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  <front>
    <journal-meta><journal-id journal-id-type="publisher">HESS</journal-id><journal-title-group>
    <journal-title>Hydrology and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">HESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Hydrol. Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1607-7938</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/hess-24-349-2020</article-id><title-group><article-title>On the configuration and initialization of a large-scale hydrological land surface model to represent permafrost</article-title><alt-title>Land surface modelling of permafrost</alt-title>
      </title-group><?xmltex \runningtitle{Land surface modelling of permafrost}?><?xmltex \runningauthor{M. E. Elshamy et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Elshamy</surname><given-names>Mohamed E.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-3621-0021</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Princz</surname><given-names>Daniel</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Sapriza-Azuri</surname><given-names>Gonzalo</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Abdelhamed</surname><given-names>Mohamed S.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-7229-6670</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1 aff2">
          <name><surname>Pietroniro</surname><given-names>Al</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Wheater</surname><given-names>Howard S.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Razavi</surname><given-names>Saman</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Global Institute for Water Security, University of Saskatchewan, 11
Innovation Blvd, Saskatoon, SK, Canada</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Environment and Climate Change Canada, 11 Innovation Blvd, Saskatoon, SK, Canada</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Departamento del Agua, Centro Universitario Regional Norte (CENUR), Litoral Norte,<?xmltex \hack{\break}?>
Universidad de la República, Salto, Uruguay</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">M. E. Elshamy (mohamed.elshamy@usask.ca)</corresp></author-notes><pub-date><day>24</day><month>January</month><year>2020</year></pub-date>
      
      <volume>24</volume>
      <issue>1</issue>
      <fpage>349</fpage><lpage>379</lpage>
      <history>
        <date date-type="received"><day>30</day><month>April</month><year>2019</year></date>
           <date date-type="rev-request"><day>16</day><month>May</month><year>2019</year></date>
           <date date-type="rev-recd"><day>26</day><month>November</month><year>2019</year></date>
           <date date-type="accepted"><day>17</day><month>December</month><year>2019</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2020 Mohamed E. Elshamy et al.</copyright-statement>
        <copyright-year>2020</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020.html">This article is available from https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020.html</self-uri><self-uri xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020.pdf">The full text article is available as a PDF file from https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e151">Permafrost is an important feature of cold-region hydrology, particularly in
river basins such as the Mackenzie River basin (MRB), and it needs to be
properly represented in hydrological and land surface models (H-LSMs) built
into existing Earth system models (ESMs), especially under the unprecedented
climate warming trends that have been observed. Higher rates of warming have
been reported in high latitudes compared to the global average, resulting in
permafrost thaw with wide-ranging implications for hydrology and feedbacks
to climate. The current generation of H-LSMs is being improved to simulate
permafrost dynamics by allowing deep soil profiles and incorporating organic
soils explicitly. Deeper soil profiles have larger hydraulic and thermal
memories that require more effort to initialize. This study aims to devise a
robust, yet computationally efficient, initialization and parameterization
approach applicable to regions where data are scarce and simulations
typically require large computational resources. The study further
demonstrates an upscaling approach to inform large-scale ESM simulations
based on the insights gained by modelling at small scales. We used
permafrost observations from three sites along the Mackenzie River valley
spanning different permafrost classes to test the validity of the approach.
Results show generally good performance in reproducing present-climate
permafrost properties at the three sites. The results also emphasize the
sensitivity of the simulations to the soil layering scheme used, the depth
to bedrock, and the organic soil properties.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e163">Earth system models (ESMs) are widely used to project climate change, and
they show a current global warming trend that is expected to continue during
the 21st century and beyond (IPCC,
2014). Higher rates of warming have been observed in high latitudes compared
to the global average (DeBeer et al., 2016;
McBean et al., 2005), resulting in permafrost thaw with implications for soil
moisture, hydraulic connectivity, streamflow seasonality, land subsidence,
and vegetation (Walvoord and Kurylyk, 2016). Recent analyses
provided by Environment and Climate Change Canada (Zhang et al., 2019) have shown that Canada's far
north has already seen an increase in temperature of double the global
average, with some portion of the Mackenzie River basin (MRB) already heating up
by 4 <inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C between 1948 and 2016. Subsequent impacts on water resources in the
region, however, are not so clear. Recent analysis of trends in Arctic
freshwater inputs (Durocher et al., 2019) highlights that
Eurasian rivers show a significant annual discharge increase during the
1975–2015 period, while in North America, only rivers flowing into the Hudson
Bay region in Canada show a significant annual discharge change during that
same period. Those rivers in Canada flowing directly into the Arctic, of
which the Mackenzie River provides the majority of flow, show very little
change at the annual scale. However, while the annual scale change may be
small, larger changes have been reported at the seasonal scale for northern
Canada (St. Jacques
and Sauchyn, 2009; Walvoord and Striegl, 2007)<?pagebreak page350?> and northeastern China (Duan et al., 2017). In the most recent
assessment of climate change impacts on Canada, Bonsal et al. (2019) reported that higher winter flows, earlier spring
flows, and lower summer flows were observed for some Canadian rivers.
However, they also state that “It is uncertain how projected higher
temperatures and reductions in snow cover will combine to affect the
frequency and magnitude of future snowmelt-related flooding”.</p>
      <p id="d1e175">As permafrost underlies about one quarter of the exposed land in the
Northern Hemisphere (Zhang et al., 2008), it
is imperative to study and accurately model its behaviour under current and
future climate conditions. Knowledge of permafrost conditions (temperature,
active-layer thickness – ALT, and ground ice conditions) and their spatial
and temporal variations is critical for the planning of development in northern
Canada (Smith et al., 2007) and other Arctic environments.
The hydrological response of cold regions to climate change is highly
uncertain, due to a large extent to our limited understanding and
representation of how the different hydrologic and thermal processes
interact, especially under changing climate conditions. Despite advances in
cold-region process understanding and modelling at the local scale (e.g. Pomeroy et al., 2007), their
upscaling and systematic evaluation over large domains remain rather
elusive. This is largely due to a lack of observational data, the local nature
of these phenomena, and the complexity of cold-region systems. Hydrological
response and land-surface feedbacks in cold regions are generally complex
and depend on a multitude of interrelated factors including changes to
precipitation intensity, timing, and phase as well as soil composition and
hydraulic and thermal properties.</p>
      <p id="d1e178">There have been extensive regional and global modelling efforts focusing on
permafrost (refer to Riseborough et al.,
2008; Walvoord and Kurylyk, 2016 for a review), using thermal models (e.g. Wright et al., 2003), global hydrological
models coupled to energy balance models (e.g.
Zhang et al., 2012) and, most notably, land surface models (e.g. Lawrence and Slater, 2005). These studies, however,
have typically focused on and modelled only a shallow soil column in the
order of a few metres. For example, the Canadian Land Surface Scheme (CLASS)
typically uses 4.1 m (Verseghy, 2012), and the Joint UK Land
Environment Simulator (JULES) standard configuration is only 3.0 m (Best et al., 2011). These are too shallow to
represent permafrost properly and could result in misleading projections.
For example, Lawrence and Slater (2005) used a 3.43 m soil
column to project the impacts of climate change on near-surface permafrost
degradation in the Northern Hemisphere using the Community Climate System
Model (CCSM3), which led to an overestimation of climate change impacts and
raised considerable criticism (e.g. Burn and
Nelson, 2006). It eventually led to the further development of the Community
Land Model (CLM), the land surface scheme of the CCSM, to include deeper
soil profiles (e.g. Swenson et al.,
2012). Similarly, the first version of the CHANGE land surface model had only an
11 m soil column (Park et al., 2011), which was increased to
30.5 m in subsequent versions (Park
et al., 2013). Recognizing this issue, most recent studies have indicated
the need to have a deeper soil column (20–25 m at least) in land surface
models (run stand-alone or embedded within ESMs) than previously used, to
properly capture changes in freeze and thaw cycles and active-layer dynamics (Lawrence
et al., 2012; Romanovsky and Osterkamp, 1995; Sapriza-Azuri et al., 2018).</p>
      <p id="d1e181">However, a deeper soil column implies larger soil hydraulic and, more
importantly, thermal memory that requires proper initialization to be able
to capture the evolution of past, current, and future changes. Initial
conditions are established by either spinning up the model for many annual
cycles (or multi-year historical cycles, sometimes detrended) to reach some
steady state or by running it for a long transient simulation for hundreds of
years or both (spinning to stabilization followed by a long transient
simulation). Lawrence et
al. (2008) spun up CLM v3.5 for 400 cycles with data for the year 1900 for deep soil
profiles (50–125 m) to assess the sensitivity of model projections to soil
column depth and organic soil representation. Dankers et al. (2011) used up 320 cycles of
the first year of the record to initialize JULES to simulate permafrost in the
Arctic. Park et al. (2013) used
21 cycles of the first 20 years of their climate record (1948–2006) to
initialize their CHANGE land surface model to study differences in active-layer thickness between Eurasian and North American watersheds.</p>
      <p id="d1e185">Conversely, Ednie et al. (2008) inferred from
borehole observations in the Mackenzie River valley that present-day permafrost is
in disequilibrium with the current climate, and therefore, it is unlikely that
we can establish a reasonable representation of current ground thermal
conditions by employing present or 20th-century climate conditions to
start the simulations. Analysis of paleo-climatic records (Szeicz and MacDonald, 1995) of summer
temperature at Fort Simpson, dating back to the early 1700s, shows that a
negative (cooling) trend prevailed until the mid-1800s, followed by a
positive (warming) trend until the present. However the authors “assumed” a
quasi-equilibrium period prior to 1720, using an equilibrium thermal model
to establish the initial conditions of 1721 and then the temperature trends
thereafter to carry out a transient simulation until 2000. Thermal models
use air temperature as their main input, while land surface models (as used
here and described below) consider a suite of meteorological inputs and
consider the interaction between heat and moisture. The effect of soil
moisture, and ice in particular, could be large on the thermal properties of
the soil. Sapriza-Azuri et al. (2018) used tree-ring data from Szeicz and
Macdonald (1995) to construct climate records for all variables required by
CLASS at Norman Wells in the Mackenzie River valley since 1638 to initialize the
soil profile of their model. While useful, such proxy records are not easily
available at most sites. Additionally, reconstructing several climatic
variables from summer temperature<?pagebreak page351?> introduces significant uncertainties that
need to be assessed. Thus, there is a need to formulate a more generic way
to define the initial conditions of soil profiles for large domains.</p>
      <p id="d1e188">Concerns for appropriate subsurface representation not only include the
profile depth. The vertical discretization of the soil column (the number of
layers and their thicknesses) requires due attention. Land surface models
that utilize deep soil profiles exponentially increase the layer thicknesses
to reach the total depth using a tractable number of layers (15–20). For
example, CLM 4.5 (Oleson et al., 2013) used 15 layers to
reach a depth of 42.1 m for the soil column. Sapriza-Azuri et al. (2018) used
20 layers to reach a depth of 71.6 m in their experiments using CLASS as embedded in the MESH (Modélisation Environmenntale Communautaire – Surface and Hydrology) modelling system.
Park et al. (2013) had a 15-layer
soil column with exponentially increasing depth to reach a total depth of
30.5 m in the CHANGE land surface model. Clearly, the role of the soil column
discretization needs to be addressed.</p>
      <p id="d1e191">The importance of insulation from the snow cover on the ground and/or
organic matter in the upper soil layers is key to the quality of ALT
simulations (Lawrence
et al., 2008; Park et al., 2013). Organic soils have large heat and moisture
capacities that, depending on their depth and composition, moderate the
effects of the atmosphere on the deeper permafrost layers and work all year
round but could lead to deeper frost penetration in winter (Dobinski, 2011). Snow cover, in contrast, varies
seasonally and interannually and can thus induce large variations to ALT, especially in the absence of organic matter (Park et
al., 2011). Climate change impacts on precipitation intensity, timing, and
phase are translated to permafrost impacts via the changing the snow cover
period, spatial extent, and depth. Therefore, it is critical to the
simulation of permafrost that the model includes organic soils and has
adequate representation of snow accumulation (including sublimation and
transport) and melt processes.</p>
      <p id="d1e194">This study proposes a generic approach to initialize deep soil columns in
land surface models and investigates the impact of the soil column
discretization and the configurations of organic soil layers (how many and
which type) on the simulation of permafrost characteristics. This is done
through detailed studies conducted at three sites in the Mackenzie River
valley, located in different permafrost zones. The objective is to be able
to generalize the findings to the whole Mackenzie River basin and elsewhere,
rather than finding the best configuration for the selected sites. Using the
same modelling framework at both small and large scales is key to
facilitating such generalization.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Models, methods, and datasets</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>The MESH modelling framework</title>
      <p id="d1e212">MESH is a community hydrological land surface model (H-LSM) coupled with
two-dimensional hydrological routing (Pietroniro et al., 2007). It has
been widely used in Canada to study the Great Lakes basin (Haghnegahdar et al., 2015) and the
Saskatchewan River basin (Yassin et
al., 2017, 2019a) amongst others. Several applications to basins outside
Canada are underway (e.g. Arboleda-Obando,
2018; Bahremand et al., 2018). The MESH framework allows for the coupling of a land
surface model, either the Canadian Land Surface Scheme (Verseghy, 2012) or Soil, Vegetation, and Snow (SVS; Husain et al., 2016), that simulates the
vertical processes of heat and moisture flux transfers between the land
surface and the atmosphere, with a horizontal routing component (WATROUTE)
taken from the distributed hydrological model WATFLOOD (Kouwen, 1988). Unlike many land surface models, the
vertical column in MESH has a slope that allows for the lateral transfer of
overland flow and interflow (Soulis et al., 2000) to an
assumed stream within each grid cell of the model. MESH uses a regular
latitude–longitude grid and represents subgrid heterogeneity using the
grouped response unit (GRU) approach (Kouwen et al., 1993), which makes it
semi-distributed. In the GRU approach, different land covers within a grid
cell do not have a specific location, and common land covers in adjacent
cells share a set of parameters, which simplifies basin characterization.
While land cover classes are typically used to define a GRU, other factors
can be included in the definition such as soil type, slope, and aspect. MESH has
been under continuous development; its new features include improved
representation of baseflow  (Luo et al.,
2012) and controlled reservoirs (Yassin et
al., 2019b) as well as permafrost (this paper). For this study, we use CLASS
as the underlying land surface model within MESH.</p>
      <p id="d1e215">Underground, CLASS couples the moisture and energy balances for a
user-specified number of soil layers of user-specified thicknesses, which
are uniform across the domain. Each soil layer, thus, has a diagnosed
temperature and both liquid and frozen moisture contents down to the soil
permeable depth (SDEP) or the “depth to bedrock” below which there is no
moisture and the thermal properties of the soil are assumed to be as those of
bedrock material (sandstone). MESH usually runs at a 30 min time step, and thus
from the MESH-simulated continuous temperature profiles, one can determine
several permafrost related aspects that are used in the presented analyses
such as (see Fig. 1):
<list list-type="bullet"><list-item>
      <p id="d1e220">Temperature envelopes (Tmax and Tmin) are taken at daily, monthly, and annual time
steps and defined by the maximum and minimum simulated temperature for each
layer over the specified time period. To compare with available
observations, we use the annual envelopes.</p></list-item><list-item>
      <p id="d1e224">Active-layer thickness is defined as the maximum depth, measured from the
ground surface, of the zero isotherm over the year taken from the annual
maximum temperature envelopes by linear interpolation between layers
bracketing the zero value (the freezing point depression is not considered) and
has to be connected to the surface. The daily progression of ALT can
also be generated to visualize the thaw and freeze fronts and determine the
dates of thaw and freeze-up. These are calculated in a similar way to the
annual ALT but using daily envelopes.</p></list-item><list-item>
      <p id="d1e228">Depth of the zero annual amplitude (DZAA) is where the annual temperature
envelopes meet within 0.1<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (van Everdingen, 2005), and the
temperature at this depth is TZAA.</p></list-item></list>
Permafrost is usually defined as ground that remains cryotic (i.e.
temperature <inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C) for at least 2 years (Dobinski, 2011;
van Everdingen, 2005), but for modelling purposes and to validate against
annual ground temperature envelopes and ALT observations, a 1-year cycle
is adopted. This is common amongst the climate and land surface modelling
community (e.g. Park et al.,
2013). van Everdingen (2005)
defined the active-layer thickness as the thickness of the layer that is
subject to annual thawing and freezing in areas underlain by permafrost.
Strictly speaking, the active-layer thickness should be the lesser of the
maximum seasonal frost depth and the maximum seasonal thaw depth (Walvoord and Kurylyk, 2016). The maximum frost depth can be
less than the maximum thaw depth, and, in such a case, there is a layer above
the permafrost that is warmer than 0 <inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C but is not connected to
the surface (a lateral talik). Because active-layer observations are usually
based on measuring the maximum thaw depth, we adopted the same (thaw rather
than freeze) criterion when calculating ALT in the model.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e270">Schematic of the soil column showing the variables used to diagnose
permafrost.</p></caption>
          <?xmltex \igopts{width=170.716535pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f01.png"/>

