</mml:mo></mml:mrow><mml:msqrt><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">s</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi mathvariant="normal">s</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>×</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:msqrt></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E7"><mml:mtd><mml:mtext>7</mml:mtext></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi mathvariant="normal">NSE</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">s</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>N</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">s</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:msub><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> represent the simulated and observed TWSA in month
<inline-formula><mml:math id="M50" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, respectively; <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi mathvariant="normal">s</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mrow><mml:mi mathvariant="normal">o</mml:mi><mml:mo>,</mml:mo><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> represent the average of
simulated and observed TWSA series; and <inline-formula><mml:math id="M53" display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> is the total months of observed (or
simulated) TWSA available.</p>
</sec>
</sec>
<sec id="Ch1.S5">
  <label>5</label><title>Results</title>
<sec id="Ch1.S5.SS1">
  <label>5.1</label><title>Temporal variation of precipitation, temperature, SMSA, TWSA and
streamflow across the YRB during 2003–2020</title>
      <p id="d1e1881">Figure 4 shows the monthly time series of SMSA, TWSA, streamflow and the main
climatic variables including precipitation and temperature across the YRB
during 2003–2020. The results show that monthly TWSA over the YRB has a wide
range from <inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">58.0</mml:mn></mml:mrow></mml:math></inline-formula>  to 130.9 mm during the study period. Monthly TWSA
estimated by three GRACE and GRACE-FO solutions changes synchronously with
precipitation across the entire YRB, showing a significantly positive
correlation between TWSA and precipitation (<inline-formula><mml:math id="M55" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.54</mml:mn></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.01</mml:mn></mml:mrow></mml:math></inline-formula>)
during the study period. According to the statistics collected by Yangtze
River Conservancy Commission of Ministry of Water Resources, the
accumulative rainfall across the entire YRB exceeds 680 mm in summer 2020
from April to October, which is far more than the mean rainfall
(approximately 540 mm) during the same period from 2003 to 2019.
Accordingly, TWSA reaches its maximum in July 2020 with an estimate of 130.9 mm during 2003–2020, reflecting the evolution of TWSA in response to heavy
rainfall during this period. In addition to precipitation, TWSA is also
highly consistent with temperature over the YRB during 2003–2020, showing a
positive correlation coefficient of <inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.57</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.01</mml:mn></mml:mrow></mml:math></inline-formula>) with monthly
temperature.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><?xmltex \def\figurename{Figure}?><label>Figure 4</label><caption><p id="d1e1944">Monthly time series of precipitation (<inline-formula><mml:math id="M59" display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula>; mm), temperature (<inline-formula><mml:math id="M60" display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula>;
<inline-formula><mml:math id="M61" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C), terrestrial water storage anomaly (TWSA; mm), soil moisture
storage anomaly (SMSA; mm) and streamflow (<inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">9</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M63" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>)
across the YRB during 2003–2020. Streamflow data are obtained at the Datong
hydrological station (shown in Fig. 1). YRB: Yangtze River basin.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f04.png"/>

