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  <front>
    <journal-meta><journal-id journal-id-type="publisher">HESS</journal-id><journal-title-group>
    <journal-title>Hydrology and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">HESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Hydrol. Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1607-7938</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/hess-24-4625-2020</article-id><title-group><article-title>Global distribution of hydrologic controls on forest growth</article-title><alt-title>Global distribution of hydrologic controls on forest growth</alt-title>
      </title-group><?xmltex \runningtitle{Global distribution of hydrologic controls on forest growth}?><?xmltex \runningauthor{C. T. J. Roebroek et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Roebroek</surname><given-names>Caspar T. J.</given-names></name>
          <email>caspar.roebroek@env.ethz.ch</email>
        <ext-link>https://orcid.org/0000-0002-1733-0845</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Melsen</surname><given-names>Lieke A.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2 aff3">
          <name><surname>Hoek van Dijke</surname><given-names>Anne J.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-0354-8517</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Fan</surname><given-names>Ying</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Teuling</surname><given-names>Adriaan J.</given-names></name>
          <email>ryan.teuling@wur.nl</email>
        <ext-link>https://orcid.org/0000-0003-4302-2835</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Hydrology and Quantitative Water Management Group, Wageningen University and Research, Wageningen, the Netherlands</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Laboratory of Geo-Information Science and Remote Sensing, Wageningen University and Research, <?xmltex \hack{\break}?> Wageningen, the Netherlands</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Environmental Sensing and Modelling, Environmental Research and Innovation Department, <?xmltex \hack{\break}?> Luxembourg Institute of Science and Technology (LIST), Belvaux, Luxembourg</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Department of Earth and Planetary Sciences, Rutgers University, New Brunswick, NJ, USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Adriaan J. Teuling (ryan.teuling@wur.nl) and Caspar T. J. Roebroek (caspar.roebroek@env.ethz.ch)</corresp></author-notes><pub-date><day>23</day><month>September</month><year>2020</year></pub-date>
      
      <volume>24</volume>
      <issue>9</issue>
      <fpage>4625</fpage><lpage>4639</lpage>
      <history>
        <date date-type="received"><day>23</day><month>January</month><year>2020</year></date>
           <date date-type="accepted"><day>31</day><month>July</month><year>2020</year></date>
           <date date-type="rev-recd"><day>22</day><month>June</month><year>2020</year></date>
           <date date-type="rev-request"><day>24</day><month>February</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2020 Caspar T. J. Roebroek et al.</copyright-statement>
        <copyright-year>2020</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020.html">This article is available from https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020.html</self-uri><self-uri xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020.pdf">The full text article is available as a PDF file from https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e143">Vegetation provides key ecosystem services and is an important component in the hydrological
cycle. Traditionally, the global distribution of vegetation is explained through climatic water
availability. Locally, however, groundwater can aid growth by providing an extra water source
(e.g. oases) or hinder growth by presenting a barrier to root expansion (e.g. swamps). In this
study we analyse the global correlation between humidity (expressing climate-driven water and  energy availability), groundwater and forest growth, approximated by the fraction of absorbed
photosynthetically active radiation, and link this to climate and landscape position. The results
show that at the continental scale, climate is the main driver of forest productivity; climates
with higher water availability support higher energy absorption and consequentially more
growth. Within all climate zones, however, landscape position substantially alters the growth
patterns, both positively and negatively. The influence of the landscape on vegetation growth
varies over climate, displaying the importance of analysing vegetation growth in a
climate–landscape continuum.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e155">Vegetation, key for many ecosystem services such as food production and climate stabilisation by
absorbing <inline-formula><mml:math id="M1" display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">CO</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx20" id="paren.1"/>, is an important component in the hydrological
cycle. Water availability is a prerequisite for vegetation growth, while plants influence the local
hydrological situation through interception of precipitation and transpiration of water absorbed in
the root zone. Especially trees can impact the water fluxes substantially, returning significant
amounts of water back into the atmosphere <xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx25 bib1.bibx6" id="paren.2"/>. As a result,
large-scale changes in forest cover can influence continental-scale patterns of water availability and streamflow <xref ref-type="bibr" rid="bib1.bibx40" id="paren.3"/>. Because they can take up water from considerable depth with
their extensive root systems <xref ref-type="bibr" rid="bib1.bibx7" id="paren.4"/>, trees are highly adapted to the local climate and
hydrologic regime <xref ref-type="bibr" rid="bib1.bibx44 bib1.bibx16" id="paren.5"/>, making them more resilient to weather
anomalies such as prolonged periods of drought <xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx22 bib1.bibx5 bib1.bibx43" id="paren.6"/>.</p>
      <p id="d1e188">Plant-available water, and with that vegetation growth, has traditionally been approximated by atmospheric states and fluxes. A prime example is the Köppen–Geiger climate classification, which links ecosystems to the global distribution of precipitation and temperature <xref ref-type="bibr" rid="bib1.bibx3" id="paren.7"/>. In
line with this idea, <xref ref-type="bibr" rid="bib1.bibx34" id="text.8"/> recently showed that huge trees only occur in a climate
niche with extensive amounts of rainfall. Local constraints on vegetation growth have, with a
similar reasoning, been approximated by the Budyko framework <xref ref-type="bibr" rid="bib1.bibx18 bib1.bibx46" id="paren.9"/>, which
evaluates climate average precipitation, reference evapotranspiration and actual evapotranspiration
to separate ecosystems into energy- or water-limited systems <xref ref-type="bibr" rid="bib1.bibx17" id="paren.10"/>. Similarly, a recent
study by <xref ref-type="bibr" rid="bib1.bibx38" id="text.11"/> showed a strong relation between tree growth and water yield (<inline-formula><mml:math id="M2" display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula>–ET).</p>
      <?pagebreak page4626?><p id="d1e214">The distribution of climatic drivers alone, however, cannot fully explain vegetation growth worldwide <xref ref-type="bibr" rid="bib1.bibx9" id="paren.12"/>. For example, oases appear as green islands in the middle of extensive
arid regions, and gallery forests exist along the rivers in otherwise dry grassland areas under
seasonally arid climates. In both cases lush vegetation can grow because the plant roots can tap
into the groundwater to complement their water availability from local precipitation. The water
table in these ecosystems is shallow in comparison with its surroundings due to topographic
redistribution of precipitation surplus. Groundwater converges towards these niches, yielding
relatively high water availability, decoupled from the local precipitation <xref ref-type="bibr" rid="bib1.bibx9" id="paren.13"/>. If the
water table is shallow, precipitation can even become a hindrance to plant growth because it causes root-zone water logging, limiting root oxygen uptake and hence limiting growth <xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx30 bib1.bibx32 bib1.bibx15" id="paren.14"/>. As such, land drainage
conditions can alter the relation between precipitation and plant growth substantially, both
positively and negatively.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e229">Illustration of the effect of water table depth on plant water uptake strategies, showing
the rooting depth of 47 trees in eastern Nebraska plotted against water table depth measured at  their specific sites. Soil and climate properties are relatively constant in the region. The roots
can be divided into three distinct categories: (1) root growth is restricted by the groundwater, (2) roots are tapping the capillary rise, and (3) roots are independent of the groundwater. Data from
<xref ref-type="bibr" rid="bib1.bibx37" id="text.15"/> and interpretation adapted from <xref ref-type="bibr" rid="bib1.bibx11" id="text.16"/>.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020-f01.png"/>