        </fig>

      <p id="d1e280">Prior versions of MESH/CLASS merely outputted temperature profiles. The code
has been amended to calculate the additional permafrost-related outputs
detailed above. A typical CLASS configuration consists of 3 soil layers of
0.1, 0.25, and 3.75 m thickness, but in 2006, the CLASS code was amended to
accommodate as many layers as needed (Verseghy, 2012).
Neglecting lateral heat flow, the one-dimensional finite difference heat
conservation equation is applied to each layer to obtain the change in
average layer temperature <inline-formula><mml:math id="M6" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi>T</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> over a time step <inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:math></inline-formula> as
            <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M8" display="block"><mml:mrow><mml:msubsup><mml:mover accent="true"><mml:mi>T</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mi>i</mml:mi><mml:mrow><mml:mi>t</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msubsup><mml:mover accent="true"><mml:mi>T</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mi>i</mml:mi><mml:mi>t</mml:mi></mml:msubsup><mml:mo>+</mml:mo><mml:mfenced close="]" open="["><mml:mrow><mml:msubsup><mml:mi>G</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>t</mml:mi></mml:msubsup><mml:mo>-</mml:mo><mml:msubsup><mml:mi>G</mml:mi><mml:mi>i</mml:mi><mml:mi>t</mml:mi></mml:msubsup></mml:mrow></mml:mfenced><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi></mml:mrow><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>z</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>±</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M9" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula> denotes the time, <inline-formula><mml:math id="M10" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> is the layer index, <inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:msub><mml:mi>G</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:msub><mml:mi>G</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are
the downward heat flux at the top and bottom of the soil layer,
respectively, <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>z</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the thickness of the layer, <inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the
volumetric heat capacity, and <inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is a correction term applied when the
water phase changes (freezing or thawing) or the water percolates (exits the
soil column at the lowest boundary). The volumetric heat capacity of the
layer is calculated as the sum of the heat capacities, <inline-formula><mml:math id="M16" display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, of its
constituents (liquid water, ice, soil minerals, and organic matter),
weighted by their volume fractions <inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and, therefore, varies
with time depending on the moisture content.
            <disp-formula id="Ch1.E2" content-type="numbered"><label>2</label><mml:math id="M18" display="block"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:munder><mml:mo movablelimits="false">∑</mml:mo><mml:mi>j</mml:mi></mml:munder><mml:msub><mml:mi>C</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></disp-formula>
          Heat fluxes between soil layers are calculated using the layer temperatures
at each time step using the one-dimensional heat conduction equation
            <disp-formula id="Ch1.E3" content-type="numbered"><label>3</label><mml:math id="M19" display="block"><mml:mrow><mml:mi>G</mml:mi><mml:mfenced close=")" open="("><mml:mi>z</mml:mi></mml:mfenced><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>T</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>z</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the thermal conductivity of the soil calculated
analogously to the heat capacity. Temperature variation within each soil
layer is assumed to follow a quadratic function of depth (<inline-formula><mml:math id="M21" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula>). Setting the
flux at the bottom boundary to a constant (i.e. Neumann-type boundary
condition for the differential equation) and diagnosing the flux into the
ground surface, <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:mi>G</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, from the solution of the surface energy balance
results in a linear equation for <inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:mi>G</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>  as a function of <inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mover accent="true"><mml:mi>T</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for the
different layers in addition to soil surface temperature, <inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. This enables the
diagnosing of fluxes and temperatures of all layers using a forward
explicit scheme. More details are given in Sect. S1 of the Supplement,
and full details are given in Verseghy (2012, 1991).</p>
      <p id="d1e637">The CLASS thermal boundary condition at the bottom of the soil column is
either “no flux” (i.e. the gradient of the temperature profile should be zero)
or a constant geothermal flux. For this study, we considered the no-flux
condition, as data for the geothermal flux are not easy to find at the Mackenzie River basin
scale. Nicolsky
et al. (2007) ignored the geothermal flux in their study over Alaska<?pagebreak page353?> using
CLM with an 80 m soil column. Sapriza-Azuri et al. (2018) showed that the
difference in temperature at DZAA between the two cases is within the error
margin for geothermal temperature measurements for 60 % of their
simulations at Norman Wells. However, we also tested with a constant
geothermal flux to verify those previous findings.</p>
      <p id="d1e640">As for organic soils, CLASS can use a percentage of organic matter within a
mineral soil layer, a fully organic layer, or thermal and hydraulic
properties provided directly. As the latter are not usually available,
especially at large scales, we used the first two options. In the first
case, the organic content is used to modify soil hydraulic and thermal
properties, similar to CLM (Oleson et al., 2013). For fully
organic soils, CLASS has special values for those properties depending on
the type of organic soil selected (fibric, hemic, or sapric) based on the
work of Letts et
al. (2000) for peat soils (see Sect. S1). In traditional CLASS
applications, when the flag for organic soil is activated, fibric (type 1)
parameters are assigned to the first soil layer, hemic (type 2) parameters
to the second, and sapric (type 3) parameters to deeper layers
(Verseghy, 2012; see Supplement Table S1 for parameter values). The
corresponding code in MESH was amended such that more than one fibric or
hemic layer can be present, and that the organic soil flag can be switched
off (returning to a mineral soil parameterization) for lower layers. In
assigning the organic-layer type, the same order is used (fibric at the
surface, followed by hemic, then sapric with depth), as this represents the
natural decomposition process. But with the introduction of many more layers
with depth, it is necessary to have more flexibility in how the organic
layers can be configured. The fully organic parameterization was activated
when the organic content is 30 % or more, based on recommendation by the
Soil Classification Working Group (1998).</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Study sites and permafrost data</title>
      <p id="d1e651">The Mackenzie River basin extends between 102–140<inline-formula><mml:math id="M26" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> W and 52–69<inline-formula><mml:math id="M27" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N
(Fig. 2). It drains an area of about <inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:mn mathvariant="normal">1.775</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">6</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> km<inline-formula><mml:math id="M29" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> of western and northwestern Canada and covers parts of the
provinces of Saskatchewan, Alberta, and British Colombia, as well as the
Yukon and the Northwest Territories (NWT). The average annual discharge at the
basin outlet to the Beaufort Sea exceeds 300 km<inline-formula><mml:math id="M30" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula>, which is the fifth
largest discharge to the Arctic. Such a large discharge influences regional
as well as global circulation patterns under the current climate, and it is
expected to have implications for climate change.
Figure 2 also shows the permafrost extent and
categories for the MRB taken from the Canadian Permafrost Map (Hegginbottom et al., 1995). About 75 % of the basin is
underlain by permafrost that can be either continuous (in the far north and
the western mountains), discontinuous (to the south of the continuous
region), sporadic (in the southern parts of the Liard and in the Hay
sub-basin), or patchy further south. It is important to properly represent
permafrost for the MRB model, given the current trends of thawing and its
major impacts on landforms and connectivity, and thus the hydrology of the
basin. This is achieved through detailed studies conducted at three sites
along a transect near the Mackenzie River going from the sporadic permafrost
zone (Jean Marie River) to the extensive discontinuous zone (Norman Wells)
and the extensive continuous zone (Havikpak Creek) as shown in
Fig. 3. The following paragraphs give brief
descriptions of the three sites. Table 1 gives details of permafrost
monitoring at the sites, while more detailed descriptions are given in
Sect. S2 of the Supplement.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e707">Mackenzie River basin: location, permafrost classification, and the
three study sites.</p></caption>
          <?xmltex \igopts{width=412.564961pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f02.png"/>