        </fig>

      <p id="d1e1998">The GLDAS Noah-derived SMSA and GRACE-/GRACE-FO-derived TWSA both show a
seasonal variation through the entire study period in the YRB, but there
is a significant difference in the intensity of anomalies between them,
especially in the summer season, as depicted in Fig. 4. This phenomenon can
be explained by the discrepancies resulting from the components of SMSA and
TWSA. Although the SMSA is an important component of the TWSA for many regions,
the latter usually contains some other components, such as the anomalies of
surface water and groundwater, besides the SMSA (Xie et al., 2021).
There is a significant correlation between the TWSA and SMSA, with a positive
correlation coefficient of <inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.84</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.01</mml:mn></mml:mrow></mml:math></inline-formula>), both of which reach
maximum and minimum values almost simultaneously. In general, the TWSA shows
a significant correlation with precipitation, temperature and the SMSA during
the study period, all of which have been therefore selected as the inputs
applied to simulate the monthly TWSA over different regions.</p>
</sec>
<sec id="Ch1.S5.SS2">
  <label>5.2</label><title>Reconstruction of TWSA by different models</title>
      <p id="d1e2033">To achieve the temporal downscaling of monthly TWSA data and fill the
missing months for TWSA, we should firstly build the relationships between
GRACE-/GRACE-FO-derived TWSA and various hydroclimatic factors including
precipitation, temperature and the SMSA at monthly timescales. The results of
the TWSA are estimated by the mean value in different regions upstream of the
corresponding hydrological stations shown in Fig. 1. In this study, three
different models including MLP, LSTM and MLR are adopted to reconstruct TWSA
for regions. Table 3 shows the summary of model performances in
reconstructing monthly TWSA across the YRB during the study period.
GRACE and GRACE-FO satellite data used for training (i.e., identification of
model parameter sets) and validation shown in each scenario mainly depend on
the periods of series of data, as suggested by Liu et al. (2021). According
to Table 3, we find that all models including the MLP, the LSTM and the MLR
with Scenario 3 show the best performances in simulating monthly TWSA under
all three designed scenarios. This result indicates that the models with
Scenario 3 are relatively superior to the models with the other two scenarios
when simulating TWSA because the data in Scenario 3 contain more extremely
high (or low) values during the study period in the process of training
models. Therefore, in the following sections, we decide to directly divide
the training periods and validation periods of all these models according to
Scenario 3 (shown in Table 3) when simulating the monthly TWSA for other regions
besides the YRB.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3" specific-use="star"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e2039">Performances of different models in simulating monthly TWSA
across the YRB during 2003–2020.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col2">Scenarios </oasis:entry>
         <oasis:entry colname="col3">MLP (RMSE/NSE)</oasis:entry>
         <oasis:entry colname="col4">LSTM (RMSE/NSE)</oasis:entry>
         <oasis:entry colname="col5">MLR (RMSE/NSE)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Scenario 1</oasis:entry>
         <oasis:entry colname="col2">Jan 2003–Jun 2014 (Training) (70 %)</oasis:entry>
         <oasis:entry colname="col3">10.71/0.89</oasis:entry>
         <oasis:entry colname="col4">12.14/0.86</oasis:entry>
         <oasis:entry colname="col5">11.63/0.87</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Aug 2014–Dec 2020 (Validation) (30 %)</oasis:entry>
         <oasis:entry colname="col3">26.12/0.50</oasis:entry>
         <oasis:entry colname="col4">26.62/0.15</oasis:entry>
         <oasis:entry colname="col5">24.32/0.57</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Scenario 2</oasis:entry>
         <oasis:entry colname="col2">Jun 2005–Jun 2018 (Training) (70 %)</oasis:entry>
         <oasis:entry colname="col3">13.54/0.84</oasis:entry>
         <oasis:entry colname="col4">14.61/0.79</oasis:entry>
         <oasis:entry colname="col5">14.33/0.82</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Jan 2003–May 2005 and</oasis:entry>
         <oasis:entry colname="col3">23.32/0.59</oasis:entry>
         <oasis:entry colname="col4">25.42/0.17</oasis:entry>
         <oasis:entry colname="col5">20.14/0.70</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Jul 2018–Dec 2020 (Validation) (30 %)</oasis:entry>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Scenario 3</oasis:entry>
         <oasis:entry colname="col2">Oct 2007–Dec 2020 (Training) (70 %)</oasis:entry>
         <oasis:entry colname="col3">15.76/0.80</oasis:entry>
         <oasis:entry colname="col4">17.84/0.68</oasis:entry>
         <oasis:entry colname="col5">17.24/0.76</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Jan 2003–Sep 2007 (Validation) (30 %)</oasis:entry>
         <oasis:entry colname="col3">10.92/0.89</oasis:entry>
         <oasis:entry colname="col4">15.12/0.81</oasis:entry>
         <oasis:entry colname="col5">13.41/0.84</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e2042">TWSA: terrestrial water storage anomalies. YRB: Yangtze River basin. MLP: multi-layer perceptron neural network. LSTM: long
short-term memory network. MLR: multiple linear regression. 70 %,
30 % and 100 % represent the corresponding proportions to all samples in
the training, the validation and the entire periods respectively. RMSE and NSE
represent the root mean square error (mm per month) and Nash–Sutcliffe
efficiency coefficient between the simulated TWSA with the observed TWSA
respectively. Note that the GRACE-/GRACE-FO-derived TWSA in some months is not
available due to the problem of battery management.</p></table-wrap-foot></table-wrap>

      <p id="d1e2202">Figure 5 shows the comparison between the monthly TWSA derived from GRACE and GRACE-FO
satellite data and that simulated by different models for all regions during
2003–2020. The corresponding evaluation values are also presented in this
figure. We find that the maximum NSEs between the GRACE-/GRACE-FO-derived
TWSA estimates and those simulated by models are 0.68, (Fig. 5a), 0.82
(Fig. 5f), 0.86 (Fig. 5g) and 0.89 (Fig. 5j) during the validation
periods for the SYRB, the UYRB, the UMYRB and the YRB, respectively. The
corresponding RMSEs are 13.2, 13.7, 12.4 and 10.9 mm per month (validation periods, hereafter) for the SYRB, the UYRB, the UMYRB
and the YRB, respectively. In general, the detrended TWSA estimates present
consistent values between the observations and the modeled results from
2003–2020 for most regions except for the SYRB, as shown in Fig. 5. Compared
to the other regions, all models show a relatively poor performance in
simulating monthly TWSA for the SYRB with NSEs less than 0.70 during the
validation periods, which can be mainly attributed to the increased
uncertainties in precipitation and temperature induced by the sparse
distribution of meteorological stations over this region (shown in Fig. 1).</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><?xmltex \def\figurename{Figure}?><label>Figure 5</label><caption><p id="d1e2208">Comparison between the monthly TWSA derived from GRCACE/GRACE-FO
satellite data (observation) and that simulated by different models
(validation) for <bold>(a–c)</bold> the SYRB, <bold>(d–f)</bold> the UYRB, <bold>(g–i)</bold> the UMYRB and <bold>(j–l)</bold> the YRB respectively during 2003–2020, showing statistics of the
comparison including root mean square error (RMSE) (mm per month) and
Nash–Sutcliffe efficiency (NSE). Note that TWSAs shown in this figure are
detrended because hydroclimatic factors may not fully simulate all the
long-term trends. The models showing the best performance in simulating the TWSA
during the validation periods are bold for each region. SYRB: source regions of Yangtze River basin. UYRB: upper regions of Yangtze
River basin. UMYRB: upper and middle regions of Yangtze River basin. YRB: Yangtze River basin.</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f05.png"/>