      </fig>

      <p id="d1e244">At the local scale, the effect of the water table on plant growth has been studied extensively. In
a large case study, in an area with similar soil and climate properties <xref ref-type="bibr" rid="bib1.bibx37" id="paren.17"/>, roots were found to fall into three categories (see Fig. <xref ref-type="fig" rid="Ch1.F1"/>): (1) roots terminating at or
constrained by the groundwater, (2) roots tapping capillary rise and/or the groundwater in the wet
periods and (3) roots completely detached from the groundwater <xref ref-type="bibr" rid="bib1.bibx11" id="paren.18"/>. At the farm scale,
these patterns were also observed <xref ref-type="bibr" rid="bib1.bibx47" id="paren.19"/>, with the conclusion that optimal plant growth
occurs at the interface between the groundwater, limiting root respiration and roots being completely decoupled from the groundwater. In other words: the local optimum in vegetation growth lies where
the best balance between water availability and (thermally controlled) evaporative demand is found.</p>
      <p id="d1e258">Site-based studies suggest that, at the landscape scale, rooting depth depends on the climate in the
uplands but on the water table depth in the lowlands (exceptions occur for various reasons, such as slope instability, insufficient soil depth and the presence of hardpans in the soil), presenting an
optimal position where growth is aided by the groundwater while not suffering from rooting space
limitation <xref ref-type="bibr" rid="bib1.bibx47 bib1.bibx11" id="paren.20"/>. In global-scale analyses a similar picture arises, with vegetation growth being energy limited in high-altitude <xref ref-type="bibr" rid="bib1.bibx24" id="paren.21"/> and high-latitude
regions <xref ref-type="bibr" rid="bib1.bibx21" id="paren.22"/>. <xref ref-type="bibr" rid="bib1.bibx23" id="text.23"/> recently presented the first global study on the
influence of the water table depth on vegetation growth. They found that both mechanisms, plant
growth aided by groundwater in water-limited areas and plant growth hindered by groundwater due to oxygen stress, were reflected in the global satellite imagery analysis. The questions that remain
are what the interplay is between climate-driven water and energy availability and groundwater for vegetation growth, how landscape position determines this interplay over different climates, and how
extensive the area is in which vegetation growth is influenced by the groundwater.</p>
      <p id="d1e273">Therefore, the purpose of this study is to understand and evaluate the global distribution of the
effect of both climate-driven water and energy availability (reflected by humidity) and land drainage (reflected by water table depth) on vegetation growth and to assess the control of climate and landscape on these processes. To do this, we make use of global high-resolution (30 arcsec)
datasets of water table depth, precipitation, potential evapotranspiration and tree growth,
approximated by the fraction of absorbed photosynthetically active radiation (fAPAR). The relatively
high resolution for a global study allows us to account for landscape-scale features within
computational limits <xref ref-type="bibr" rid="bib1.bibx11" id="paren.24"/>. We focus on trees, rather than vegetation in general, because
they better represent the long-term local hydrologic regime. At the same time this lets us avoid confounding signals such as irrigation of annual crops, the response of annual vegetation to
seasonal availability of soil water and inter-annual variation. In this way we aim to evaluate plant
productivity over a climate gradient at the global scale and quantify the global extent of vegetation growth influenced by the water table.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Materials and methods</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Input data</title>
      <?pagebreak page4627?><p id="d1e294">To approximate tree growth we used two different datasets. The first one is the MODIS fAPAR product,
which is used as an approximation of plant primary production <xref ref-type="bibr" rid="bib1.bibx45" id="paren.25"/>. The data have a 15 arcsec spatial and an 8 d temporal resolution <xref ref-type="bibr" rid="bib1.bibx28" id="paren.26"/>. For this study, we averaged the data over the period 2003 to 2018 and subsequently downsampled them to a spatial resolution of 30 arcsec using bilinear interpolation (see Fig. S1 in the Supplement). The second dataset is a global map of tree height, created from space-borne LIDAR images and validated against field
measurements at different FLUXNET sites (see Fig. S2) <xref ref-type="bibr" rid="bib1.bibx35" id="paren.27"/>. To
solely focus on trees (to largely avoid the distorted signal of irrigated croplands), the fAPAR
dataset was filtered with the tree height data, using a height threshold of 3 <inline-formula><mml:math id="M3" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. The
resulting pixels are subsequently referred to as forest but might not in all regions be consistent with the classical understanding of forested ecosystems. For water table depth (WTD), the dataset by
<xref ref-type="bibr" rid="bib1.bibx11" id="text.28"/> is used <xref ref-type="bibr" rid="bib1.bibx10" id="paren.29"><named-content content-type="pre">updated version of the original dataset in</named-content></xref>. This dataset
was produced by an integrated groundwater, soil water and plant root uptake model at 30 arcsec
resolution and at hourly time steps (see Fig. S3). The precipitation data
(WorldClim V2) were created by interpolating station observations using ancillary information under MODIS land surface temperature and a digital elevation model <xref ref-type="bibr" rid="bib1.bibx14" id="paren.30"/> (see Fig. S4). As described in the introduction, temperature plays a major role in vegetation
growth, both by reducing plant-available water with evaporative demand as well as by direct thermal control on growth. Here we focus on the hydrologic control on growth and account for the effect of temperature on water availability by normalising precipitation by (Penman–Monteith)
potential evapotranspiration (PET), often referred to as humidity (the inverse of aridity). The data
on potential evapotranspiration were produced from the data available in the WorldClim V2 database (see Figs. S5 and S6 for a global representation of PET and <inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET respectively) <xref ref-type="bibr" rid="bib1.bibx48 bib1.bibx41" id="paren.31"/>. Although we focus on the hydrologic drivers, the direct control on
growth exerted by temperature will be implicitly represented in one of the ecohydrological classes
presented below. A summary of the datasets is provided in Table <xref ref-type="table" rid="Ch1.T1"/>. It should be noted that
both the WTD and fAPAR datasets were created using the MODIS MCD15A2H data and are therefore not
completely independent. The MODIS data were used in the WTD model to describe the vegetation characteristics and to calculate the evapotranspiration and groundwater recharge fluxes. We believe
this dependence to reflect the natural relation between vegetation and groundwater. Also, the impact
on pixel-to-pixel correlations (between the fAPAR and WTD data) will be limited because of spatial
exchange of information in the WTD dataset, which causes the WTD to mainly reflect topography rather
than local vegetation conditions.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e344">Summary of the datasets used in this study. The time period column describes the time
frame of the input data of the specific studies to generate the datasets used here.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Dataset</oasis:entry>
         <oasis:entry colname="col2">Spatial resolution</oasis:entry>
         <oasis:entry colname="col3">Time</oasis:entry>
         <oasis:entry colname="col4">Version</oasis:entry>
         <oasis:entry colname="col5">Reference</oasis:entry>
         <oasis:entry colname="col6">Figure</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">(arcsec)</oasis:entry>
         <oasis:entry colname="col3">period</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">fAPAR</oasis:entry>
         <oasis:entry colname="col2">15</oasis:entry>
         <oasis:entry colname="col3">2003–2018</oasis:entry>
         <oasis:entry colname="col4">MCD15A2H V6</oasis:entry>
         <oasis:entry colname="col5">
                    <xref ref-type="bibr" rid="bib1.bibx28" id="text.32"/>
                  </oasis:entry>
         <oasis:entry colname="col6">S1</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Tree height</oasis:entry>
         <oasis:entry colname="col2">30</oasis:entry>
         <oasis:entry colname="col3">2005</oasis:entry>
         <oasis:entry colname="col4">–</oasis:entry>
         <oasis:entry colname="col5">
                    <xref ref-type="bibr" rid="bib1.bibx35" id="text.33"/>
                  </oasis:entry>
         <oasis:entry colname="col6">S2</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Water table depth</oasis:entry>
         <oasis:entry colname="col2">30</oasis:entry>
         <oasis:entry colname="col3">2003–2014</oasis:entry>
         <oasis:entry colname="col4">V2</oasis:entry>
         <oasis:entry colname="col5">
                    <xref ref-type="bibr" rid="bib1.bibx11" id="text.34"/>
                  </oasis:entry>
         <oasis:entry colname="col6">S3</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Precipitation</oasis:entry>
         <oasis:entry colname="col2">30</oasis:entry>
         <oasis:entry colname="col3">1970–2000</oasis:entry>
         <oasis:entry colname="col4">WorldClim V2</oasis:entry>
         <oasis:entry colname="col5">
                    <xref ref-type="bibr" rid="bib1.bibx14" id="text.35"/>
                  </oasis:entry>
         <oasis:entry colname="col6">S4</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Potential evapotranspiration</oasis:entry>
         <oasis:entry colname="col2">30</oasis:entry>
         <oasis:entry colname="col3">1970–2000</oasis:entry>
         <oasis:entry colname="col4">WorldClim V2</oasis:entry>
         <oasis:entry colname="col5">
                    <xref ref-type="bibr" rid="bib1.bibx41" id="text.36"/>
                  </oasis:entry>
         <oasis:entry colname="col6">S5</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Climate zones</oasis:entry>
         <oasis:entry colname="col2">30</oasis:entry>
         <oasis:entry colname="col3">1980–2016</oasis:entry>
         <oasis:entry colname="col4">V1 (present)</oasis:entry>
         <oasis:entry colname="col5">
                    <xref ref-type="bibr" rid="bib1.bibx3" id="text.37"/>
                  </oasis:entry>