        </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e718">Location of and permafrost measurement sites in the <bold>(a)</bold> Jean Marie River
sub-basin, <bold>(b)</bold> Bosworth Creek sub-basin, and <bold>(c)</bold> Havikpak Creek sub-basin.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f03.png"/>

        </fig>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e740">Permafrost sites and important measurements for the study sites. NA: not available. KP: kilometre post (distance from the start of the pipeline in Norman Wells). R.O.W.: right-of-way (of the pipeline).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="85.358268pt"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="56.905512pt"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="justify" colwidth="71.13189pt"/>
     <oasis:colspec colnum="5" colname="col5" align="justify" colwidth="48.369685pt"/>
     <oasis:colspec colnum="6" colname="col6" align="justify" colwidth="73.977165pt"/>
     <oasis:colspec colnum="7" colname="col7" align="left"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Site name</oasis:entry>
         <oasis:entry colname="col2">Site ID</oasis:entry>
         <oasis:entry colname="col3">Type</oasis:entry>
         <oasis:entry colname="col4">Cables</oasis:entry>
         <oasis:entry colname="col5">Record</oasis:entry>
         <oasis:entry colname="col6">Vegetation</oasis:entry>
         <oasis:entry colname="col7">Permafrost</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4">(Depth in m)</oasis:entry>
         <oasis:entry colname="col5">period</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">condition</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col7" align="left">JMR (Fort Simpson) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Jean Marie Creek</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">JMC-01</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Thermal</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">T1 (5)</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">2008–2016</oasis:entry>
         <oasis:entry rowsep="1" colname="col6">Shrub fen</oasis:entry>
         <oasis:entry rowsep="1" colname="col7">No</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">JMC-02</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (5)</oasis:entry>
         <oasis:entry colname="col5">2008–2016</oasis:entry>
         <oasis:entry colname="col6">Needleleaf forest</oasis:entry>
         <oasis:entry colname="col7">No</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry rowsep="1" colname="col1">Pump Station 3</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">85-9 (NWZ9)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Thermal</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">T1 (5), T2 (5), T3 <?xmltex \hack{\hfill\break}?>(20), T4 (20)</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">1986–1995, 2012–2016</oasis:entry>
         <oasis:entry colname="col6">Needleleaf forest/ <?xmltex \hack{\hfill\break}?>shrubs/moss</oasis:entry>
         <oasis:entry rowsep="1" colname="col7">No</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry rowsep="1" colname="col1">Jean Marie Creek A</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">85-12A</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Thermal</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">T1 (5), T2 (5), T3 <?xmltex \hack{\hfill\break}?>(16.4), T4 (12)</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">1986–1995</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry rowsep="1" colname="col7">No</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Jean Marie Creek B</oasis:entry>
         <oasis:entry colname="col2">85-12B (NWZ12)</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (5), T2 (5), T3 <?xmltex \hack{\hfill\break}?>(17.2), T4 (9.7)</oasis:entry>
         <oasis:entry colname="col5">1986–2000</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Mackenzie Highway S</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">85-10A</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Thermal</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">T1 (5), T2 (5), T3 <?xmltex \hack{\hfill\break}?>(20), T4 (20)</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">1986–1995</oasis:entry>
         <oasis:entry rowsep="1" colname="col6">NA</oasis:entry>
         <oasis:entry rowsep="1" colname="col7">No</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">85-10B</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (5), T2 (5), T3 <?xmltex \hack{\hfill\break}?>(10.5), T4 (10.5)</oasis:entry>
         <oasis:entry colname="col5">1986–1995</oasis:entry>
         <oasis:entry colname="col6">NA</oasis:entry>
         <oasis:entry colname="col7">No</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Moraine South</oasis:entry>
         <oasis:entry colname="col2">85-11</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (5), T2 (5), T3 <?xmltex \hack{\hfill\break}?>(12), T4 (12)</oasis:entry>
         <oasis:entry colname="col5">1986–1995, 2014–2016</oasis:entry>
         <oasis:entry colname="col6">NA</oasis:entry>
         <oasis:entry colname="col7">No</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col7" align="left">BWC (Norman Wells) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Norman Wells Fen</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">99-TT-05</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Thaw tube</oasis:entry>
         <oasis:entry rowsep="1" colname="col4"/>
         <oasis:entry rowsep="1" colname="col5">2009</oasis:entry>
         <oasis:entry colname="col6">Needleleaf forest/</oasis:entry>
         <oasis:entry rowsep="1" colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">99-TC-05</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">Near surface</oasis:entry>
         <oasis:entry colname="col5">2004–2008</oasis:entry>
         <oasis:entry colname="col6">moss</oasis:entry>
         <oasis:entry colname="col7"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Normal Wells Town</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Arena</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Thermal</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">T1 (16)</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">2014–2015</oasis:entry>
         <oasis:entry colname="col6">Disturbed area ad-</oasis:entry>
         <oasis:entry rowsep="1" colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">WTP</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (30)</oasis:entry>
         <oasis:entry colname="col5">2014–2017</oasis:entry>
         <oasis:entry colname="col6">jacent to parking lot</oasis:entry>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry rowsep="1" colname="col1">KP 2 – Off R.O.W.</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">94-TT-05</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Thaw tube</oasis:entry>
         <oasis:entry rowsep="1" colname="col4"/>
         <oasis:entry rowsep="1" colname="col5">1995–2007</oasis:entry>
         <oasis:entry colname="col6">Needleleaf forest/</oasis:entry>
         <oasis:entry rowsep="1" colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Norman Wells (Pump <?xmltex \hack{\hfill\break}?>Station 1)</oasis:entry>
         <oasis:entry colname="col2">84-1</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (5.1), T2 (5), T3 <?xmltex \hack{\hfill\break}?>(10.4), T4 (13.6), <?xmltex \hack{\hfill\break}?>T5 (19.6)</oasis:entry>
         <oasis:entry colname="col5">1985–2000 <?xmltex \hack{\hfill\break}?>1985–2016</oasis:entry>
         <oasis:entry colname="col6">shrubs/moss</oasis:entry>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">van Everdingen</oasis:entry>
         <oasis:entry colname="col2">30 m</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (30)</oasis:entry>
         <oasis:entry colname="col5">2014–2017</oasis:entry>
         <oasis:entry colname="col6">Needleleaf/ <?xmltex \hack{\hfill\break}?>mixed forest</oasis:entry>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Kee Scrap</oasis:entry>
         <oasis:entry colname="col2">Kee Scrap-HT</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (128)</oasis:entry>
         <oasis:entry colname="col5">2015–2017</oasis:entry>
         <oasis:entry colname="col6">Mixed forest</oasis:entry>
         <oasis:entry colname="col7">No</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col7" align="left">HPC (Inuvik) </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Havikpak Creek</oasis:entry>
         <oasis:entry colname="col2">01-TT-02</oasis:entry>
         <oasis:entry colname="col3">Thaw tube</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5">1993–2017</oasis:entry>
         <oasis:entry colname="col6">Needleleaf forest</oasis:entry>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Inuvik Airport</oasis:entry>
         <oasis:entry colname="col2">01-TT-03</oasis:entry>
         <oasis:entry colname="col3">Thaw tube</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5">2008–2017</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Inuvik Airport</oasis:entry>
         <oasis:entry colname="col2">90-TT-16</oasis:entry>
         <oasis:entry colname="col3">Thaw tube</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5">2008</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Upper Air</oasis:entry>
         <oasis:entry colname="col2">01-TT-02</oasis:entry>
         <oasis:entry colname="col3">Thaw tube</oasis:entry>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5">2008–2017</oasis:entry>
         <oasis:entry colname="col6">NA</oasis:entry>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Inuvik Airport (Trees)</oasis:entry>
         <oasis:entry colname="col2">01-TC-02</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (10)</oasis:entry>
         <oasis:entry colname="col5">2008–2017</oasis:entry>
         <oasis:entry colname="col6">Needleleaf forest</oasis:entry>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Inuvik Airport (Bog)</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">01-TC-03</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Thermal</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">T1 (8.35)</oasis:entry>
         <oasis:entry rowsep="1" colname="col5"/>
         <oasis:entry colname="col6">Wetland</oasis:entry>
         <oasis:entry rowsep="1" colname="col7">Yes</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">12-TC-01</oasis:entry>
         <oasis:entry colname="col3">Thermal</oasis:entry>
         <oasis:entry colname="col4">T1 (6.5)</oasis:entry>
         <oasis:entry colname="col5">2013–2017</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">Yes</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e1418">The Jean Marie River (JMR) is a tributary of the main Mackenzie River basin
(Fig. 3a) in the Northwest Territories of
Canada. The basin is dominated by boreal (deciduous, coniferous, and mixed)
forest on raised peat plateaux and bogs. The basin is located in the
sporadic permafrost zone where permafrost underlies few spots only and is
characterized by warm temperatures (<inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M32" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C) and limited
(<inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> m) thickness (Smith and Burgess, 2002). The basin
and adjacent basins (e.g. Scotty Creek) have been subject to extensive
studies because the warm, thin, and sporadic permafrost underling the region
has been rapidly degrading (Calmels et al., 2015;
Quinton et al., 2011). Several permafrost monitoring sites have been
established in and around the basin mostly as part of the Norman Wells–Zama pipeline monitoring program launched by the government of Canada and
Enbridge Pipeline Inc. in 1984–1985 (Smith et
al., 2004) to investigate the pipeline impact on permafrost conditions. This
study uses data from sites 85-12A and 85-12B (see Table 1). Site 85-12A has
no permafrost, while site 85-12B, in close proximity, has a thin (3–4 m)
permafrost layer with an ALT of about 1.5 m as estimated from soil
temperature envelopes over the period 1986–2000. See Fig. S1 in the
Supplement for a plot of observed temperature envelopes.</p>
      <?pagebreak page355?><p id="d1e1452">Bosworth Creek (BWC) has a small basin draining from the northeast to the
main Mackenzie River near Norman Wells (Fig. 3b).
Permafrost monitoring activities started in the region in 1984 with the
construction of the Norman Wells–Zama buried oil pipeline (as described
above). The basin is dominated by boreal (deciduous, coniferous, and mixed)
forest. It is located in the extensive discontinuous permafrost zone with
relatively deep active-layer (1–3  m) and relatively thick (10–50 m)
permafrost (Smith and Burgess, 2002). Sapriza-Azuri et al. (2018) used
cable T5 at the Pump Station 1 site (84-1) (see Table 1) to investigate the appropriate soil
depth and initial conditions for their permafrost simulations, which serve
as a pre-cursor for this current study. They recommended a soil depth of at
least 20 m to ensure that the simulated DZAA is within the soil profile.
However, they based their analysis on cable T5, which is within the right-of-way of the pipeline and is likely to be affected by its
construction or operation. We focus on the Norman Wells Pump Station 1 site
(84-1), and for this study we choose cable T4 as it is more likely to reflect
the natural permafrost conditions being out of the right of way of the
pipeline. There has been a continuous record since 1985 (Smith et al., 2004; Caroline Duchesne, personal
communication, 2017).</p>
      <p id="d1e1455">Havikpak Creek (HPC) is a small Arctic research basin
(Fig. 3c) located in the eastern part of the
Mackenzie River basin delta, 2 km north of Inuvik Airport in the Northwest
Territories. The basin is dominated by sparse taiga forest and shrubs
and is underlain by thick permafrost (<inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">300</mml:mn></mml:mrow></mml:math></inline-formula> m). The basin has been
subject to several hydrological studies, especially during the Mackenzie
GEWEX (Global Energy and Water Exchanges) Study (MAGS). Recently, Krogh
et al. (2017) modelled its hydrological and permafrost conditions using the
Cold Regional Hydrological Model (CRHM) (Pomeroy
et al., 2007). They integrated a ground freeze and thaw algorithm called XG (Changwei and Gough, 2013) within CRHM to simulate the active-layer thickness and the progression of the freeze and thaw front with time, but
they did not attempt to simulate the temperature envelopes or DZAA. Ground
temperatures are measured with temperature cables installed in boreholes at
two sites, 01TC02 and 01TC03, respectively (Smith et al.,
2016). In addition, there are three thaw tubes at the Inuvik Upper Air station
(90-TT-16) just to the west of the basin, at HPC proper (93-TT-02), and at
the Inuvik Airport (Bog) site (01-TT-03) measuring the active-layer depth and
ground settlement (Smith et al., 2009).</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Land cover parameterization</title>
      <p id="d1e1476">Parameterizations for the three selected basins were extracted from a larger
MRB model, described in Elshamy et al. (2020). This includes the
land cover characterization and parameters for vegetation and hydrology. The
land cover data are based on the Canada Centre for Remote Sensing (CCRS) 2005 dataset (Canada Centre for Remote Sensing et al., 2010). The parameterization of certain land cover types
differentiates between the eastern and western sides of the basin using the
Mackenzie River as a divide, informed by calibrations of the MRB model. HPC
and BWC are on the east side of the river, while JMR is on the west side, and
therefore these setups have different parameter values for certain GRU types
(e.g. needleleaf forest). SDEP, soil texture information, and initial
conditions were taken as described above and adjusted according to model
evaluation versus permafrost-related observations (ALT, DZAA, and temperature
envelopes) with the aim of developing an initialization and configuration
strategy that can be implemented for the larger MRB model.</p>
      <p id="d1e1479">Provisions for special land covers within the MESH framework include inland
water. Because of limitations in the current model framework, inland water
must be represented as a porous soil. This is parameterized such that it
remains as saturated as possible, drainage is prohibited from the bottom of
the soil column, and it is modelled using CLASS with a large hydraulic
conductivity value and no slope. Additionally, it was initialized to have a
positive bottom temperature, and therefore, it does not develop permafrost.
Wetlands are treated in a similar way (impeded drainage and no slope) but
with grassy vegetation and preserving the soil parameterization as described
in below in Sect. 2.5 and
2.6. It remains close to saturation but can still be
underlain by permafrost, depending on location. Taliks are allowed to
develop under wetlands this way.</p>
</sec>
<?pagebreak page357?><sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Climate forcing</title>
      <p id="d1e1490">MESH requires seven climatic variables at a sub-daily time step to drive