        </fig>

      <p id="d1e2229">We further separately compare the performances of all models in simulating
monthly TWSA for a specific region. Taking the entire YRB as an example
(Fig. 5j–l), <?xmltex \hack{\mbox\bgroup}?>GRACE-/GRACE-FO-derived<?xmltex \hack{\egroup}?> TWSA estimates show a RMSE of 10.9 mm per month for the MLP-derived TWSA estimates, which is lower than that of
15.1 mm per month for the LSTM-derived TWSA estimates (<inline-formula><mml:math id="M66" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 39 %
difference) and that of 13.3 mm per month for the MLR-derived TWSA estimates
(<inline-formula><mml:math id="M67" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 22 % difference). Meanwhile, the NSE shows similar
improvements when applying the MLP model to simulate the TWSA for the YRB (Fig. 5j–l), which can also be found in the SYRB (Fig. 5a–c) and the UMYRB
(Fig. 5g–i). In general, the MLP and MLR models achieve high metrics
(0.81/12.8 and 0.75/14.2 mm per month of NSE/RMSE on average for all
regions) during the validation periods, both of which are significantly
higher than the metrics between the GRACE-/GRACE-FO-derived TWSA estimates
and that simulated by the LSTM model (0.75/14.7 mm of NSE/RMSE on average for
all regions). For the UYRB (Fig. 5d–f), the MLP model shows a slightly
poorer performance in simulating TWSA in terms of a higher RMSE (14.7 mm per month) than the LSTM model (14.5 mm per month; <inline-formula><mml:math id="M68" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 1.2 %
increase) and the MLR model (13.7 mm per month; <inline-formula><mml:math id="M69" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 7.2 %
increase). In addition, it seems that the larger the study region, the
higher the correspondence between the <?xmltex \hack{\mbox\bgroup}?>GRACE-/GRACE-FO-derived<?xmltex \hack{\egroup}?> TWSA estimates
and that simulated by models for the MLP model. This result can be explained
in that the large area for a specific region may smooth more uncertainties in
GRACE signals and meteorological observations (Long et al., 2015).</p>
      <p id="d1e2269">Overall, Fig. 5 clearly suggests the MLP model's superior performances in
simulating the TWSA, with an average value of NSE of 0.81 and an average value of
RMSE of 12.8 mm per month during the validation periods for all regions, showing
the outstanding capability of the MLP model in learning the complicated
relationships between the TWSA and hydroclimatic factors. As documented in Shu
and Ouarda (2007), the MLP model can show its unique superiority and great
advantages compared with other statistical models, particularly when
explaining the underlying processes that have complex nonlinear
interrelationships. The results shown in Fig. 5 also indicate that the MLP
model can show a relatively better performance in simulating monthly TWSA
than the LSTM model in this study. As described in Zhang et al. (2018), one
of main drawbacks of the LSTM model is its complexity compared with the MLP
model, which indicates that the LSTM model may not show better performances
in simulating time series data than other traditional ANN models in some
cases, especially when limited trained data are available. In addition, the
moderate performance of LSTM model in reconstructing TWSA compared to the
MLP model can be partly attributed to the possibly limited role of the
memory function in the LSTM model (Wei et al., 2021; Yin et al., 2022),
since relations between inputs and the output of this model (shown in Fig. 4) are pretty direct without many memory effects. Therefore, in the
following discussion, only the MLP model is applied to further achieve the
temporal downscaling of monthly TWSA data for regions.</p>
</sec>
<sec id="Ch1.S5.SS3">
  <label>5.3</label><title>Temporal downscaling of GRACE and GRACE-FO satellite data</title>
      <p id="d1e2280">Relationships between monthly TWSA and hydroclimatic inputs with respect to
the entire YRB have been fully established, as presented in Sect. 5.2. As
documented in Herath et al. (2016) and Requena et al. (2021), the same
scaling properties have been commonly assumed for baseline and future
periods in temporal downscaling. Therefore, it is reasonable and acceptable
to assume that scaling properties at monthly timescales are valid at
daily timescales in this study (Kumar et al., 2012). That is, the
relationship between temporally downscaled TWSA and daily hydroclimatic
inputs is consistent with that previously established by the downscaling
model (e.g., the MLP model) at monthly timescales for a specific region. By
merging the daily hydroclimatic inputs into the previously established
relationships between TWSA estimates and hydroclimatic factors based on the
MLP model, we can downscale the TWSA estimates from monthly time series to
daily time series for all regions.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><?xmltex \def\figurename{Figure}?><label>Figure 6</label><caption><p id="d1e2285">Daily (TWSA-MLP-day) and monthly (TWSA-MLP-month) time series of
the TWSA simulated by the MLP model for <bold>(a)</bold> the SYRB, <bold>(b)</bold> the UYRB, <bold>(c)</bold> the
UMYRB and <bold>(d)</bold> the YRB respectively during 2003–2020. Note that monthly TWSA
estimates derived from GRACE and GRACE-FO satellite data (TWSA-GRACE-month)
shown in this figure are detrended because hydroclimatic factors may not
fully simulate their long-term trends. TWSA: terrestrial water storage
anomaly. MLP: multi-layer perceptron neural network. SYRB: source
regions of Yangtze River basin. UYRB: upper regions of Yangtze River basin. UMYRB: upper and middle regions of Yangtze River basin. YRB: Yangtze River basin.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f06.png"/>