         <oasis:entry colname="col6">S9</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Landscape classes</oasis:entry>
         <oasis:entry colname="col2">30</oasis:entry>
         <oasis:entry colname="col3">1961–1990</oasis:entry>
         <oasis:entry colname="col4">–</oasis:entry>
         <oasis:entry colname="col5">Sect. S1</oasis:entry>
         <oasis:entry colname="col6">S13</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Analysis procedure</title>
      <?pagebreak page4628?><p id="d1e592">To understand and visualise the relation between the hydrologic gradients and forest growth, the
local Pearson correlation was calculated between (1) WTD and fAPAR and between (2) <inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and
fAPAR. This was done by applying a moving window (<inline-formula><mml:math id="M6" display="inline"><mml:mrow><mml:mn mathvariant="normal">15</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">15</mml:mn></mml:mrow></mml:math></inline-formula> grid cells) to both datasets and
correlating the values within that window. Windows containing less than 25 % of the data were
discarded. This approach was chosen over catchment binning, as used in previous studies
<xref ref-type="bibr" rid="bib1.bibx23" id="paren.38"/>, to minimise compensation of contrasting relations (rooting space limitation in
lowlands and groundwater convergence-driven vegetation growth in uplands, both occurring in a single catchment and resulting in a net neutral relation between the water table and vegetation growth). Finally, each pixel contains a correlation value between the hydrologic gradient (WTD,
<inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET) and vegetation growth. With this approach it is assumed that within each window, ecosystems
(e.g. forest age), soils (e.g. nutrient availability), management parameters (e.g. fertilisation),
uncertainty in the input data and translation from fAPAR values to photosynthetic activity are
homogeneous. The resulting correlation values are subsequently tested for significance, resulting in
a negative, neutral or positive category in each pixel. The threshold of significance was calculated
by casting the correlation values into the <inline-formula><mml:math id="M8" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>-distribution with Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>), in which <inline-formula><mml:math id="M9" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> corresponds to the correlation, <inline-formula><mml:math id="M10" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> to the <inline-formula><mml:math id="M11" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>-value and df to the degrees of freedom.
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M12" display="block"><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mi>r</mml:mi><mml:msqrt><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mtext>df</mml:mtext><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msup><mml:mi>r</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle></mml:msqrt></mml:mrow></mml:math></disp-formula>
          This can be rewritten to calculate the critical correlation value based on the <inline-formula><mml:math id="M13" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>-value.
            <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M14" display="block"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi>t</mml:mi><mml:msqrt><mml:mrow><mml:mtext>df</mml:mtext><mml:mo>+</mml:mo><mml:msup><mml:mi>t</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:msqrt></mml:mfrac></mml:mstyle></mml:mrow></mml:math></disp-formula>
          The degrees of freedom are determined with the following formula, in which <inline-formula><mml:math id="M15" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> represents the number of samples.
            <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M16" display="block"><mml:mrow><mml:mtext>df</mml:mtext><mml:mo>=</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mtext>df</mml:mtext><mml:mtext>offset</mml:mtext></mml:msub><mml:mo>)</mml:mo><mml:mi>n</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></disp-formula>
          The <inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:msub><mml:mtext>df</mml:mtext><mml:mtext>offset</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> parameter is introduced to compensate for the spatial dependence
of the samples due to the spatial organisation of the landscape. If the data were not
auto-correlated, the df<inline-formula><mml:math id="M18" display="inline"><mml:msub><mml:mi/><mml:mtext>offset</mml:mtext></mml:msub></mml:math></inline-formula> parameter would be 0, in which case the traditional
formula for calculating the confidence boundaries for correlation values appears. This additional
parameter is determined by matching the significance boundaries of the <inline-formula><mml:math id="M19" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>-test with boundaries determined by applying a permutation test and a bootstrap analysis <xref ref-type="bibr" rid="bib1.bibx31" id="paren.39"><named-content content-type="pre">as described in</named-content></xref> to all windows with exactly 225 data points. The exact procedure and results,
including a visual comparison of all three methods, are presented in Sect. S1  in the Supplement (see Figs. S7 and S8 for the results of the permutation test and bootstrapping
analysis and the effect of the chosen metric on the final classification as described below). Subsequently, using the percent point function of the <inline-formula><mml:math id="M20" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>-distribution with a significance level of <inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.05</mml:mn></mml:mrow></mml:math></inline-formula> (using a one-tailed approach), the significant <inline-formula><mml:math id="M22" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>-value can be calculated. Feeding this value into Eq. (<xref ref-type="disp-formula" rid="Ch1.E2"/>), the <inline-formula><mml:math id="M23" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>-value can be translated into the threshold correlation value. With 225 sample points (<inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:mn mathvariant="normal">15</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">15</mml:mn></mml:mrow></mml:math></inline-formula>-pixel moving window approach, assuming all pixels contain values), this yields significant correlation values above 0.121 for the correlations between <inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and fAPAR and 0.130 for the correlations between WTD and fAPAR (see Fig. S7). In windows containing fewer data points, this threshold increases accordingly. If an
absolute correlation value exceeds the respective threshold, it is interpreted as significantly
positive or negative, depending on the sign of the value.</p>
      <p id="d1e848">To investigate the interplay between <inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and WTD on forest growth, we combined the two
significance maps, yielding nine distinctive classes (see Fig. <xref ref-type="fig" rid="Ch1.F2"/>), henceforth called
ecohydrological classes. This combination is visualised using a bivariate colour scheme
<xref ref-type="bibr" rid="bib1.bibx39 bib1.bibx36" id="paren.40"/>. For the interpretation of the classes it needs to be considered that
WTD is defined negatively; a higher value (less negative) corresponds to a shallower water table. Consequently a positive correlation between WTD and fAPAR means higher plant productivity
with a shallower water table. A negative correlation signifies an increase in productivity for a
deeper water table. A positive correlation between <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and fAPAR means higher plant productivity
with higher climate-driven water availability. To interpret the different classes, the key shown in Fig. <xref ref-type="fig" rid="Ch1.F2"/> is proposed, which is discussed in the next section. The classes have been
interpreted and named a priori, based on a review of the literature (see Introduction) and the current state of understanding.</p>
      <p id="d1e878">The effect of landscape and climate on the hydrologic controls of vegetation growth was
characterised by analysing the obtained ecohydrological classes in different climate zones and
landscape positions. A recent, high-resolution Köppen–Geiger climate classification was used based on the same precipitation data as used for this study <xref ref-type="bibr" rid="bib1.bibx3" id="paren.41"/> (Fig. S9). To assess landscape positions, we used a landscape classification based on the moving
window mean and standard deviation of WTD (<inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:mn mathvariant="normal">5</mml:mn><mml:mo>×</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> pixels). Subsequently, the result was binned
into seven landscape classes: wetland and open water, lowland, undulating, hilly, low mountainous, mountainous, high mountainous (see Sect. S2). The classification scheme is depicted
in Fig. S10 and the resulting map is presented in Fig. S13. The
resulting classification has been visually validated against several sample regions (Fig. S11 and S12).</p>
      <p id="d1e896">All maps are downsampled to a resolution of 5 arcmin by applying a majority kernel on
categorical and a mean kernel on continuous data. This was done to ease calculation and to be able
to focus on the global patterns. Some figures are displayed at their full resolution to discern finer patterns in the maps, in which case this is stated in the caption.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Ecohydrological classes</title>
      <p id="d1e907">Based on the significance of the correlation analysis between WTD and fAPAR and between <inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and fAPAR, we distinguish nine ecohydrological classes. These are depicted in Fig. <xref ref-type="fig" rid="Ch1.F2"/>. Below we provide a description of each class, discussing processes that might play a role in the
vegetation–hydrologic gradient relation, starting from the bottom left.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e924">Ecohydrological classes and their interpretation of the combined spatial correlation maps
between respectively WTD, <inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and fAPAR. The figure is used as the legend of
Figs. <xref ref-type="fig" rid="Ch1.F3"/>–<xref ref-type="fig" rid="Ch1.F7"/>.</p></caption>
          <?xmltex \igopts{width=199.169291pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020-f02.png"/>