CLASS. For this study we used the WFDEI (WATer and global CHange (WATCH) Forcing Data (WFD) with the ERA-Interim analysis from the European Centre for Medium-Range Weather Forecasts) dataset that covers the period
1979–2016 at 3-hourly resolution (Weedon et al., 2014).
The dataset was linearly interpolated from its original <inline-formula><mml:math id="M35" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.5</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>×</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>
resolution to the MRB model grid resolution of <inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:mn mathvariant="normal">0.125</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>×</mml:mo><mml:mn mathvariant="normal">0.125</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>. The high
resolution forecasts of the Global Environmental Multiscale (GEM) atmospheric
model (Côté
et al., 1998b, a; Yeh et al., 2002) and the Canadian Precipitation
Analysis (CaPA; Mahfouf et al., 2007)
datasets, often combined as GEM-CaPA, provide the most accurate gridded
climatic dataset for Canada in general (Wong et al., 2017). Unfortunately, these
datasets are not available prior to 2002 when most of the permafrost
observations used for model evaluation are available. However, an analysis
by Wong et al. (2017) showed that
precipitation estimates from the CaPA and WFDEI products are in reasonable
agreement with station observations. Alternative datasets such as WFD (Weedon et al., 2011) and
Princeton (Sheffield et al.,
2006) go earlier in time (1901) but are not being updated (WFD stops in 2001,
while Princeton stops in 2012). Additionally, Wong et al. (2017) showed that the
Princeton dataset has large precipitation biases for many parts of Canada.
Analysis of the sensitivity of the results presented here regarding the choice of
the climatic dataset is beyond the scope of this work.</p>
</sec>
<sec id="Ch1.S2.SS5">
  <label>2.5</label><title>Soil profile and permeable depth</title>
      <p id="d1e1542">As mentioned earlier, Sapriza-Azuri et al. (2018) recommended a total soil
column depth (<inline-formula><mml:math id="M37" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula>) of no less than 20 m to enable reliable simulation of
permafrost dynamics considering the uncertainties involved mainly due to
parameters. Their study is relevant because they used the same model used in
this study (MESH/CLASS). They studied several profiles, down to 71.6 m depth.
Recent applications of other H-LSMs also considered deep soil column depths;
e.g. CLM 4.5 used 42.1 m (Oleson et al., 2013), and CHANGE (Park et al., 2013) used 30.5 m.
After a few test trials with <inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:mi>D</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula>, 25, 30, 40, 50 and 100 m at the study
sites, we found that the additional computation time when adding more layers
to increase <inline-formula><mml:math id="M39" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> is outweighed by the reliability of the simulations. The
reliability criterion used here is that the temperature envelopes meet (i.e.
DZAA) well within the soil column depth over the simulation period
(including spin-up) such that the bottom boundary condition does not
disturb the simulated temperature profiles and envelopes and ALT (Nicolsky et
al., 2007). DZAA is a relatively stable indicator for this criterion (Alexeev et al., 2007). The simulated DZAA
reached a maximum of 20 m at one of the sites in a few years, and thus a total
depth of 50 m was used in anticipation for possible changes in DZAA with
future warming. We show that this depth is adequate at the three sites
selected in the subsequent sections.</p>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e1574">Soil profile layering schemes.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right" colsep="1"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" namest="col2" nameend="col4" align="center" colsep="1">First scheme (SC1) </oasis:entry>
         <oasis:entry rowsep="1" namest="col5" nameend="col7" align="center">Second scheme (SC2) </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Layer</oasis:entry>
         <oasis:entry colname="col2">Thickness</oasis:entry>
         <oasis:entry colname="col3">Bottom</oasis:entry>
         <oasis:entry colname="col4">Center</oasis:entry>
         <oasis:entry colname="col5">Thickness</oasis:entry>
         <oasis:entry colname="col6">Bottom</oasis:entry>
         <oasis:entry colname="col7">Center</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">1</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.10</oasis:entry>
         <oasis:entry colname="col4">0.05</oasis:entry>
         <oasis:entry colname="col5">0.10</oasis:entry>
         <oasis:entry colname="col6">0.10</oasis:entry>
         <oasis:entry colname="col7">0.05</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">2</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.20</oasis:entry>
         <oasis:entry colname="col4">0.15</oasis:entry>
         <oasis:entry colname="col5">0.10</oasis:entry>
         <oasis:entry colname="col6">0.20</oasis:entry>
         <oasis:entry colname="col7">0.15</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">3</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.30</oasis:entry>
         <oasis:entry colname="col4">0.25</oasis:entry>
         <oasis:entry colname="col5">0.11</oasis:entry>
         <oasis:entry colname="col6">0.31</oasis:entry>
         <oasis:entry colname="col7">0.26</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">4</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.40</oasis:entry>
         <oasis:entry colname="col4">0.35</oasis:entry>
         <oasis:entry colname="col5">0.13</oasis:entry>
         <oasis:entry colname="col6">0.44</oasis:entry>
         <oasis:entry colname="col7">0.38</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">5</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.50</oasis:entry>
         <oasis:entry colname="col4">0.45</oasis:entry>
         <oasis:entry colname="col5">0.16</oasis:entry>
         <oasis:entry colname="col6">0.60</oasis:entry>
         <oasis:entry colname="col7">0.52</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">6</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.60</oasis:entry>
         <oasis:entry colname="col4">0.55</oasis:entry>
         <oasis:entry colname="col5">0.21</oasis:entry>
         <oasis:entry colname="col6">0.81</oasis:entry>
         <oasis:entry colname="col7">0.71</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">7</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.70</oasis:entry>
         <oasis:entry colname="col4">0.65</oasis:entry>
         <oasis:entry colname="col5">0.28</oasis:entry>
         <oasis:entry colname="col6">1.09</oasis:entry>
         <oasis:entry colname="col7">0.95</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">8</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.80</oasis:entry>
         <oasis:entry colname="col4">0.75</oasis:entry>
         <oasis:entry colname="col5">0.37</oasis:entry>
         <oasis:entry colname="col6">1.46</oasis:entry>
         <oasis:entry colname="col7">1.28</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">9</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">0.90</oasis:entry>
         <oasis:entry colname="col4">0.85</oasis:entry>
         <oasis:entry colname="col5">0.48</oasis:entry>
         <oasis:entry colname="col6">1.94</oasis:entry>
         <oasis:entry colname="col7">1.70</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">10</oasis:entry>
         <oasis:entry colname="col2">0.10</oasis:entry>
         <oasis:entry colname="col3">1.00</oasis:entry>
         <oasis:entry colname="col4">0.95</oasis:entry>
         <oasis:entry colname="col5">0.63</oasis:entry>
         <oasis:entry colname="col6">2.57</oasis:entry>
         <oasis:entry colname="col7">2.26</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">11</oasis:entry>
         <oasis:entry colname="col2">0.20</oasis:entry>
         <oasis:entry colname="col3">1.20</oasis:entry>
         <oasis:entry colname="col4">1.10</oasis:entry>
         <oasis:entry colname="col5">0.80</oasis:entry>
         <oasis:entry colname="col6">3.37</oasis:entry>
         <oasis:entry colname="col7">2.97</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">12</oasis:entry>
         <oasis:entry colname="col2">0.20</oasis:entry>
         <oasis:entry colname="col3">1.40</oasis:entry>
         <oasis:entry colname="col4">1.30</oasis:entry>
         <oasis:entry colname="col5">0.99</oasis:entry>
         <oasis:entry colname="col6">4.36</oasis:entry>
         <oasis:entry colname="col7">3.87</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">13</oasis:entry>
         <oasis:entry colname="col2">0.20</oasis:entry>
         <oasis:entry colname="col3">1.60</oasis:entry>
         <oasis:entry colname="col4">1.50</oasis:entry>
         <oasis:entry colname="col5">1.22</oasis:entry>
         <oasis:entry colname="col6">5.58</oasis:entry>
         <oasis:entry colname="col7">4.97</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">14</oasis:entry>
         <oasis:entry colname="col2">0.20</oasis:entry>
         <oasis:entry colname="col3">1.80</oasis:entry>
         <oasis:entry colname="col4">1.70</oasis:entry>
         <oasis:entry colname="col5">1.48</oasis:entry>
         <oasis:entry colname="col6">7.06</oasis:entry>
         <oasis:entry colname="col7">6.32</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">15</oasis:entry>
         <oasis:entry colname="col2">0.20</oasis:entry>
         <oasis:entry colname="col3">2.00</oasis:entry>
         <oasis:entry colname="col4">1.90</oasis:entry>
         <oasis:entry colname="col5">1.78</oasis:entry>
         <oasis:entry colname="col6">8.84</oasis:entry>
         <oasis:entry colname="col7">7.95</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">16</oasis:entry>
         <oasis:entry colname="col2">1.00</oasis:entry>
         <oasis:entry colname="col3">3.00</oasis:entry>
         <oasis:entry colname="col4">2.50</oasis:entry>
         <oasis:entry colname="col5">2.11</oasis:entry>
         <oasis:entry colname="col6">10.95</oasis:entry>
         <oasis:entry colname="col7">9.90</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">17</oasis:entry>
         <oasis:entry colname="col2">2.00</oasis:entry>
         <oasis:entry colname="col3">5.00</oasis:entry>
         <oasis:entry colname="col4">4.00</oasis:entry>
         <oasis:entry colname="col5">2.48</oasis:entry>
         <oasis:entry colname="col6">13.43</oasis:entry>
         <oasis:entry colname="col7">12.19</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">18</oasis:entry>
         <oasis:entry colname="col2">3.00</oasis:entry>
         <oasis:entry colname="col3">8.00</oasis:entry>
         <oasis:entry colname="col4">6.50</oasis:entry>
         <oasis:entry colname="col5">2.88</oasis:entry>
         <oasis:entry colname="col6">16.31</oasis:entry>
         <oasis:entry colname="col7">14.87</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">19</oasis:entry>
         <oasis:entry colname="col2">4.00</oasis:entry>
         <oasis:entry colname="col3">12.00</oasis:entry>
         <oasis:entry colname="col4">10.00</oasis:entry>
         <oasis:entry colname="col5">3.33</oasis:entry>
         <oasis:entry colname="col6">19.64</oasis:entry>
         <oasis:entry colname="col7">17.98</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">20</oasis:entry>
         <oasis:entry colname="col2">6.00</oasis:entry>
         <oasis:entry colname="col3">18.00</oasis:entry>
         <oasis:entry colname="col4">15.00</oasis:entry>
         <oasis:entry colname="col5">3.81</oasis:entry>
         <oasis:entry colname="col6">23.45</oasis:entry>
         <oasis:entry colname="col7">21.55</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">21</oasis:entry>
         <oasis:entry colname="col2">8.00</oasis:entry>
         <oasis:entry colname="col3">26.00</oasis:entry>
         <oasis:entry colname="col4">22.00</oasis:entry>
         <oasis:entry colname="col5">4.34</oasis:entry>
         <oasis:entry colname="col6">27.79</oasis:entry>
         <oasis:entry colname="col7">25.62</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">22</oasis:entry>
         <oasis:entry colname="col2">10.00</oasis:entry>
         <oasis:entry colname="col3">36.00</oasis:entry>
         <oasis:entry colname="col4">31.00</oasis:entry>
         <oasis:entry colname="col5">4.90</oasis:entry>
         <oasis:entry colname="col6">32.69</oasis:entry>
         <oasis:entry colname="col7">30.24</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">23</oasis:entry>
         <oasis:entry colname="col2">14.00</oasis:entry>
         <oasis:entry colname="col3">50.00</oasis:entry>
         <oasis:entry colname="col4">43.00</oasis:entry>
         <oasis:entry colname="col5">5.51</oasis:entry>
         <oasis:entry colname="col6">38.20</oasis:entry>
         <oasis:entry colname="col7">35.45</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">24</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5">6.17</oasis:entry>
         <oasis:entry colname="col6">44.37</oasis:entry>
         <oasis:entry colname="col7">41.29</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">25</oasis:entry>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5">6.87</oasis:entry>
         <oasis:entry colname="col6">51.24</oasis:entry>
         <oasis:entry colname="col7">47.81</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e2262">As noted above, the total soil column depth is only one factor in the
configuration of the soil. The layering is as critical. In former modelling
studies, exponentially increasing soil layer thicknesses were used, aiming
to reach the required depth with a minimum number of layers. The exponential
formulation creates more layers near the surface, which allows the models to
capture the strong soil moisture and temperature gradients there and yet
have a reasonable number of layers (15–20) to reduce the computational
burden. However, for most of the MRB, the observed ALT is in the range of
1–2 m from the surface, and the exponential formulations increase layer
thickness quickly after the first 0.5–1.0 m, which reduces the accuracy of
the model, especially for transient simulations. Therefore, we adopted two
layering schemes that have more layers in the top 2 m and increased layer
thicknesses at lower depths to a total depth near 50 m. The first scheme has
the first metre divided into 10 layers, the second metre divided into 5
layers, and the total soil column has 23 layers. The second scheme has soil
thicknesses increasing more gradually to reach 51.24 m in 25 layers following
a scaled power law. This latter scheme has the advantage that each layer is
always thicker than the one above it (except the second layer), as the
explicit forward difference numerical scheme to solve the energy and water
balances in CLASS can have instabilities when layers in succession have the
same thickness. The minimum soil layer thickness is taken as 10 cm as advised
by Verseghy (2012). Table 2 shows the soil layer thicknesses and centers
(used for plotting temperature profiles and envelopes) for both soil layering
schemes.</p>
      <p id="d1e2266">As mentioned before, the permeable depth marks the hydrologically
active horizon below which the soil is not permeable and where its thermal
properties are changed to those of bedrock material. This makes it an
important parameter for not only for water storage but also for thermal
conductance. It was set for the various study basins from the Shangguan et al. (2017) dataset interpolated to
0.125<inline-formula><mml:math id="M40" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and the MRB model grid resolution by Keshav et al. (2019b). The sensitivity of the results to SDEP is
assessed by perturbing it within a reasonable range at each site as shown in
the results.</p>
</sec>
<sec id="Ch1.S2.SS6">
  <label>2.6</label><title>Configuration of organic soil</title>
      <p id="d1e2286">Organic soils were mapped from the Soil Landscapes of Canada (SLC) v2.2 dataset
(Centre for Land and Biological Resources Research, 1996) for the whole MRB
(Fig. 4) at 0.125<inline-formula><mml:math id="M41" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> resolution by Keshav et al. (2019a). However, this dataset does not provide
information on the depth of the organic layers or their configuration (i.e.
the thicknesses of fibric, hemic, and sapric layers in peaty soils).
Therefore, different configurations have been tested at the study sites
based on available local information (Table 3). We
also compared fully organic configurations (ORG) at the three sites with
mineral<?pagebreak page358?> configurations with organic content (M-org) to investigate the
appropriate configuration at each site, keeping in mind the need to
generalize it for larger basins.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e2300">Gridded organic matter in soil at 0.125<inline-formula><mml:math id="M42" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> resolution for the MRB,
processed from the Soil Landscapes of Canada (SLC) v2.2 dataset (Centre for
Land and Biological Resources Research, 1996).</p></caption>
          <?xmltex \igopts{width=441.017717pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f04.png"/>