        </fig>

      <p id="d1e2306">Figure 6 shows daily time series of the TWSA temporally downscaled by the MLP
model for different regions during 2003–2020. It can be seen that the daily TWSA
shows sub-monthly signals in response to changes in hydroclimatic factors
as expected. Both GRACE-/GRACE-FO-derived TWSA estimates and daily TWSA
estimates temporally downscaled by the MLP model show obvious seasonal
cycles and reach their respective extreme values almost simultaneously.
More specifically, amplitudes of daily TWSA estimates are slightly higher (or
lower) than monthly TWSA estimates in summer (or winter) seasons from 2003
to 2020. This can be deemed reasonable because monthly TWSA estimates are
defined as the mean average of daily TWSA estimates for a specific month. It
should also be noted that there are still some discrepancies between
temporally downscaled TWSA at sub-monthly timescales and monthly TWSA
estimates derived from GRACE and GRACE-FO satellite data for the SYRB,
particularly in some extreme low values, which can be attributed to the
relatively poor relationship between TWSA estimates and hydroclimatic
factors for this region, as described in Fig. 5a. As documented in previous
studies (Liu et al., 2020; Shi et al., 2020), it has long been challenging
to accurately perform hydrological simulations across the SYRB because of the
complex hydrological processes in this alpine basin. For example, parameter
settings calibrated by GLDAS Noah land surface model might not be highly
accurate for SMS simulation across the SYRB because field measurements of
SMS in this region are extremely limited. Harsh climatic conditions and
limited weather stations can additionally influence the accuracy of
meteorological observations such as precipitation and temperature across the
SYRB, especially for some extreme values. Given the above reasons, there is a
relatively poor relationship between TWSA estimates and hydroclimatic
factors across the SYRB based on the MLP (shown in Fig. 5a). Furthermore,
the uncertainties in the observed precipitation and temperature and SMS
derived from the GLDAS Noah land surface model can eventually result in some
discrepancies between the temporally downscaled TWSA at sub-monthly timescales
and monthly TWSA estimates derived from GRACE and GRACE-FO satellite data, as
described in Fig. 6a.</p>
</sec>
<sec id="Ch1.S5.SS4">
  <label>5.4</label><title>Relation between daily TWSA and streamflow during flood events</title>
      <p id="d1e2317">Figures 7 and 8 show the daily TWSA temporally downscaled by the MLP model
and observed streamflow within the YRB in 2010 and 2020 when extreme flood
events occurred according to the information published by the Yangtze River
Conservancy Commission of Ministry of Water Resources. As described in Figs. 7 and 8, the nonparametric simple smoothing method introduced in
Sect. 4.4 can effectively identify the corresponding flood events that occurred
in each region based solely on the analysis of streamflow time series. It
shows an apparent increase in streamflow from the beginning to the peak of all
flood events. Accordingly, the daily TWSA shows a distinct increase similar
to streamflow during the same periods as expected. It is also interesting
to note that the beginning of the increase shown in the daily TWSA is earlier than
that of streamflow. This is partly because high antecedent soil moisture,
which is an important component of TWSA, has been identified as an important
driver of flood events for regions (Fatolazadeh and Goïta, 2022; Jing et al.,
2020; Reager et al., 2014; Wasko and Natthan, 2019). Meanwhile, this result
indicates that the daily TWSA can be potentially useful in building early flood
warning systems since it may identify the extreme flood events much more
earlier than streamflow.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><?xmltex \def\figurename{Figure}?><label>Figure 7</label><caption><p id="d1e2322">Daily TWSA temporally downscaled by the MLP model versus
streamflow during flood events across <bold>(a)</bold> the SYRB, <bold>(b)</bold> the UYRB, <bold>(c)</bold> the
UMYRB and <bold>(d)</bold> the YRB respectively in 2010. The bold dashed blue lines and
bold dashed red lines represent daily TWSA and streamflow during the period
between the beginning and end of each runoff event. TWSA: terrestrial
water storage anomaly. MLP: multi-layer perceptron neural network. SYRB: source regions of Yangtze River basin. UYRB: upper regions of Yangtze
River basin. UMYRB: upper and middle regions of Yangtze River basin. YRB: Yangtze River basin.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f07.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><?xmltex \def\figurename{Figure}?><label>Figure 8</label><caption><p id="d1e2345">Same as Fig. 7 but in 2020.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f08.png"/>