        </fig>

      <p id="d1e947"><list list-type="bullet">
            <list-item>

      <p id="d1e952"><italic>Oxygen stress</italic>: in this class, negative correlations with both hydrologic gradients
suggest that plant growth is<?pagebreak page4629?> limited by higher precipitation and shallower groundwater, indicating an excess of water with poor drainage conditions. This combination causes root-zone water logging, which limits root respiration (oxygen stress) and hence growth <xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx32 bib1.bibx15 bib1.bibx47" id="paren.42"/>.</p>
            </list-item>
            <list-item>

      <p id="d1e963"><italic>Rooting space limited</italic>: here, plant growth is limited by shallower groundwater. In humid
climates this indicates an excess of water in combination with poor drainage conditions. This class
is largely similar to <italic>Oxygen stress</italic> except that there is no clear relation between
precipitation and vegetation growth, which might be caused by the absence of a clear precipitation
gradient. In arid and seasonally arid climates, the negative influence of the vicinity of the water
table might be explained by high salt concentrations of the water in low landscape positions. Due to
groundwater convergence, salts are transported to the lowest positions in the landscape, and high evapotranspiration increases the salt concentration dramatically, hindering plant growth
<xref ref-type="bibr" rid="bib1.bibx19" id="paren.43"/>.</p>
            </list-item>
            <list-item>

      <p id="d1e977"><italic>Rooting space or precipitation driven</italic>: this class is a transitional class between
<italic>Rooting space limited</italic> and <italic>Precipitation driven</italic>. Either the negative correlation
between WTD and fAPAR (rooting space limitation) or the positive correlation between <inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and fAPAR
(water limitation) explains the local tree growth gradients, while the other correlation is caused by a negative relation between WTD and precipitation. Often this negative relation can be explained by
orography. Since WTD is roughly the inverse of altitude, locations with orographic precipitation
<xref ref-type="bibr" rid="bib1.bibx14" id="paren.44"/> have a clear negative gradient between WTD and P. This negative correlation can
sometimes also be explained by micro-climatic phenomena. This class can be interpreted as
<italic>Rooting space limited</italic> if roots reach the groundwater and <italic>Precipitation driven</italic> if
roots do not reach the groundwater. Alternatively, in the drier parts of the world, this class can also be interpreted directly as forests growing on the edges of basins where both a deeper water
table and higher (orographic) precipitation help to counter growth limitation by high salt
concentrations. In the centre of these basins the salt concentration is very high due to groundwater
convergence transporting the salts and strong evapotranspiration. Higher rainfall in combination
with well-drained soils can flush away the salt, creating more favourable conditions. This explains both the negative correlation between WTD and fAPAR and the positive correlation between <inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and
fAPAR.</p>
            </list-item>
            <list-item>

      <p id="d1e1021"><italic>Precipitation driven</italic>: plant growth is enhanced by increasing precipitation and is
decoupled from the groundwater table. This likely occurs in well-drained, upland positions, where
roots cannot reach the groundwater, under climatic conditions where plant growth is slightly to
severely limited by water availability. Here, precipitation is the main driver of productivity.</p>
            </list-item>
            <list-item>

      <p id="d1e1029"><italic>Water limited</italic>: plant growth is stimulated by a shallower water table and higher
precipitation, indicating a general lack of water. This likely occurs on mountain slopes where the
water table is within root reach and in (semi-)arid climates where plants depend on deeper groundwater.</p>
            </list-item>
            <list-item>