        </fig>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3" specific-use="star"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e2321">The number of layers of each organic sub-type for fully organic soil
configurations (ORG) and organic content for mineral configurations (M-org).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="center"/>
     <oasis:colspec colnum="3" colname="col3" align="center"/>
     <oasis:colspec colnum="4" colname="col4" align="center" colsep="1"/>
     <oasis:colspec colnum="5" colname="col5" align="center"/>
     <oasis:colspec colnum="6" colname="col6" align="center"/>
     <oasis:colspec colnum="7" colname="col7" align="center"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Number of organic</oasis:entry>
         <oasis:entry rowsep="1" namest="col2" nameend="col4" colsep="1">Organic sub-type (ORG) </oasis:entry>
         <oasis:entry rowsep="1" namest="col5" nameend="col7">Organic content percentage (M-org) </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">layers</oasis:entry>
         <oasis:entry colname="col2">1 (Fibric)</oasis:entry>
         <oasis:entry colname="col3">2 (Hemic)</oasis:entry>
         <oasis:entry colname="col4">3 (Sapric)</oasis:entry>
         <oasis:entry colname="col5">JMR</oasis:entry>
         <oasis:entry colname="col6">BWC</oasis:entry>
         <oasis:entry colname="col7">HPC</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">3</oasis:entry>
         <oasis:entry colname="col2">1</oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4">1</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">3@18, <inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>→</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">4</oasis:entry>
         <oasis:entry colname="col2">1</oasis:entry>
         <oasis:entry colname="col3">1</oasis:entry>
         <oasis:entry colname="col4">2</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6">2@35, 30,</oasis:entry>
         <oasis:entry colname="col7">4@18, <inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>→</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6">25, <inline-formula><mml:math id="M50" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>→</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col7"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">5</oasis:entry>
         <oasis:entry colname="col2">1</oasis:entry>
         <oasis:entry colname="col3">2</oasis:entry>
         <oasis:entry colname="col4">2</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">4@18, <inline-formula><mml:math id="M51" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>→</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">6</oasis:entry>
         <oasis:entry colname="col2">2</oasis:entry>
         <oasis:entry colname="col3">2</oasis:entry>
         <oasis:entry colname="col4">2</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7">4@18, <inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>→</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">8<inline-formula><mml:math id="M53" display="inline"><mml:msup><mml:mi/><mml:mo>∗</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">2</oasis:entry>
         <oasis:entry colname="col3">3</oasis:entry>
         <oasis:entry colname="col4">3</oasis:entry>
         <oasis:entry colname="col5">2@60, 2@50,</oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3"/>
         <oasis:entry colname="col4"/>
         <oasis:entry colname="col5">2@40, <inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:mn mathvariant="normal">30</mml:mn><mml:mo>→</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">10<inline-formula><mml:math id="M55" display="inline"><mml:msup><mml:mi/><mml:mo>∗</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">3</oasis:entry>
         <oasis:entry colname="col3">3</oasis:entry>
         <oasis:entry colname="col4">4</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">11<inline-formula><mml:math id="M56" display="inline"><mml:msup><mml:mi/><mml:mo>∗</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col2">3</oasis:entry>
         <oasis:entry colname="col3">4</oasis:entry>
         <oasis:entry colname="col4">4</oasis:entry>
         <oasis:entry colname="col5"/>
         <oasis:entry colname="col6"/>
         <oasis:entry colname="col7"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e2324"><inline-formula><mml:math id="M43" display="inline"><mml:msup><mml:mi/><mml:mo>∗</mml:mo></mml:msup></mml:math></inline-formula> Only used for JMR; <inline-formula><mml:math id="M44" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>@<inline-formula><mml:math id="M45" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> means <inline-formula><mml:math id="M46" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> layers with the specified percentage, and <inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>→</mml:mo></mml:mrow></mml:math></inline-formula> means the value is for the remainder of the layers below.</p></table-wrap-foot></table-wrap>