        </fig>

</sec>
<sec id="Ch1.S5.SS5">
  <label>5.5</label><title>Monitoring severe flood events based on the proposed NDFPI in the year 2020</title>
      <p id="d1e2363">To better monitor severe flood events over the YRB, we propose a new index,
i.e., NDFPI, by jointly using the temporally downscaled TWSA data and daily
precipitation data, as introduced in Sect. 4.5. According to the Yangtze
River Conservancy Commission of Ministry of Water Resources, the YRB suffered from catastrophic flooding in the year 2020. Therefore, in this study,
the severe flood events that occurred in 2020 for the YRB will serve as an
example to present the capability of NDFPI in detecting extreme flood
events. The threshold values of daily streamflow and NDFPI for the 90th
percentile floods during 2003–2020 are presented in Fig. 9. According to the
results shown in Fig. 9, the larger threshold values of NDFPI usually
indicate severity of flood occurrence increases for a specific region. In
addition, the shape of percentile duration curve of daily streamflow across
the UYRB (Fig. 9b) is different to that shown in other regions. It is
noted that the outlet of the UYRB, the Yichang hydrological station, is
located approximately 45 km downstream of the Three Gorges Reservoir (shown
in Fig. 1), which is one of the largest hydroelectric reservoirs in the
world. Given that the operations of the Three Gorges Reservoir can directly
affect the streamflow at Yichang station (Yang et al., 2022), the result
shown in Fig. 9b is reasonable.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F9" specific-use="star"><?xmltex \currentcnt{9}?><?xmltex \def\figurename{Figure}?><label>Figure 9</label><caption><p id="d1e2368">Percentile duration curves of daily streamflow observations and
NDFPI for the 90th percentile floods across <bold>(a)</bold> the SYRB, <bold>(b)</bold> the UYRB, <bold>(c)</bold> the UMYRB and <bold>(d)</bold> the YRB respectively during 2003–2020. The red dots and
blue dots represent threshold values of daily streamflow and NDFPI for the
90th percentile floods across different regions. SYRB: source regions of
Yangtze River basin. UYRB: upper regions of Yangtze River basin. UMYRB: upper and middle regions of Yangtze River basin. YRB: Yangtze River basin. NDFPI: normalized daily flood potential index.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f09.png"/>

        </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F10" specific-use="star"><?xmltex \currentcnt{10}?><?xmltex \def\figurename{Figure}?><label>Figure 10</label><caption><p id="d1e2391">Comparison between basin-averaged NDFPI and daily streamflow
observations for the 90th percentile floods in 2020 across <bold>(a)</bold> the SYRB
(observed at Shigu station), <bold>(b)</bold> the UYRB (observed at Yichang station), <bold>(c)</bold> the UMYRB (observed at Hankou station) and <bold>(d)</bold> the YRB (observed at Datong
station). Pink rectangles denote the duration period between the thresholds
of daily streamflow for the 90th percentile floods and peak streamflow
observed at the controlling hydrological stations over different regions.
The thresholds of daily streamflow and NDFPI for the 90th percentile floods
are represented by the dashed red lines and dashed blue lines respectively. Note
that the scales of streamflow shown in each figure are not always the same. SYRB: source regions of Yangtze River basin. UYRB: upper regions of Yangtze
River basin. UMYRB: upper and middle regions of Yangtze River basin. YRB: Yangtze River basin. NDFPI: normalized daily flood potential index.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://hess.copernicus.org/articles/26/5933/2022/hess-26-5933-2022-f10.png"/>