      <p id="d1e1038"><italic>Convergence driven</italic>: plant growth is stimulated by a shallower water table. This
represents areas that receive water from surrounding, higher areas by lateral redistribution of the
groundwater, as described in <xref ref-type="bibr" rid="bib1.bibx9" id="text.45"/>. This likely occurs in arid or seasonally arid climates
where precipitation is low and irregular but where the groundwater is within the reach of roots. These circumstances occur, for example, in desert oases and gallery forests
<xref ref-type="bibr" rid="bib1.bibx9" id="paren.46"/>. In mountainous regions this class can also be related to different processes that
are linked to higher altitudes (further from the water table generally means higher in the
landscape), like lower temperatures <xref ref-type="bibr" rid="bib1.bibx26" id="paren.47"/>, a shorter growing season <xref ref-type="bibr" rid="bib1.bibx12" id="paren.48"/> and
lower nutrient availability <xref ref-type="bibr" rid="bib1.bibx27" id="paren.49"/>, that hamper tree growth.</p>
            </list-item>
            <list-item>

      <p id="d1e1061"><italic>Convergence dominated</italic>: plant growth is stimulated by a shallower water table but is
limited by an increase in precipitation. This class is a transition between <italic>Convergence driven</italic> and <italic>Energy limited</italic>. In water-limited climates this corresponds to similar environments as described in <italic>Convergence driven</italic>: vegetation growth is mainly determined by
the gradient in water table depth. In energy-limited environments this class expresses higher vegetation growth in lower landscape positions (thus a positive correlation between WTD and fAPAR)
as the energy availability is higher and the growing season longer. In both cases the negative
correlation between precipitation and fAPAR mainly occurs because of the orographic link between the
water table depth and precipitation.</p>
            </list-item>
            <list-item>

      <?pagebreak page4630?><p id="d1e1078"><italic>Energy limited</italic>: this class displays no significant relation between the proximity of the
groundwater and plant growth, while plant growth is negatively influenced by humidity. The negative correlation with humidity indicates that vegetation growth is constrained by energy availability
(here approximated by temperature), which is traditionally described as energy-limited systems. In lowland positions, this is caused by an imbalance in water availability and evaporative demand. A
relative excess in plant-available water, as explained in <italic>Oxygen stress</italic>, limits root respiration and hence growth. In mountainous regions the negative relation between humidity and
growth is directly caused by the temperature gradient as the highest landscape positions are colder and have a shorter growing season, reducing the growth potential. As the highest positions generally
receive more precipitation and have lower potential evapotranspiration, the correlation between humidity and fAPAR is negative. The neutral correlation between WTD and fAPAR can be explained by
vegetation being completely detached from the groundwater in mountainous areas and by the absence of
a gradient in the water table in lowland positions.</p>
            </list-item>
            <list-item>

      <p id="d1e1089"><italic>Neutral</italic>: this class contains the locations that show no significant correlation between
either water table depth or precipitation and fAPAR.</p>
            </list-item>
          </list>Overall, there can be several process drivers in each ecohydrological class, dependent on climate
and landscape position. In the next section, we will explore the global spatial distribution of the
discussed ecoyhdrological classes.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Results</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Global distribution of ecohydrological classes</title>
      <p id="d1e1113">Figure <xref ref-type="fig" rid="Ch1.F3"/> displays the global distribution of the ecohydrological classes that were
described in the previous section. In more than half of the pixels, forest growth is significantly
influenced by the water table depth, and in more than 75 % by (normalised) precipitation,
confirming the hypothesis that climate is an important but not the only driver of forest growth. All
different classes are present in this global analysis to a varying degree on all continents and in all climate zones. Clear cases of water limitation (both correlations positive) are relatively
under-represented as most water-limited areas were filtered out by applying a tree height threshold of 3 <inline-formula><mml:math id="M33" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. The results show that the water table depth plays a major role in determining forest
growth, even in regions that are traditionally seen as energy-limited environments. WTD clearly shows a different signal than <inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET, since the correlation between the two gradients can both be
strongly positive (more precipitation with a shallower water table) or negative (more precipitation
with a deeper water table, likely caused by orography) (see Fig. S16).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e1138">Global distribution of ecohydrological classes. The legend indicates the percentage of grid
cells in the different classes. The map is downsampled to a resolution of 5 arcmin. For a  bigger version of the map, see Fig. S17. Note that the percentages add up to 99,
which is caused by rounding.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020-f03.png"/>