      <p id="d1e2707">For JMR, we tested configurations with about 0.3 m organic soil (three layers) to
over 2 m of organic soil, where organic content from SLC v2.2 ranged between
48 %–59 % (Fig. 4). The soil texture immediately
below these layers was characterized as a mineral soil of uniform texture
with 15 % sand and 15 % clay content, with the remainder assigned as
silt. Peat depths of 4–7 m in the surrounding region have been identified in
reports (Quinton et al., 2011) and by borehole data at permafrost monitoring
sites (Smith et al., 2004). Therefore, layers at these depths until bedrock
were characterized as mineral soils (as described above), but they had 50 %
organic content. These deeper layers, while having considerable organic
content, do not use the previously described parameterization for fully
organic soils. This is an exception for this basin, which could be
generalized for the MRB in areas with high organic content (e.g.
<inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> %) like this region. These configurations are summarized
in Table 3. For the M-org configuration, we used a
decreasing organic content with depth.</p>
      <p id="d1e2720">For BWC, the organic map indicated that organic matter ranges between
27 %–34 %. We tested configurations with 0.3–0.8 m organic layers. A
borehole log for the 84-1-T4 site (Smith et al., 2004) shows a thin organic
silty layer at the top (close to 0.2–0.3 m). Sand and clay content below the
organic layers are uniformly taken to be 24 % and 24 % respectively
based again on SLC v2.2, with the remainder (52 %) assumed to be silt. We tested
ORG and M-org configurations as shown in Table 3.</p>
      <p id="d1e2723">The organic content indicated by the gridded soil information at HPC is only
18 %, which is lower than the 30 % threshold decided for fully organic
soils. However,  Quinton and Marsh (1999) used a 0.5 m
thick organic layer in their conceptual framework developed to characterize
runoff generation in the nearby Siksik Creek. Krogh et al. (2017) adopted the
same depth for their modelling study of HPC. Therefore, we tested
configurations with 0.3–0.8 m fully organic layers as well as the M-org
configuration with a uniform 18 % organic content. Below that, soil
texture values are taken to be 24 % sand and 32 % clay from SLC v2.2.</p>
</sec>
<sec id="Ch1.S2.SS7">
  <label>2.7</label><title>Spin-up and stabilization</title>
      <p id="d1e2734">We used the first hydrological year of the climate forcing (October 1979–September
1980) to spin up the model repeatedly for 2000 cycles while monitoring the
temperature and moisture (water and ice contents) profiles at the end of
each cycle for stabilization. We checked that the selected year was close to
average in terms of temperature and precipitation compared to the WFDEI
record (1979–2016) as shown in Table 4. The start of the
hydrological year was selected because it is easier to initialize CLASS when
there is no snow cover or frozen soil moisture content. Stabilization is
assessed visually using various plots as well as by computing the difference
between each cycle and the previous one making sure the absolute difference
does not exceed 0.1 <inline-formula><mml:math id="M58" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C for temperature (which is the accuracy of
measurement of the temperature sensors) and 0.01 m<inline-formula><mml:math id="M59" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:math></inline-formula> m<inline-formula><mml:math id="M60" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> for
moisture components for all soil layers. The aim is to determine the minimum
number of cycles that could inform the ongoing development of the MRB model,
as it is computationally very expensive to spin up the whole MRB domain for
2000 cycles. We then assessed the impact of running the model for the period
1980–2016 after 50, 100, 200, 500, 1000, and 2000 spin-up cycles on ALT,
DZAA, and the temperature envelopes at the three sites for selected years
depending on the available observations. We assessed the quality of the
simulations visually as well as quantitatively by calculating the root mean
squared error (RMSE) for ALT, DZAA, and the temperature profiles.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4" specific-use="star"><?xmltex \currentcnt{4}?><label>Table 4</label><caption><p id="d1e2770">Comparison of temperature and precipitation of the selected spinning
year to mean climate of the WFDEI Dataset.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="7">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right" colsep="1"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:colspec colnum="7" colname="col7" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Site</oasis:entry>
         <oasis:entry namest="col2" nameend="col4" align="center" colsep="1">Mean annual temperature (<inline-formula><mml:math id="M61" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C) </oasis:entry>
         <oasis:entry namest="col5" nameend="col7" align="center">Total annual precipitation </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" namest="col2" nameend="col4" align="center" colsep="1"/>
         <oasis:entry rowsep="1" namest="col5" nameend="col7" align="center">(mm yr<inline-formula><mml:math id="M62" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" namest="col2" nameend="col3" align="center">WFDEI 1979–2016 </oasis:entry>
         <oasis:entry colname="col4">Oct 1979–</oasis:entry>
         <oasis:entry rowsep="1" namest="col5" nameend="col6" align="center">WFDEI 1979–2016 </oasis:entry>
         <oasis:entry colname="col7">Oct 1979–</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Mean</oasis:entry>
         <oasis:entry colname="col3">SD</oasis:entry>
         <oasis:entry colname="col4">Sep 1980</oasis:entry>
         <oasis:entry colname="col5">Mean</oasis:entry>
         <oasis:entry colname="col6">SD</oasis:entry>
         <oasis:entry colname="col7">Sep 1980</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">JMR</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2.65</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1.06</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.81</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">418.1</oasis:entry>
         <oasis:entry colname="col6">64.5</oasis:entry>
         <oasis:entry colname="col7">338.4</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">BWC</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5.65</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1.01</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4.36</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">403.9</oasis:entry>
         <oasis:entry colname="col6">74.7</oasis:entry>
         <oasis:entry colname="col7">394.3</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">HPC</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">8.73</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3">1.17</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7.82</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">295.7</oasis:entry>
         <oasis:entry colname="col6">40.0</oasis:entry>
         <oasis:entry colname="col7">301.2</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Results</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Establishing initial conditions</title>
      <p id="d1e3022">Figure 5 shows the temperature profiles at the end of
spinning cycles for a selected GRU (needleleaf forest; NL) for the three
selected sites using the two suggested soil layering schemes (SC1 and SC2)
and using two different organic configuration (ORG and M-org) for SC2. NL
forest is representative of the vegetation at the selected thermal sites for
the three studied basins (except the HPC bog site). As expected, the profile
changes quickly for the first few cycles then tends to stabilize such that
no significant change occurs after 100 cycles and less in most cases.
Similar observations can be made for soil moisture (both water and ice
contents) from Fig. 6. Changes in moisture content
tend to diminish more quickly than those for temperature, especially for
ORG, and thus we will focus on temperature changes in the remaining results.
However, water and ice fractions play important roles in defining the
thermal properties of the soil and provide useful insights to understand
certain behaviours in the simulations. Figure 7 shows
the temperature of each layer for the same cases versus the cycle number to
visualize the patterns of change over the cycles. Small oscillations are
observed, indicating minor numerical instabilities in the model, but these
do not cause major differences for the simulations. In some cases, the
temperature keeps drifting for several hundred cycles before stabilizing (if
stabilization occurs). We note a few important findings:
<list list-type="bullet"><list-item>
      <p id="d1e3027">The temperature of the bottom layer (TBOT) remains virtually unchanged from
its initial value. This triggered further testing using different initial
values, and the impacts on stabilization were similar, as shown in the next
sections. We also checked the model behaviour for shallower soil columns and
found that the bottom temperature did change during spin-up, within a
range that decreased as the total soil depth increased.</p></list-item><list-item>
      <p id="d1e3031">The vertical discretization of the soil plays an important role in the
evolution of temporal moisture and temperature profiles. SC2 results in
faster stabilization than SC1 with less drifting for all cases.</p></list-item><list-item>
      <p id="d1e3035">The depth of organic layers, and their sub-type in fully organic soils,
controls the shape of the moisture content profiles and the ice and water
content partitioning. This in turn influences the soil thermal properties
(drier soils are generally less conductive, and icy soils are more conductive)
and thus affects the number of cycles needed to reach stable conditions.
Deeper fully organic soils (JMR) require more cycles to stabilize than
mineral ones with organic content.</p></list-item></list></p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e3040">Soil temperature profiles at the end of selected spin-up cycles for
the NL forest GRU at all three sites using different soil layering schemes
and organic configurations; grey bars on the side indicate soil layers.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f05.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e3051">Soil moisture profiles at the end of selected spin-up cycles for
the NL forest GRU at all three sites using different soil layering schemes
and organic configurations. Solid lines indicate liquid, and dashed lines indicate
ice. Grey bars on the side indicate soil layers. The legend is as in Fig. 5.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f06.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><label>Figure 7</label><caption><p id="d1e3063">Impact of the soil layering scheme selection on spin-up convergence
at the three study sites (the darker the colour, the deeper the layer; the
deepest layer is coloured blue).</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f07.png"/>

        </fig>

      <p id="d1e3072">The temperature gradient northward is clear comparing the different sites as
well as the impact of the deeper organic layers at JMR on the slower
stabilization of temperature and, to a lesser extent, moisture content. This
is related to the low thermal conductivity of organic matter as well as the
low moisture content below the organic layers as peat acts as a sponge
absorbing water and heat and disallowing downward propagation, especially in
the absence of ice (i.e. in summer). Hemic and sapric peat soils have
relatively high minimum water contents as shown in
Fig. 6 (see also Table S1 in the Supplement). The
M-org configuration allows more moisture to seep below the organic layers
and have some higher ice content at some depth, which depends on the thickness
of the organic layers and the general site conditions. For example, it forms
below the thick organic layers for JMR, but it formed at a deeper depth at
BWC as the organic thickness is smaller. HPC has a comparable organic depth
to BWC, but the layers with high ice content formed at a shallower depth
because the site is colder. At all three sites, and for both ORG and M-org
configurations, there is a change in the slope of the temperature profile at
the depth corresponding to the interface of the soil to bedrock,
illustrating the importance of the SDEP parameter for permafrost
simulations. This is caused by the change in soil thermal properties above
and below SDEP (respective of the two different mediums above and below this
interface) and the moisture contents therein; bedrock is assumed to remain
dry at all times, while soil will always have a minimum liquid water content
depending on its type.</p>
      <p id="d1e3075">Given the above findings, the remainder of the results focus on SC2 only.
Additionally, we considered different values for the bottom temperature
based on site location and the extrapolation of observed temperature profiles. This is because it cannot be established through spin-up, and ground temperature
measurements rarely go deeper than 20 m. There are established strong
correlations between near-surface ground temperature and air temperature at
the annual scale (e.g. Smith and Burgess, 2000), but the near-surface ground temperature is taken just a few centimetres below<?pagebreak page361?> the
surface. We spin up the model at the three sites for 2000 cycles for a few
cases and then use the initial conditions after a selected number of cycles
to run a simulation for the period of record (1979–2016) and assess the
differences for ALT, DZAA, and the temperature profiles. The sensitivity of the
results to SDEP, TBOT, and the organic soil depth will then be assessed
using 100 spin cycles only.</p>
</sec>
<?pagebreak page362?><sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Impact of spin-up</title>
      <p id="d1e3086">Figures 8, 9, and 10 show the simulated ALT, DZAA and
temperature envelopes (selected years) at the three study sites respectively
using initial conditions after 50, 100, 200, 500, 1000, and 2000 spin-up
cycles using SC2 and the stated configuration for SDEP, TBOT, and ORG and M-org.
Most differences across the spin-up range are negligible. What stands out
are some large differences in ALT and DZAA at JMR for some years (ORG
configuration only) depending on the initial conditions (i.e. number of
cycles) used. The low thermal conductivity of the thick fully organic layers
slows the<?pagebreak page363?> stabilization process and thus yields slightly different initial
conditions depending on the number of cycles used. That does not happen for
the two other sites with thinner ORG layers or for M-org configurations.
This is further emphasized by the RMSE values for ALT and DZAA shown in the
legends of Figs. 8 and 9.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><label>Figure 8</label><caption><p id="d1e3091">Impact of the number of spin-up cycles on the simulated ALT for the
needleleaf forest GRU at all sites. Two organic configurations were used for
each site using the SC2 layering scheme; RMSE is shown in parenthesis.</p></caption>
          <?xmltex \igopts{width=412.564961pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f08.png"/>

        </fig>

      <p id="d1e3100">Assuming that more spin-up cycles would lead to diminished differences, and
thus considering the results initiated after 2000 cycles as a benchmark, one
can accept an error of a few centimetres in the simulated ALT using a smaller
number of spin-up cycles. For JMR, this error is about 10 % on average,
which is much smaller than the error in simulating ALT at this site. Thus,
there is a trade-off in computational time by limiting the number of cycles
required for a slight loss of accuracy at some sites, particularly those
located in the more challenging sporadic zone.</p>
      <p id="d1e3104">The figures also include relevant observations and RMSE values to assess
the quality of simulations. The simulated ALT at JMR are overestimated
(Fig. 8) by the ORG configuration. The M-org
configuration does better for a mean ALT at JMR but is much worse than ORG for
BWC which overestimates ALT by about 8 m. For BWC, the ALT simulation under
ORG is close to observations for most years, but the simulation shows more
interannual variability, while observations show a small upward trend after
an initial period of a large increase (1988–1992), which may be the result of
the disturbance of establishing the site. A couple of observations are
marked “extrapolated” as the zero isotherm falls above the first
thermistor (located 1 m deep). For HPC, M-org better represents the
conditions at 01-TC-02, while ORG, resulting in a smaller ALT on average, is
closer to the thaw tube measurements at HPC (93-TT-02), as indicated by the
RMSE values. This is indicative of the large heterogeneity of conditions
that can occur in close proximity to each other and that require different
modelling configurations. M-org configurations generally show little to no
interannual variability (except for HPC), while ORG ones show more
interannual variability.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><?xmltex \currentcnt{9}?><label>Figure 9</label><caption><p id="d1e3109">Impact of the number of spin-up cycles on simulated DZAA for the
needleleaf forest GRU at all three sites. Two organic configurations were
used for each site using the SC2 layering scheme; RMSE is shown in parenthesis.</p></caption>
          <?xmltex \igopts{width=412.564961pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f09.png"/>

        </fig>

      <?pagebreak page364?><p id="d1e3118">The simulated DZAA (Fig. 9) is overestimated at
JMR under both ORG and M-org configurations, while it is close to values
deduced from observations at BWC and HPC. In contrast to ALT, DZAA
observations have larger interannual variability than simulations, possibly
due to the large spacing of measuring thermistors and the failure of some in
some years. For HPC, both ORG and M-org simulations are showing more
variability in DZAA than the depth deduced from observations for 01-TC-02, and
both underestimate it. In general, matching DZAA to observations is not an
objective in itself, but its occurrence well within the selected soil depth
is more important. The largest value simulated is about 19 m for HPC, which
is less than half the total soil depth. This indicates that a smaller soil
column depth would not be suitable for HPC but could be used for JMR and
BWC.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F10" specific-use="star"><?xmltex \currentcnt{10}?><label>Figure 10</label><caption><p id="d1e3123">Impact of the number of spin-up cycles on simulated temperature
envelopes for the needleleaf forest GRU for a selected year at each study
site. Two organic configurations were used for each site using the SC2 layering
scheme.</p></caption>
          <?xmltex \igopts{width=349.968898pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f10.png"/>