        </fig>

      <p id="d1e2413">Figure 10 shows the comparison between basin-averaged NDFPI and daily
streamflow observations for the 90th percentile floods in 2020. The results
indicate that the ups and downs of the streamflow observed at different
hydrological stations are highly consistent with the NDFPI results through
the whole season. For example, the observations of streamflow from the Shigu
hydrological station (Fig. 10a) reached the corresponding 90th percentile in 12 July. In
comparison, the NDFPI estimated by the temporally downscaled TWSA and daily
precipitation reached its 90th percentile in 4 July (Fig. 10a), which is
9 d earlier than that of daily streamflow. As expected, these high-streamflow observations during the wet season are usually accompanied by
high NDFPI values, which could be attributed to the effects of high
precipitation on streamflow during this period. For the YRB (Fig. 10d),
daily streamflow detected at the Datong hydrological station reached its
90th percentile in 29 June and eventually peaked in 13 July, with a maximum
value of <inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:mn mathvariant="normal">7.2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">9</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> m<inline-formula><mml:math id="M71" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> d<inline-formula><mml:math id="M72" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, which is in line with the
findings in Jia et al. (2021). Accordingly, the series of NDFPI reached its
90th percentile in 18 June with a value of 0.58. In general, Fig. 10 clearly
suggests that the proposed NDFPI calculated by temporally downscaled TWSA
data and daily precipitation changes synchronously with the reality of flood
disasters in 2020 for the YRB. Meanwhile, it also indicates that such flood
events can be monitored by the proposed NDFPI earlier than traditional
streamflow observations.</p>
      <p id="d1e2452">Previous studies usually focus on monitoring the long-term flood events,
while the flood events at sub-monthly timescales using GRACE and GRACE-FO
satellite data have been limitedly investigated due to the limitation of their
temporal resolution (i.e., month) (Gouweleeuw et al., 2018; Long et al.,
2014). In this study, however, Fig. 10 clearly shows the incremental process
of TWSA during the wet season using the newly proposed NDFPI estimated by
temporally downscaled GRACE and GRACE-FO satellite data and daily precipitation
for different regions. This means that the proposed NDFPI has the great
potential to detect the evolution of extreme flood events within the short
period. It is also interesting to note that the NDFPI reached the threshold
of different classes of flood events earlier than that defined by streamflow
observations during the wet season in 2020, which can be repeatedly found in
the SYRB, the UYRB, the UMYRB and the YRB (Fig. 10) respectively. The
comparison results indicate that the lag time between the threshold values
of flood events monitored by the NDFPI and that monitored by daily
streamflow during the wet season ranges from 8 to 15 d for the 90th
percentile floods among all regions in 2020, all of which are far less than
the temporal resolution of original GRACE and GRACE-FO satellite data (i.e., month). In addition to the 90th percentile floods, we also compare the basin-averaged NDFPI and daily streamflow observations for the 95th and 99th
percentile floods in 2020 (shown in Figs. S1–S4). The results
also show that the series of NDFPI reached the threshold values earlier than
that of daily streamflow observations for the 95th and 99th percentile
floods. For example, there is a 11 d lag time between the threshold
value of NDFPI and that of the streamflow observed by Datong hydrological
station for the 99th percentile floods in 2020 (Fig. S4d), which provides
useful information for accurate and timely flood forecasts and can be very
beneficial for protecting people and infrastructure over regions in a
changing climate.</p>
</sec>
</sec>
<sec id="Ch1.S6">
  <label>6</label><title>Discussion</title>
<sec id="Ch1.S6.SS1">
  <label>6.1</label><title>Extreme flood events monitored by NDFPI</title>
      <p id="d1e2471">The comparison results indicate that the proposed NDFPI reached the
threshold values of different classes of flood events earlier than that
defined by streamflow observations in 2020 with respect to the YRB and its
individual subbasins (shown in Figs. 8 and S1–S4). This is
consistent with the results found at the Missouri River basin by Reager et
al. (2014). Reager et al. (2014) indicated that the regional TWSA may lead river
discharge slightly before the flood season, which can provide useful
information on the signal of high streamflow in the coming flood season.
However, the study of Reager et al. (2014) only demonstrated the application
of GRACE data to characterize regional flood potential at monthly timescales. More accurate information about the complete hydrologic state of a
specific region at sub-monthly timescales during the wet season has been
limitedly investigated, which is very vital for flood warnings. Given this, we proposed a new index, i.e., NDFPI, by jointly using the
temporally downscaled TWSA data and daily precipitation data to better
analyze the hydrologic state of the study region during the wet season at
finer timescales.</p>
      <p id="d1e2474">The comparison analysis of the NDFPI and daily streamflow with respect to
the YRB may explain the possible reasons why the NDFPI can detect extreme
flood events for a specific river basin. Intense rainfall of long duration
can cause continuous increases in the surface water (e.g., water stored in
lakes and wetlands), soil moisture storage and groundwater storage that are
totally represented by the TWSA in this study through the process of
infiltration. Many studies also revealed that changes in surface water, soil
moisture and groundwater under intense rainfall can exert obvious effects on
the status of regional TWSA (Döll et al., 2012; Felfelani et al., 2017;
Sinha et al., 2019; Velicogna et al., 2012). All these changes may
ultimately result in the saturation of aquifer over regions. However, the
saturated state of aquifers is not persistent because there is a great need
for the basin to relieve its saturated state by discharging excessive water
stored on and below the land surface into the river channels, which may
eventually lead to the dramatic increase in streamflow and greatly increase
the risk of widespread and damaging regional flooding.</p>
</sec>
<sec id="Ch1.S6.SS2">
  <label>6.2</label><title>Advantages of detecting extreme flood events based on temporally
downscaled TWSA</title>
      <p id="d1e2485">The traditional flood monitoring approaches can provide useful information
about the evolution of flood events over the study region through the
measurements of rainfall and streamflow. All these measurements largely
depend on the in situ hydrological stations and rainfall gauging stations
distributed over the regions, which are difficult to achieve in some regions
with harsh environment and climatic conditions. In comparison, satellite
remote sensing has no such limitation of traditional point-based
observations, making it a promising approach to monitor extreme flood events
particularly in some poorly gauged basins. Given the large spatial extent,
complicated climatic conditions and inaccessible hydrological observations
for some high-altitude regions (e.g., SYRB), the GRACE TWSA has shown great
advantages and superiority in flood monitoring and water resources
management for the YRB than traditional flood monitoring approaches.</p>
      <p id="d1e2488"><?xmltex \hack{\newpage}?>Furthermore, all these traditional flood monitoring approaches mainly focus
on the meteorological conditions or the status of surface water reflected
by various hydroclimatic factors and pay little attention to the importance
of antecedent terrestrial water storage conditions before flood events,
which can play a critical role in capturing the flood formation processes
(Xiong et al., 2021b). For example, Reager and Famiglietti (2009) applied the TWSA
from GRACE data and monthly precipitation to assess the likelihood for
flooding at the regional scale and emphasized the importance of terrestrial
water storage signal in the accurate prediction of floods and general
runoff. Long et al. (2014) employed the index of flood potential amount
using GRACE data and monthly precipitation to investigate hydrological
floods and droughts for a large karst plateau in Southwest China and found
that higher TWSA estimates are more prone to result in large potential for
flooding during rainy season because of the excessive water that cannot be
stored further. Therefore, the new proposed index incorporating the TWSA can
more holistically quantify the potential of the development of severe floods
for regions than common flood potential indices using hydroclimatic
observations.</p>
      <p id="d1e2492">While previous studies have proposed several standardized indices for
large-scale flood monitoring based on the GRACE-derived TWSA (Chen et al., 2010;
Tangdamrongsub et al., 2016), flood monitoring and assessment at sub-monthly
timescales remains a challenge using GRACE data due to its coarse temporal