        </fig>

      <p id="d1e1147">Four insets (15<inline-formula><mml:math id="M35" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) are displayed in Fig. <xref ref-type="fig" rid="Ch1.F3"/>. The same insets are displayed in
Figs. S18 to S21 together with the input and individual correlation data. Inset A (Fig. S18) shows the Mississippi River valley on the left and the southern part of the American eastern coast on the right. The river valley itself shows a neutral or
negative correlation between both WTD and <inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET with fAPAR, representing an environment where too
much water leads to over-saturation and water logging, which hampers tree growth. This corresponds to the ecohydrological classes <italic>Oxygen stress</italic> and <italic>Rooting space limited</italic>. Further away
from the river, the relation between humidity and fAPAR changes to positive, leading to a
classification of <italic>Rooting space or precipitation driven</italic>, which links a higher position in
the landscape to more precipitation and more vegetation growth. Towards the coast, on the border between Georgia, Alabama and Florida, forest growth is <italic>Convergence dominated</italic> and in some places <italic>Water limited</italic> and <italic>Convergence driven</italic>.</p>
      <p id="d1e1191">Inset B (Fig. S19) shows south-eastern Europe with the Alps. In this mountainous region, plant growth is predominantly detached from groundwater influences (hardly any
significant correlations between WTD and fAPAR). In the southern part of the Alps, forest growth is
precipitation driven, while the northern part falls into the <italic>Energy limited</italic> class, featuring a negative correlation between <inline-formula><mml:math id="M37" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and fAPAR. In mountainous regions this class corresponds to an ecosystem that is detached from the groundwater and grows best in the lower- or mid-landscape positions. Higher up in the mountains, vegetation growth is disturbed by factors such as low
temperatures, shallow soils and a reduced growing season. The hilly regions around the Alps are
predominantly classified as <italic>Rooting space or precipitation driven</italic>, as in inset A. This corresponds to enhanced tree growth in the higher locations, associated with more
rain and more rooting space. Another interesting feature in this inset is the Pannonian Basin
(north-east in the inset), showing a similar pattern to the Mississippi valley of <italic>Rooting  space limited</italic> vegetation growth. Groundwater convergence from the surrounding higher regions
causes very shallow water table depths in this area, hampering forest growth.</p>
      <p id="d1e1213">Inset C (Fig. S20) depicts the Congo River basin. The Congo River and its side channels show similar patterns of increased vegetation growth on levees, leading to a
<italic>Rooting space or precipitation driven</italic> classification. The regions to the south and east of
the Congo River basin are dominated by savannas. These savannas receive a substantial amount of precipitation yearly, but rainfall is not evenly distributed over the year and makes water
relatively scarce in comparison with the energy input at these latitudes <xref ref-type="bibr" rid="bib1.bibx42" id="paren.50"/>,
leading to a classification of <italic>Convergence dominated</italic>. Areas at high altitude in this
closeup show an <italic>Energy limited</italic> class; most forest growth occurs at the foot of mountains or on the slopes, while higher locations are less suitable due to lower temperatures and a shorter
growing season.</p>
      <p id="d1e1228">Inset D (Fig. S21) shows an orographic region in eastern Australia, where vegetation growth is driven by the precipitation gradient. The lowland, west of the mountain range
(Great Dividing Range), is classified as <italic>Rooting space limited</italic> and <italic>Rooting space or precipitation driven</italic>. Converging water from the mountain range causes a shallow water table depth
in this region, hampering forest growth. The most western part of this inset that still contains
trees receives between 250 and 500 <inline-formula><mml:math id="M38" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">mm</mml:mi></mml:mrow></mml:math></inline-formula> precipitation per year. This region is
<italic>Convergence driven</italic>, where vegetation depends on water from the higher areas.</p>
      <?pagebreak page4631?><p id="d1e1248"><?xmltex \hack{\newpage}?>All four insets display a high spatial variability in ecohydrological classes, demonstrating that
the local interplay in climate and landscape position highly influence which hydrologic driver
stimulates or hampers forest growth.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e1254">High-resolution illustration of ecohydrological classification in the Amazon. Input and
correlation maps are shown at the full resolution of 30 arcsec. The white pixels in the upper  left map (ecohydrological classes) represent the locations where the correlations were not
calculated due to the tree height falling below the threshold value of 3 <inline-formula><mml:math id="M39" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020-f04.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Local examples at high resolution</title>
      <p id="d1e1279">To better visualise and understand the patterns of ecohydrological classes, detailed maps of the
input, correlation and output maps are displayed in Figs. <xref ref-type="fig" rid="Ch1.F4"/>
and <xref ref-type="fig" rid="Ch1.F5"/>. Landscape position is approximated and displayed based on the standard
deviation of the WTD map (which is the main constituent of the landscape classification
procedure). This representation was chosen over the landscape classes, used throughout the rest of
the paper, to obtained a more detailed visualisation.</p>
      <p id="d1e1286">The presented patterns in Fig. <xref ref-type="fig" rid="Ch1.F4"/>, displaying the western Amazon, show a clear
overlap with ecosystem functioning as described in <xref ref-type="bibr" rid="bib1.bibx13" id="text.51"/>. The river and its
major contributing streams display the <italic>Rooting space or precipitation driven</italic>
class. Considering the (slightly) negative correlation between WTD and <inline-formula><mml:math id="M40" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET, this can be attributed
to rooting space limited growth: the vegetation on the natural levees next to the channels is known for the highest and most diverse forests of the Amazon <xref ref-type="bibr" rid="bib1.bibx13" id="paren.52"><named-content content-type="pre">High Varzea in</named-content></xref>. On these levees the trees have more rooting space, receive more
precipitation and suffer comparatively little from the inundation that characterises these rivers,
leading to optimal growth conditions. In the depressions between streams (especially on the eastern
side of these maps), forest growth is classified as <italic>Oxygen stress</italic>. Here forests suffer from
the very frequent inundations that hamper their respiration. These same areas feature a positive relation between <inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and WTD, linking precipitation to percolation and a higher groundwater table.</p>
      <p id="d1e1326">The western parts of the maps show <italic>Convergence dominated</italic> forest growth. This area is higher than the eastern part, presenting fewer streams, and has a (slightly) higher relief, making
inundation much rarer. This area agrees with the mapping of the white-sand ecosystems as published by <xref ref-type="bibr" rid="bib1.bibx1" id="text.53"/>. These ecosystems have sandy, very well-draining soils. Even slightly elevated surfaces know temporary periods of drought with lower vegetation growth. Tree growth in the lowest positions in these landscapes is higher, causing the <italic>Convergence dominated</italic> classification. In the hilly, north-eastern parts of the maps forest growth is also classified as <italic>Convergence dominated</italic> as well as <italic>Water limited</italic>, which is in stark
contrast to the general perception of water abundance for vegetation growth in the Amazon region. This can be explained by the high amount of available energy, even with respect to such
extensive amounts of rainfall. At the foot of these hilly regions vegetation can reach the
groundwater and consequentially grow faster, thus causing a <italic>Convergence dominated</italic> classification. If the vegetation in a whole window cannot reach the groundwater anymore, this turns
into the <italic>Water limited</italic> class.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e1354">High-resolution illustration of ecohydrological classification over the Indian
peninsula. Input and correlation maps are shown at the full resolution of 30 arcsec. The white  pixels in the upper left map (ecohydrological classes) represent the locations where the  correlations were not calculated due to the tree height falling below the threshold value of
3 <inline-formula><mml:math id="M42" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020-f05.png"/>