        </fig>

      <p id="d1e3132">Comparing temperature profiles for a selected year at each site
(Fig. 10) reveals a large difference between ORG and
M-org configurations, especially at HPC and BWC. The overall shapes of the
profiles depend on the selected configuration. M-org works better for HPC,
while ORG is better at BWC. Both configurations do relatively well for JMR,
although this site is characterized with deep peat. At BWC, the ORG
simulation agrees well with observations in terms of ALT, but the temperature
envelopes are generally colder<?pagebreak page365?> than observed. The M-org configuration at
this site results in a talik between 2 and 9 m which is not seen in the
observations. The minimum envelope is too cold near the surface for ORG
configurations at the three sites because of the thermal properties of the
peat (Dobinski, 2011;
Kujala et al., 2008). This is discussed further in Sect. 3.5.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11" specific-use="star"><?xmltex \currentcnt{11}?><label>Figure 11</label><caption><p id="d1e3138">Time series of RMSE of simulated envelopes at all three sites at the end of 2000 cycles. Two organic configurations were used for each site using the SC2 layering scheme. Table insets show the change in mean RMSE over the period of the available record for simulations initiated after the number of spin-up cycles.</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f11.png"/>

        </fig>

      <?pagebreak page367?><p id="d1e3147">To aid with the selection of the best configuration for each site, we
calculated RMSE for the temperature envelopes (Tmax and Tmin separately) by
interpolating the simulation results at the depths of observations,
discarding points and years where and when the sensors fail. The available records
vary from site to site. The results are shown in
Fig. 11 for the simulations that stared after 2000
spin-up cycles with a small inset table on each panel showing how the mean
RMSE over the simulation period changes with spin-up cycles. The change in
RMSE with cycles is small to negligible. In general, Tmax is better
simulated than the Tmin, except for the BWC M-org configuration. M-org has lower
errors than ORG for HPC, while the situation is reversed for HPC (i.e. M-org
is better than ORG). For JMR, the performance of the ORG configuration is
similar to M-org for Tmax, but it is better for Tmin. The shape of the Tmin
envelope is better. Given the requirement to have generic rules to be
applicable at the MRB scale, we prefer to use the ORG configuration at this
site. The following sections assess the sensitivity of the results to SDEP,
TBOT, and organic depth for the preferred configuration at each site.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><title>Impact of permeable depth (SDEP)</title>
      <p id="d1e3158">SDEP for the above-mentioned configurations for each site was perturbed in
the range of 5–15 m keeping other studied parameters (TBOT and organic
configuration) fixed. Figure 12 shows the impact for
each site on the average ALT and DZAA over the analysis period (1980–2016)
for all land cover types. A total of 100 spin-up cycles were used to initialize
those simulations. The land-cover-derived GRUs vary between the sites. For
JMR, wetlands do not develop permafrost, while at shallower SDEP values,
taliks (i.e. no permafrost; NPF) develop under forest GRUs
in some years. Thus, the averages shown on Fig. 12
are for those years when the soil is cryotic all year round, which varies
across the tested SDEP range. There is a general tendency for ALT to
slightly decrease with deeper SDEP values for all land cover types, except
for grass and shrubs at HPC. The impact of SDEP on DZAA varies across sites and
GRUs. While DZAA increases initially with SDEP at JMR then becomes
insensitive, it initially decreases with SDEP for HPC then increases at a
slower rate. At BWC it initially decreases with a larger SDEP then increases
before becoming insensitive to SDEP. DZAA is generally shallower for JMR
followed by BWC and then HPC in close correlation with the depth of organic
layers. This behaviour may also be correlated to the thickness of permafrost
that increases in the same order.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12" specific-use="star"><?xmltex \currentcnt{12}?><label>Figure 12</label><caption><p id="d1e3163">Impact of SDEP on the average simulated ALT and DZAA for different GRUs at the three study sites over the 1980–2016 period. NPF: no permafrost.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f12.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F13" specific-use="star"><?xmltex \currentcnt{13}?><label>Figure 13</label><caption><p id="d1e3174">Impact of SDEP on simulated temperature envelopes for a selected
year at each study site <bold>(a–c)</bold>. RMSE for temperature envelopes (Tmax and Tmin), ALT and
DZAA <bold>(d–f)</bold> over the simulation period for the needleleaf forest GRU at each study
site.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f13.png"/>

        </fig>

      <?pagebreak page368?><p id="d1e3190">Figure 13 (top) shows how these changes to ALT and
DZAA are occurring via changes in the shape of the temperature envelopes for
a selected year. Increasing SDEP actually allows for more cooling of the middle
soil layers (between 0.5–10 m), which pushes the maximum envelope upwards
reducing ALT. The envelopes bend again to reach the specified bottom
temperature, which is much clearer for JMR (because it is set to <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">0.80</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M70" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C)
than BWC and HPC where it is set to a negative value. Differences across the
SDEP range are small for HPC because of the M-org configuration. The
straighter envelopes of HPC tend to meet (i.e. at DZAA) at larger depths
than the curved ones at BWC and JMR. This cooling effect is possibly related
to having moisture, especially ice, in deeper soil layers with a deeper SDEP,
which affects the thermal properties of the soil. The presence of ice
increases the thermal conductivity of the soil in general, compared to dry
soil (see Sect. S1 in the Supplement). The bottom panel of
Fig. 13 summarizes the impact of SDEP on RMSE for
ALT, DZAA, Tmax, and Tmin over the simulation periods (years with
observations as shown in Fig. 11). There are
trade-offs in simulating the various aspects, as the minimum RMSE values are
obtained at the maximum SDEP used for Tmin, Tmax, and DZAA at JMR and BWC,
while the minimum RMSE values for ALT are obtained at the maximum used SDEP
value. Except for ALT, RMSE seems insensitive to SDEP at HPC.</p>
</sec>
<sec id="Ch1.S3.SS4">
  <label>3.4</label><title>Impact of bottom temperature (TBOT)</title>
      <p id="d1e3220">As shown by the spin-up experiments above, the initial temperature of
the deepest layer remains virtually unchanged through the spin-up and thus
has to be specified. It was expected that simulations might converge to a
possibly different steady state value at the end of spin-up, but they did
not.<?pagebreak page369?> The bottom of soil column has a constant flux boundary condition
(Sect. 2.1). We used the default zero value for this
constant, implying no gradient at the bottom, while TBOT is only an initial
condition for the first spin-up cycle. We also tested values for the
geothermal flux of 0.083 W m<inline-formula><mml:math id="M71" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> at the three sites and found a negligible
impact confirming the previous findings of Sapriza-Azuri et al. (2018). This
value for the heat flux is the maximum of the range specified for western
Canada by Garland and Lennox (1962). Temperature
observations as deep as 50 m are rare, and relationships between that
temperature and air or near-surface soil temperature are neither available
nor appropriate. For the studied sites, it has been estimated from the
observed profiles, and perturbed within a range of <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3.0</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1.5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M74" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, which
was varied depending on the site condition and location.
Figure 14 shows the impact of changing the
temperature of the deepest layer on ALT and DZAA. For JMR, increasing TBOT
increases ALT quickly so that taliks form under wetlands if TBOT
<inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M76" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, and other land cover types follow at higher temperatures
such that permafrost does not develop under most canopy types if TBOT
<inline-formula><mml:math id="M77" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1.5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M78" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. This gives a way to simulate the no permafrost
conditions observed at all sites in the basin (except 85-12B-T4). A similar
relationship is simulated for BWC, as increasing TBOT increases ALT
especially for wetlands. ALT at HPC is insensitive to TBOT because of the
generally colder conditions and thicker permafrost. DZAA is showing low
sensitivity to TBOT except for wetlands at JMR.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F14" specific-use="star"><?xmltex \currentcnt{14}?><label>Figure 14</label><caption><p id="d1e3305">Impact of TBOT on the average simulated ALT and DZAA for different GRUs at the three study sites over the 1980–2016 period.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f14.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F15" specific-use="star"><?xmltex \currentcnt{15}?><label>Figure 15</label><caption><p id="d1e3316">Impact of TBOT on simulated temperature envelopes for a selected
year at each study site <bold>(a–c)</bold>. RMSE for temperature envelopes (Tmax and Tmin), ALT and
DZAA <bold>(d–f)</bold> over the simulation period for the needleleaf forest GRU
at each study site.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f15.png"/>

        </fig>

      <p id="d1e3332">Figure 15 (top) shows
how the temperature envelopes respond to changes in TBOT. In all cases, the
envelopes seem to bend at some depth to try to reach the given bottom
temperature. SDEP seems to influence the start of that inflection. This
bending towards the given temperature causes another inflection of the
maximum envelope closer to the surface. Depending on the depth of that first
inflection, ALT may or may not be affected. DZAA is not affected as much, but
the temperature at DZAA depends on TBOT. There is a noticeable difference
between the M-org configuration of HPC on one hand and the ORG configuration
at JMR and BWC on the other. Figure 15 (bottom) shows the impact of TBOT on model performance as
measured by RMSE of ALT, DZAA, Tmin, and Tmax. Again we see trade-offs
between getting the proper shape for the envelopes (as measured by RMSE for
Tmax and Tmin) and ALT for JMR, indicating that a range between
0.5 to 1.0 <inline-formula><mml:math id="M79" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C for TBOT produces reasonable<?pagebreak page370?> performance
across the four metrics. For BWC, ALT and DZAA have a low sensitivity to TBOT
at a range of <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M81" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M82" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C, which produces the best overall
performance. For HPC, the colder the TBOT, the lower the RMSE values are for
most metrics, with a value around <inline-formula><mml:math id="M83" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M84" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C being reasonable.</p>
</sec>
<sec id="Ch1.S3.SS5">
  <label>3.5</label><title>Impact of organic depth (ORG) and configuration</title>
      <p id="d1e3402">It is believed that organic soils provide insulation to the impacts of the
atmosphere on the soil temperature, which would lead to a thinner active
layer than in a fully mineral soil. This assumption has been tested for the
three sites by changing the depth of the fully organic layers for JMR
and BWC as well as the mineral layers containing organic content at
HPC. The results are sometimes counterintuitive. Peat plateaux are
widespread in the JMR region, and thus the fully organic layers are followed
by layers of high organic content (50 %) until SDEP. Increasing the fully
organic layers initially reduces ALT (Fig. 16) as
expected, but it also reduces DZAA quickly. Then ALT (which is defined
mainly by the maximum temperature envelope) increases again which means that
a deeper fully organic layer provides less insulation. The reason is related
to the thermal and hydraulic properties of the peat. BWC exhibits different
behaviour to JMR as ALT increases initially, when increasing the fully
organic layers from three<?pagebreak page371?> to four then decreases gradually. DZAA seems to decrease
with an increasing organic depth for most land cover types at the three
sites. DZAA and ALT show little sensitivity to the depth organic layers at
HPC because the thermal and hydraulic properties under the M-org
configuration are affected by the sand and clay fractions, while they are set
to specific values for fully organic soils. Wetlands behave in a
different way compared to other land cover types at the different sites
because they are configured to remain close to saturation as much as
possible. At JMR, wetlands are not underlain by permafrost for all organic
configurations, which agrees with the literature.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F16" specific-use="star"><?xmltex \currentcnt{16}?><label>Figure 16</label><caption><p id="d1e3407">Impact of the depth of organic soil layers on the average simulated
ALT and DZAA for different GRUs at the three study sites for the 1980–2016
period. NPF: no permafrost.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f16.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F17" specific-use="star"><?xmltex \currentcnt{17}?><label>Figure 17</label><caption><p id="d1e3418">Impact of organic depth on simulated temperature envelopes for a
selected year at each study site <bold>(a–c)</bold>. RMSE for temperature envelopes (Tmax and
Tmin), ALT and DZAA <bold>(d–f)</bold> over the simulation period for the
needleleaf forest GRU at each study site.</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/24/349/2020/hess-24-349-2020-f17.png"/>