resolution (month). Flood monitoring at finer timescales is pivotal in
understanding the regional water cycle under climate change, which
ultimately helps to manage the basin-scale water resources effectively and
improve the efficiency of early flood warning systems. The application of
daily series of TWSA temporally downscaled from GRACE and GRACE-FO satellite
data can provide a useful method to comprehensively assess the integrated
flood conditions, considering the changes of both surface and subsurface water
storage at sub-monthly timescales. The highest difference in the temporally
downscaled TWSA and the daily precipitation during the wet season, as
revealed by the NDFPI, can indicate the early signs of the region's
transition from normal state to a flood-prone situation. Overall, the new
proposed NDFPI is proven to be a useful tool for flood monitoring with the
finer timescale over large-scale basins, which also makes it possible to
monitor extreme flood events in a timely manner, especially for some regions with limited
in situ streamflow observations.</p>
</sec>
<sec id="Ch1.S6.SS3">
  <label>6.3</label><title>Uncertainties and limitations</title>
      <p id="d1e2503">Using the method of linear detrending, long-term trends in series of TWSA
estimates have been removed during the reconstruction of the TWSA because they
are generally driven by various human activities such as irrigation,
reservoir operation and water withdrawals, all of which cannot be well
reconstructed by hydroclimatic factors (Humphrey and Gudmundsson, 2019).
Although the detrending method can reduce the impacts of human activities on
reconstructing the TWSA to some degree, it could still result in some
discrepancies between the results of the detrended TWSA and the natural TWSA under
climatic variability, particularly in some regions where intense human
activities existed. In future, more attention should be paid to reconstruct
the series of the regional TWSA under climatic variability when more detailed
statistics related to human use such as water consumption, reservoir
operation and inter-basin water diversion projects are available. Meanwhile,
TWSA estimates in some months are not available for the GRACE and GRACE-FO
satellite due to the problem of battery management. Although all these
missing months can be effectively filled by different machine-learning-based
models, this method may overestimate or underestimate the actual TWSA, especially for
some extreme values in the peak of the wet or dry season (Abhishek et al.,
2022).</p>
      <p id="d1e2506">Furthermore, this study presents an effective way to temporally downscale
the TWSA estimates from monthly time series into daily values. This temporal
downscaling method is assessed through four case studies across the entire
YRB, which could present the temporal evolution of TWSA at sub-monthly
timescales during the wet season well. As this study mainly focuses on
characterizing regional flood potential based on the new proposed NDFPI
incorporating temporally downscaled TWSA estimates, we applied this temporal
downscaling method on the basin scale. In theory, this method is also
suitable for the temporal downscaling of GRACE and GRACE-FO satellite data at
the grid cell scale. However, as pointed out by previous studies (Landerer
and Swenson, 2012; Save et al., 2016; Scanlon et al., 2016), gridded TWSA
estimates derived from GRACE and GRACE-FO satellite data involved relatively
large uncertainty induced by associated measurement errors and signal
leakage errors. As a result, the accuracy of TWSA estimates can ultimately
exert a direct influence on the optimized parameter sets that are obtained
for trained models in each grid cell, which is a contributing factor of the
uncertainty. In addition, the forcing data of these models used for temporal
downscaling, including air temperature, precipitation and the GLDAS Noah-derived
SMSA, may also contain some errors and uncertainties due to the uneven
spatial distribution of meteorological stations and natural measurement
errors (Lv et al., 2017). These errors and uncertainties from the input data
could be propagated into the machine-learning-based models (e.g., MLP model),
resulting in a broad range of differences between the observations and the
simulated results. The latest study has made some initial attempts to learn
the spatiotemporal patterns of difference between the TWSA derived from GRACE
data and that simulated by land surface models based on the convolutional
neural network (CNN) models, with the goal of providing more accurate TWSA
estimates (Mo et al., 2022; Sun et al., 2019). Therefore, thorough
consideration of the spatiotemporal patterns of difference between the TWSA
derived from GRACE and GRACE-FO satellite data and that simulated by other
hydrological models will be further taken in our future work when
downscaling the TWSA estimates in order to better understand the complex
underlying mechanism for TWSA variations during the wet season.
Additionally, more efforts should be made to further validate the
reliability of temporally downscaled relations proposed in this study when
more independent data sources (e.g., groundwater level measurements) are
available in YRB.</p>
      <p id="d1e2509">Overall, the present study shows the great potential of temporally
downscaled GRACE and GRACE-FO satellite data in monitoring the extreme flood
events. The study provides an effective means for the temporal downscaling
of original TWSA estimates from GRACE and GRACE-FO satellite data and will help
facilitate the sustainable management of water resources and develop
monitoring and early-warning systems for severe flood events over
large-scale basins. The methods and results shown in this study can provide
important implications of flood hazard prevention and water resource
management for other similar basins that are prone to suffer from severe
extreme floods. Furthermore, this study can also provide broader
implications for flood monitoring in ungauged or poorly gauged basins. For
example, advances in satellite remote sensing have made remote sensing a
promising approach to capture various hydrological variables (e.g., precipitation, temperature and soil moisture) (Table S2), since they can
substantially reduce the limitations of traditional ground-based
observations. This is extremely useful and important in hydrological
research and applications, particularly in ungauged or poorly gauged basins.
Therefore, we can calculate the flood potential index proposed in this study
(i.e., NDFPI) by jointly using remote-sensing-based precipitation,
temperature and soil moisture estimates combined with GRACE and GRACE-FO
satellite data, which can further provide the potential of remote sensing
data for flooding in ungauged or poorly gauged basins.</p>
</sec>
</sec>
<sec id="Ch1.S7" sec-type="conclusions">
  <label>7</label><title>Conclusions</title>
      <p id="d1e2521">In the present study, we downscaled the GRACE-/GRACE-FO-derived TWSA
estimates from monthly time series to daily time series in the YRB by
establishing a relationship between TWSA estimates and hydroclimatic
factors based on machine learning techniques. Furthermore, the temporally
downscaled TWSA data combined with daily precipitation were adopted to
monitor the extreme flood events over the entire YRB in 2020 based on a new
daily flood potential index. The main conclusions can be drawn as follows:
<list list-type="order"><list-item>
      <p id="d1e2526">When reconstructing the monthly TWSA in the YRB, the MLP model shows the
best performance, with RMSE <inline-formula><mml:math id="M73" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 10.9 mm per month and NSE <inline-formula><mml:math id="M74" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.89. The MLR model
follows with RMSE <inline-formula><mml:math id="M75" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 13.4 mm per month and NSE <inline-formula><mml:math id="M76" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.84, and the LSTM model shows
the lowest performance, with RMSE <inline-formula><mml:math id="M77" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 15.1 mm per month and NSE <inline-formula><mml:math id="M78" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.81 during the
validation period.</p></list-item><list-item>
      <p id="d1e2573">Based on the MLP model, monthly time series of TWSA were temporally
downscaled to daily estimates using meteorological observations and the
outputs from a land surface model. The results show high consistency with
original monthly TWSA estimates derived from GRACE and GRACE-FO satellite data
with regard to seasonal cycles.</p></list-item><list-item>
      <p id="d1e2577">By jointly using daily average precipitation anomalies and temporally
downscaled TWSA, the proposed NDFPI can effectively detect the flood events
that occurred in 2020 at sub-monthly timescales for the entire YRB.</p></list-item><list-item>
      <p id="d1e2581">The comparison analysis indicates that different types of flood events
including the 90th, 95th and 99th percentile floods can be monitored by the
proposed NDFPI earlier than traditional streamflow observations with respect
to the YRB and its individual subbasins, which is very vital for flood
forecasts and warning across this region.</p></list-item></list></p>
</sec>