        </fig>

      <p id="d1e1371">The second high-resolution example (Fig. <xref ref-type="fig" rid="Ch1.F5"/>) shows the Indian peninsula. The western part of India features a mountain range (Western Ghats), which is a strong orographic<?pagebreak page4632?> zone,
receiving moisture from the Arabian Sea (especially during the monsoon season). This zone is
predominantly classified as <italic>Rooting space or precipitation driven</italic>. In contrast to the Amazon example, this class is caused here by the precipitation-driven vegetation (positive correlation <inline-formula><mml:math id="M43" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and fAPAR), as the groundwater is too deep to be reached by the vegetation. The
negative correlation between the WTD and fAPAR is caused by the strong orographic gradient, with
higher precipitation in higher areas (with a lower water table). This negative gradient can be seen
in the lower right subplot of Fig. <xref ref-type="fig" rid="Ch1.F5"/>.</p>
      <p id="d1e1391">The mountain range taps most of the precipitable water from the atmosphere, creating a vast
rain shadow to the east (climate classes BWh and BSh). This area can be subdivided into two different zones: a southern zone and a northern zone. Although they receive similar yearly amounts of precipitation, the northern zone contains many more forests than the southern zone (which is mainly filtered out in this analysis since vegetation height is mostly under the threshold value of 3 <inline-formula><mml:math id="M44" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>). This stark
difference can be attributed to the distance of the water table to the surface. As can be seen in
the upper right subplot of Fig. <xref ref-type="fig" rid="Ch1.F5"/>, the southern zone has much deeper groundwater
than the northern zone. The forest growth classification in the northern zone, following the same
rationale, is <italic>Convergence driven</italic>, <italic>Convergence dominated</italic> and <italic>Water limited</italic>; forest growth is highest in the lowest landscape positions, with the easiest access to the
groundwater as an additional water source. Further east the amount of precipitation rises again (around 81<inline-formula><mml:math id="M45" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E and 18<inline-formula><mml:math id="M46" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N). This area<?pagebreak page4633?> features higher topography but a relatively shallow
water table (plateau). This combination causes tree roots to be constrained, leading to the
<italic>Oxygen stress</italic> classification. In contrast, the Eastern Ghats (first mountain range of India
seen from the Bay of Bengal) show ecohydrological classes <italic>Rooting space or precipitation driven</italic> and <italic>Energy limited</italic>, which are linked to the orographic effect and decrease in
temperature and growing season at higher altitudes.</p>
      <p id="d1e1441">When zooming in even further on the Amazon basin (Fig. S22) and India (Fig. S23), the potential of this high-resolution analysis becomes apparent. In Fig. S22 individual levees and gullies can be identified based on the ecohydrological classes,
demonstrating local differences in water availability for forest growth. In Fig. S23 the strong gradients of the orographic effect and the driving effect of groundwater
proximity as an alternative water source can be observed.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e1446">Distribution of average ecohydrological class as a function of landscape position and
climate. This figure shows a subset of the Köppen–Geiger climates for clarity, namely arid  (BWh), temperate (Cfa), continental (Dfa), and tropical (Af). For an extended version containing
all the climates, see Figs. S24, S25 and S26. <bold>(a)</bold> Mean fAPAR,  <bold>(b)</bold> mean water table depth and <bold>(c)</bold> prevalent ecohydrological class (after
removing the cells in the neutral class). In Fig. S27 the full distribution of
the ecohydrological classes within the selected climates is presented.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020-f06.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><title>Landscape and climate as drivers of the hydrological controls</title>
      <p id="d1e1472">To characterise the influence of landscape and climate on the governing processes, the data have been segregated into Köppen–Geiger climate classes and landscape position classes. The results for
four major climates are shown in Fig. <xref ref-type="fig" rid="Ch1.F6"/>. Figure <xref ref-type="fig" rid="Ch1.F6"/>a shows clear patterns in
both landscape positions and climates. The arid climate (BWh) has much lower fAPAR values than the
tropical climate (Af) and the<?pagebreak page4634?> intermediate temperate (Cfa) and continental (Dfa) climates fall in between, confirming the hypothesis that tree growth, at climate scale, follows the gradient of
precipitation. Both extremes in the landscape (high mountainous and wetland) display lower fAPAR, except for the arid climate in which the lowest position in the landscape corresponds to the highest
fAPAR. The highest fAPAR in the other climates falls in the intermediate landscape
positions. Figure <xref ref-type="fig" rid="Ch1.F6"/>b shows mean water table depth in the different climate and
landscape positions. As expected, the water table is generally deeper in arid climates compared to
wetter climates in similar landscape positions, except for the lowest landscape position.</p>
      <p id="d1e1481">The ecohydrological classes (Fig. <xref ref-type="fig" rid="Ch1.F6"/>c) show some interesting patterns. In the lowest
positions in the landscape, vegetation growth is limited by rooting space (in the arid class this
becomes apparent in the full distribution of classes, as can be seen in Fig. S27 and can be linked to oases). Higher in the landscape we find a region where vegetation growth is
driven by the precipitation gradient (<italic>Rooting space or precipitation driven</italic> and
<italic>Precipitation driven</italic>). <italic>Rooting space or precipitation driven</italic> displays a negative
correlation between WTD and fAPAR here as a consequence of more (orographic) precipitation at higher locations in the landscape. This process is similar in most climate zones (see
Figs. <xref ref-type="fig" rid="Ch1.F6"/>c and S26), but the threshold within the landscape is
lower in arid environments, following a general lower water table depth at similar landscape
positions (Fig. <xref ref-type="fig" rid="Ch1.F6"/>b).  Exceptions are the tropical climates (Af and Am), in which
vegetation growth in mid-landscape positions is driven by groundwater convergence, hinting at a
relative scarcity of water in comparison to the energy availability.</p>
      <p id="d1e1500">In the temperate, continental and tropical climates, where precipitation is generally high, limited
rooting space in the lowest landscape positions suppresses growth. Consequentially, the optimum in
fAPAR occurs higher up in the landscape, where rooting space is no longer a limitation. In the arid
regions the lowest position in the landscape is favourable. This is associated with groundwater convergence from large areas, as water availability from precipitation is generally low. The highest
landscape positions are classified as <italic>Energy limited</italic> in all but the arid climate,
reflecting a strong thermal control on growth in mountainous regions. In the arid climate the
mountainous regions are classified as <italic>Precipitation driven</italic> and <italic>Water limited</italic>, as
water is scarce and vegetation is completely decoupled from the groundwater. Not surprisingly, the
highest position in the arid climate has the lowest fAPAR of all landscape positions and climate regions. The continental climate (and even more strongly the boreal and arctic climates Dfc, Dsc and
ET as can be seen in Fig. S26) is predominantly energy limited, as reflected by the <italic>Energy limited</italic> classification. In the low landscape positions this is linked to an excess
in water availability with respect to the thermally controlled evaporative demand, while in the highest landscape positions vegetation growth is reduced by a low energy availability and a shorter growing season.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e1518">Conceptual framework summarising the links between fAPAR, water table depth, the  correlations and implications for the patterns of rooting depth across climate and landscape
classes. Different percentages of fAPAR are depicted as tree symbols, the ecohydrological classes
are shown as arrows, where the colours represent the classes, and the point of the arrow indicates  the sign of the correlation between WTD and fAPAR.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/4625/2020/hess-24-4625-2020-f07.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS4">
  <label>3.4</label><title>A novel framework to link forest growth to the hydrologic gradients in a climate–landscape continuum</title>
      <p id="d1e1535">Based on our results, we propose a framework for tree growth in different landscape positions and
climates, displayed in Fig. <xref ref-type="fig" rid="Ch1.F7"/>. In arid regions the vegetation is concentrated in the
lowest landscape positions, where roots can access the groundwater, which corresponds to the notion that vegetation in deserts predominantly thrives in oases, which are driven by groundwater
convergence of extended areas. Another optimum, though with lower tree growth, exists higher up in
the landscape, where the mountains are wetter, cooler and<?pagebreak page4635?> greener than the surrounding desert basins
(better visible in Fig. <xref ref-type="fig" rid="Ch1.F6"/>a).</p>
      <p id="d1e1542">In the temperate and tropical climate, only one growth optimum is discernible. In the tropical
climate this optimum corresponds to the region driven by local groundwater convergence (see Fig. <xref ref-type="fig" rid="Ch1.F6"/>a and c). This optimum lies exactly on the point where the correlation between
water table depth and fAPAR switches from neutral/positive (see Fig. S27) to
negative, implying the existence of a distance to the groundwater that is shallow enough to be
accessible to roots and deep enough for it not to negatively influence root growth. In the temperate climate the optimum of vegetation growth lies in the zone classified as <italic>Rooting space or precipitation driven</italic>, with a negative correlation between WTD and fAPAR. In contrast
to lower positions in the landscape, this zone displays a positive correlation with humidity, hinting at precipitation-driven vegetation, only displaying a negative correlation between WTD and fAPAR because higher precipitation falls at higher locations. This suggests that vegetation is
detached from the groundwater in these mid-landscape positions, with vegetation growth being limited
by water availability. In the lowest landscape positions even more water is available but, because
the shallow groundwater confines the<?pagebreak page4636?> root zone, plants cannot take optimal advantage of the resource.</p>
      <p id="d1e1550">The continental climate shows a very similar pattern to the temperate and tropical climates, although fAPAR values are lower. This climate does show a second optimum in fAPAR in the lowest
landscape position (better visible in Fig. <xref ref-type="fig" rid="Ch1.F6"/>a), similar to the arid climate. In most
landscape positions in the continental climate vegetation is <italic>Energy limited</italic>, indicating a relative excess in plant-available water in the lowlands and thermally controlled growth in the highlands.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Discussion</title>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Correlation in hydrologic gradients</title>
      <p id="d1e1574">The presented results show that global gradients of humidity and water table depth have a
substantial effect on forest growth. These gradients, however, are not independent, which needs to
be considered when interpreting the results. The correlation between <inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and WTD is shown in
Fig. S16 and shows clear spatial patterns of both positive and negative values. A
negative correlation corresponds to higher precipitation with a deeper water table, while a positive correlation indicates lower precipitation with a deeper water table. In terms of processes, these
relations can best be explained when considering that water table depth is roughly the inverse of
altitude (especially in hilly and mountainous terrain). A negative correlation between WTD and <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET
would correspond to more precipitation higher in the landscape, which is linked to orographic
precipitation. Positive correlation values between WTD and <inline-formula><mml:math id="M49" display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula> seem to often occur in either low-lying
areas, where more precipitation yields more percolation and a shallower water table, or in
mountainous areas, which could correspond to a decrease in precipitation with altitude due to a loss
of atmospheric moisture due to orographic precipitation in lower-lying areas. These processes are clearly present in the class <italic>Rooting space or precipitation driven</italic>, but a correlation
between <inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:mi>P</mml:mi><mml:mo>/</mml:mo></mml:mrow></mml:math></inline-formula>PET and WTD should be considered in all other classes as well.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Variation over time</title>
      <p id="d1e1625">In this study we analysed forest growth under long-term average gradients of water table depth and normalised precipitation, even though both hydrologic gradients can show considerable
seasonality. We acknowledge that seasonality in precipitation and water table depth can influence
the local vegetation type, but we believe that by focusing on forests only, long-term averages in hydrologic gradients can provide useful insights. It can be assumed that forests are strongly
adapted to the local hydrological regime and therefore mainly respond to long-term changes in these regimes. This approach was chosen to understand the global patterns of long-term ecosystem behaviour
and water resources. By using the long-term average gradients, we focus on the question of whether and where forests are driven by the groundwater, precipitation, or both.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>A start for a more sophisticated forest growth representation in global modelling studies</title>
      <p id="d1e1636">Many global Earth system modelling studies do not account for water table depth as a driver of
forest growth. Our results suggest that landscape-scale interaction between vegetation and
groundwater, including lateral convergence, moisture and oxygen stress, is important in most parts
of the world and should be better represented in these Earth system models. Groundwater can either
be an extra water source for vegetation growth but also a constraint on root growth and, with that, vegetation growth. The presented framework can serve as a first approach to account for both forest
growth stimulation and growth limitation based on precipitation and water table depth in a
climate–landscape continuum. Local examples, such as the Amazon River and the mainland of India, show a consistent overlap between the presented patterns and expected tree growth, based on the
understanding of the ecosystems. It needs to be considered that seasonality and inter-annual
variability of both precipitation and the water table can change the presented patterns
substantially, but the understanding of average ecosystem behaviour on a climate–landscape continuum can be used as a baseline in further studies. The global importance of the landscape-scale water
table variability for forest growth proves that it needs to be considered in global environmental modelling.</p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <label>5</label><title>Conclusions</title>
      <p id="d1e1649">The goal of this study was to relate climate- and groundwater-driven water availability to forest growth on a global scale. The presented results show that across most of Earth's surface, water is
an important control on plant productivity, determining the presence of vegetation and constraining
its growth. Water table depth, an often ignored parameter in global Earth system modelling, displays a significant influence on vegetation growth in more than 50 % of the forested
pixels, both positively (e.g. tree growth stimulation in oases) and negatively (e.g. tree growth
hindrance in swamps). In a substantial part of the globe, this influence does not overlap with an
influence of precipitation, although both gradients generally show a strong spatial correlation.</p>
      <p id="d1e1652">Inter-climate analysis demonstrates that, at the continental scale, vegetation growth is strongly
driven by humidity; vegetation in wetter climates shows higher energy absorption. Within these
climate zones, vegetation growth can substantially change over the landscape gradient. The effect of
landscape is, however, not constant in all climate zones. As hypothesised, vegetation growth in arid
regions is mainly driven by groundwater convergence, showing the highest energy absorption in the
lowest landscape positions. In more<?pagebreak page4637?> humid climate zones, tree growth presents an optimum in
mid-landscape positions. Below this optimum a shallow groundwater table limits root growth and vegetation development, while at and above this optimum vegetation is detached from the groundwater
and tree growth mainly follows the precipitation gradient. At high altitude and in colder climates
vegetation is mainly driven by energy availability. The proposed framework illustrates the
importance of coupling landscape and climate together to describe vegetation patterns worldwide, tying root growth and water availability from precipitation and groundwater together. In the light
of global changes in hydrologic gradients and land use, the water cycle will substantially change in
the future. To predict the changes and mitigate the effects, water availability and root growth
should be considered in global environmental modelling.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e1659">The input data used for this study can be found through the references provided in Table S1. The landscape classification map and the map of ecohydrological classes (at 30 arcsec resolution) can be found at
<ext-link xlink:href="https://doi.org/10.4211/hs.38ac7dd90c7d4353bb492604981782f0" ext-link-type="DOI">10.4211/hs.38ac7dd90c7d4353bb492604981782f0</ext-link> <xref ref-type="bibr" rid="bib1.bibx33" id="paren.54"/>.</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e1668">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/hess-24-4625-2020-supplement" xlink:title="pdf">https://doi.org/10.5194/hess-24-4625-2020-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e1677">CTJR designed and carried out the research and analysis under supervision of AJT, AHvD and LAM. YR helped with the interpretation of the results. All the authors contributed to the writing of the manuscript.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e1683">The authors declare that they have no conflict of interest.</p>
  </notes><notes notes-type="sistatement"><title>Special issue statement</title>

      <p id="d1e1689">This article is part of the special issue “Linking landscape organisation and hydrological functioning: from hypotheses and observations to concepts, models and understanding (HESS/ESSD inter-journal SI)”. It is not associated with a conference.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e1695">I would like to thank Agnese Orzes, Bram Droppers and the co-authors for countless discussions and feedback on the methodology, interpretations and final text. Icons in Fig. <xref ref-type="fig" rid="Ch1.F7"/> were adapted from <xref ref-type="bibr" rid="bib1.bibx4" id="text.55"/>.</p></ack><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e1705">This paper was edited by Maik Renner and reviewed by two anonymous referees.</p>
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    <!--<article-title-html>Global distribution of hydrologic controls on forest growth</article-title-html>
<abstract-html><p>Vegetation provides key ecosystem services and is an important component in the hydrological
cycle. Traditionally, the global distribution of vegetation is explained through climatic water
availability. Locally, however, groundwater can aid growth by providing an extra water source
(e.g. oases) or hinder growth by presenting a barrier to root expansion (e.g. swamps). In this
study we analyse the global correlation between humidity (expressing climate-driven water and  energy availability), groundwater and forest growth, approximated by the fraction of absorbed
photosynthetically active radiation, and link this to climate and landscape position. The results
show that at the continental scale, climate is the main driver of forest productivity; climates
with higher water availability support higher energy absorption and consequentially more
growth. Within all climate zones, however, landscape position substantially alters the growth
patterns, both positively and negatively. The influence of the landscape on vegetation growth
varies over climate, displaying the importance of analysing vegetation growth in a
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