      
      </body>
    <back><notes notes-type="codedataavailability"><title>Code and data availability</title>

      <p id="d1e2588">The authors would like to thank both the China Meteorological Administration and
the Yangtze River Conservancy Commission of Ministry of Water Resources
(<uri>http://www.cjw.gov.cn/</uri>, last access: 17 November 2022) for providing the meteorological observations and
hydrological data used in this study. The meteorological observations and hydrological data used in this study are available from the corresponding author upon request. We sincerely thank the NASA MEaSUREs Program and the Center for Space Research for providing GRACE/GRACE Follow-On JPL and CSR Level 3 Release 6 data, both of which are available from <uri>https://podaac.jpl.nasa.gov/GRACE?tab=mission-objectives&amp;sections=about+data</uri> (NASA, 2022) and <uri>https://www2.csr.utexas.edu/grace/RL06_mascons.html</uri> (GRACE, 2022). We also sincerely thank the Goddard Earth Sciences (GES) Data and Information Services Center (DISC) for providing soil moisture storage acquired from the Global Land Data Assimilation System (GLDAS) data (<ext-link xlink:href="https://doi.org/10.5067/E7TYRXPJKWOQ" ext-link-type="DOI">10.5067/E7TYRXPJKWOQ</ext-link>, Beaudoing and Rodell, 2020).</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e2603">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/hess-26-5933-2022-supplement" xlink:title="pdf">https://doi.org/10.5194/hess-26-5933-2022-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e2612">YPX and JX designed the study. YPX guided the
research and revised the manuscript. JX did the main calculations
and wrote the draft of the manuscript. HY and YH performed
data preprocessing. YG helped to process the raw GRACE data.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e2619">At least one of the (co-)authors is a member of the editorial board of <italic>Hydrology and Earth System Sciences</italic>. The peer-review process was guided by an independent editor, and the authors also have no other competing interests to declare.</p>
  </notes><notes notes-type="disclaimer"><title>Disclaimer</title>

      <p id="d1e2628">Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e2634">We would like to thank our handling editor and the three anonymous referees, who provided valuable suggestions and input that substantially improved this paper.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e2639">This study is financially sponsored by the National Natural Science
Foundation of China (grant nos. 52109037 and 52009121), the Zhejiang Key Research and
Development Program (grant no. 2021C03017) and the Fundamental Research Funds for the
Zhejiang Provincial Universities (grant no. 2021XZZX015).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e2645">This paper was edited by Fuqiang Tian and reviewed by three anonymous referees.</p>
  </notes><ref-list>
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