        </fig>

      <p id="d1e3434">Figure 17 (top)
shows the response of the temperature envelopes to changes in the organic
depth. Increasing the organic depth causes much larger negative temperatures
near the surface for the minimum envelope for ORG, but it causes the inflection
of the minimum envelope to occur at slightly higher temperatures. A similar,
but smaller, effect can be seen for the maximum envelope. The maximum
envelopes for the different organic depth intersect, which corroborates with
the above results for ALT. Another interesting feature can be observed
comparing the ORG and M-org configurations. The M-org configurations has a
much smaller temperature range near the surface than the fully organic soil
and causes less cooling in the intermediate soil layers (above SDEP) such
that the observed profiles are better matched to HPC. The high thermal capacity
of the peat combined with its high thermal conductivity when containing ice
in winter causes this cooling at the surface (Dobinski,
2011).</p>
      <p id="d1e3437">Figure 17 (bottom)
summarizes the impact of organic depth (ORG for JMR and BWC; M-org for
HPC) on the RMSE of ALT, DZAA, and the temperature envelopes. The impact in
JMR is interesting as there are clear optimal values for ALT and Tmin and,
to some extent, Tmax, although the optimal value is not the same for each
aspect, leading to trade-offs. The selected 1.46 m depth (eight ORG layers)
provides the best performance overall. For BWC, RMSE for Tmax and Tmin move
in opposite directions (Tmin RMSE generally reduces, while Tmax RMSE
increases with a deeper ORG). A depth around 0.5 m is generally satisfactory.
For HPC, depths containing organic matter less then 0.6 m provide the optimal
performance across the different aspects. A multi-criteria calibration
framework can be set up using those performance metrics if the aim is the
find the<?pagebreak page372?> best configuration (including SDEP and TBOT) for each site.
However, we are seeking generic rules that can be applied at larger scales,
such as that of the MRB as a whole.</p>
</sec>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <label>4</label><title>Discussion and conclusions</title>
      <p id="d1e3449">Permafrost is an important feature of cold regions, such as the Mackenzie
River basin, and needs to be properly represented in land surface
hydrological models, especially under the unprecedented climate warming
trends that have been observed in these regions. The current generation of
LSMs is being improved to simulate permafrost dynamics by allowing deeper
soil profiles than typically used and incorporating organic soils
explicitly. Deeper soil profiles have larger hydraulic and thermal memories
that require more effort to initialize. We followed the recommendations of
previous studies (e.g.
Lawrence et al., 2012; Sapriza-Azuri et al., 2018) to select the total soil
column depth to be around 50 m. The temperature envelopes meet (at DZAA) well
within the 50 m soil column over the simulation period (including
spin-up), such that the bottom boundary condition is not disturbing the
simulated temperature profiles and envelopes and ALT.</p>
      <?pagebreak page373?><p id="d1e3452">We analysed the conventional layering schemes used by other LSMs, which tend
to use an exponential formulation to maximize the number of layers near the
surface and minimize the total number of layers (Oleson et al., 2013; Park et al.,
2014). We found that the exponential formulation is not adequate to capture
the dynamics of the active-layer depth and thus tested two other alternative
schemes that have smaller thicknesses for the first 2 m, instead of the
conventional ones. The first scheme had equally sized layers in the
first metre, followed by thicker but equally sized layers in the second metre. The
second scheme was formulated to have increasing thicknesses with depth
following a scaled power law, which we found to be more suitable for the
explicit forward numerical solution used by CLASS.</p>
      <p id="d1e3455">We discussed the common initialization approaches, including spinning up the
model repeatedly using a single year (e.g.
Dankers et al., 2011; Nishimura et al., 2009) or a sequence of years (e.g. Park et al., 2013),
spinning up the model in a transient condition on long paleo-climatic
records (e.g. Ednie et al., 2008), or combining
both of these approaches (Sapriza-Azuri et al., 2018).
Paleo-climatic reconstructions are scarce and provide limited information
(e.g. mean summer temperature or total annual precipitation), while LSMs
typically require a suite of meteorological variables at a high temporal
resolution for the whole study domain. These variables can be stochastically
generated at the resolution of interest informed by paleo-records. However,
such practice is computationally expensive, especially for large domains and
also introduces additional uncertainties. The approach of spinning up using
available 20th-century data has been criticized as picking up the
anthropogenic climate warming signal that started around 1850, thus yielding initial conditions that are not representative. However, paleo-climatic records also show that the climate has always been transient, and
there may not exist a period of quasi-equilibrium long enough to start the
spin-up process (Razavi et al., 2015).
Spinning up using a sequence of years is thus more prone to having a trend
than a single year, and detrending the sequence is not free of assumptions
either.</p>
      <p id="d1e3458">Given the above complications, we investigated the impact of the simplest
approach, which is spinning up using a single year (similar
to Burke et al., 2013; Dankers et al., 2011), on several permafrost metrics
(active-layer depth, depth of zero annual amplitude, and
annual temperature envelopes). The<?pagebreak page374?> aim was to determine the minimum number
of spin-up cycles to have satisfactory performance (if reached) and to
know how much accuracy is lost by not spinning more. We did this for three
sites along a south–north transect in the Mackenzie River valley sampling
the different permafrost zones (sporadic, extensive discontinuous, and
continuous) in order to be able to generalize the findings to the whole MRB
domain. Additionally, we investigated the sensitivity of the results to some
important parameters such as the depth to bedrock, the temperature of
the deepest layer, and the configuration of organic soil.</p>
      <p id="d1e3462">The results show that temperature profiles at the end of the spinning cycles
remained virtually unchanged (i.e. reached a quasi steady state) after
50–100 cycles, when benchmarked against the results of 2000 cycles. We
focused on temperature profiles for this stability analysis because we
found that the soil moisture profiles (both liquid and frozen) stabilize
much earlier during spin-up. In some cases, changes in the middle layers
occurred after 100 cycles, but the influence of that on the simulated
envelopes, ALT, and DZAA was found to be small to negligible compared to the
uncertainty of observations and the scale of our model. We also found that
the selection of the layering scheme has an effect on stabilization, and our
proposed scheme with increasing thicknesses at depth reached
stability faster and had less drifting. Therefore, the simple single-year
spinning approach seems to be sufficient for our purpose using SC2. This
agrees with Dankers et al. (2011), who showed that a
higher vertical resolution improved the simulation of ALT using JULES.</p>
      <p id="d1e3465">We also found that the temperature of the deepest soil layer remained
virtually unchanged from the specified initial value even after 2000
spinning cycles. Therefore, this temperature has to be specified by the
modeller. For the study sites, we extrapolated it from the observed
envelopes and studied the effect of perturbing it around the extrapolated
value. This perturbation had small impacts on ALT and DZAA, except for JMR,
which is located in the sporadic permafrost zone, but it had a significant
impact on the shape of the envelopes. Temperature observations going as deep
as 50 m are rare. Most of the permafrost monitoring sites in the MRB have up
to 20 m cables, and thus we do not know whether the temperature of deeper soil
layers has been changing over time, and if so, by how much. Changes in
temperature at the deepest sensors at each of the three sites can be seen in
Fig. S1 of the Supplement. To take the information back to the
large scale, we recommend using a south–north gradient moving from <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1.0</mml:mn></mml:mrow></mml:math></inline-formula>
in the sporadic zone to -2.0 in the continuous zone and specifying a
spatially variable field as an input initial condition. These effects show
the regional variability which needs to be assessed for different
applications such as other basins affected by permafrost or by using other
LSMs. This could lead to the verification of such a finding and to the
preparation of a global map of initial values for TBOT by combining
observations and modelling. We have not seen such detailed analyses in the
literature.</p>
      <p id="d1e3478">For this study, we tested whether a non-zero thermal flux boundary condition
could resolve this issue, but the impacts were negligible using the
literature values for the geothermal flux (0.083 W m<inline-formula><mml:math id="M86" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) in the region.
However, available datasets for the geothermal flux (e.g. Bachu, 1993) are not transient and estimate
those fluxes at depths greater than the 50 m used. Our results agree with
those of Nishimura et al. (2009) and
Sapriza-Azuri et al. (2018), who showed that the geothermal heat flux had a
negligible effect on most simulations in study areas in Siberia and Canada,
respectively. Nevertheless, the issue may need further investigation using
other models (including thermal ones) and tests in other regions before
generalizing such conclusions.</p>
      <p id="d1e3493">The analyses also demonstrated the importance of the organic soil
configuration (i.e. number of layers and their parameterization respective
of organic sub-types) on the simulated temperature profiles and active-layer
dynamics. This has been illustrated in the literature. For example, Dankers
et al. (2011) found that
adjusting soil parameters for organic content has relatively little
effect on ALT simulations of the Arctic region, while Nicolsky et al. (2007) and
Park et al. (2013) stressed the importance of organic content to the
fidelity of permafrost simulations. Park et al. (2013) further indicated
that organic matter evolves dynamically as it decomposes over time and
depends on biogeochemical processes such as plant growth, root development,
and littering. This could be simulated in LSMs by including the carbon
cycle. However, fully organic soils were not extensively tested in a
permafrost context as shown in our study.</p>
      <p id="d1e3496">In most cases, we found combinations of TBOT, SDEP, and ORG that produced
satisfactory simulations, but the impact of organic layering seems to require
further investigation, as increasing the thickness of organic layers does
not always act to reduce ALT or reduce the cooling in the middle soil layers
that should result from increased insulation. There is an interplay between
the moisture properties and content and thermal properties of organic soils that
needs further investigation. Additionally, we cannot represent stacked
canopies using CLASS, e.g. trees or shrubs underlain by moss or the effect
of litter under (deciduous) trees and shrubs. Moss or litter could be providing
additional insulation under those canopies that is not represented. The
quality of snow simulations can also impact the quality of permafrost
simulations. For example, Burke et al. (2013) showed that a multi-layer snow
model improved ALT simulations in JULES; CLASS has a single-layer snow
model.</p>
      <p id="d1e3499">To conclude, we have formulated a generic approach to represent permafrost
within the MESH framework (running CLASS) for applications at large scales
that has the following features:
<list list-type="bullet"><list-item>
      <p id="d1e3504">a 50 m deep soil profile with increasing soil thickness with depth;</p></list-item><list-item>
      <p id="d1e3508">50–100 spinning cycles of the first year of record to initialize the
moisture and temperature profiles; and</p></list-item><list-item>
      <p id="d1e3512">spatially distributed TBOT, SDEP, and soil texture parameters, with a
systematic guideline to use the 30 % threshold to identify fully organic
soils.</p></list-item></list>
The generic nature of this approach comes from testing it at three sites
within different permafrost classes (sporadic, discontinuous, and
continuous). However, testing the approach is other regions, and with other
LSMs (e.g. CLM and MESH/SVS), is necessary before pursuing it for wider
applications. This can be done using representative sub-basins where
permafrost observations exist to test the above-mentioned elements and make
any necessary adjustments for application at large scales. Additionally,
this study demonstrated a simple and effective way to use small-scale
investigations to inform larger-scale modelling. While the GRU-based
parameterization approach facilitates such transferability, the key is to
use the same physics at both scales.</p>
      <p id="d1e3517">It was necessary to increase the flexibility of the MESH framework to
accommodate these input formats as well as to produce relevant permafrost
outputs. However, the model is still deficient in some ways. For example,
the explicit forward numerical solution may limit how soil layering should
be defined. The lack of complex canopies, the use of a single-layer snow
model, and the static nature of soil organic content may be affecting our
parameterization of MESH. The parameterization of bedrock as sandstone
requires further investigation, as it does not reflect the spatial
variability of thermal properties of bedrock material. These findings are
not specific to MESH or CLASS and could be beneficial for the LSM community in
general. Therefore, further analysis and model development is required
towards improving the realism of the simulations in permafrost regions. It
is vitally required to incorporate key features of permafrost dynamics (e.g.
taliks, land subsidence, and thermokarst) into LSMs, as well as the linkages
between permafrost evolution phase (aggradation and degradation) and
carbon–climate feedback cycles under the changing climatic conditions. The
inclusion of such features could enhance the representation of hydrological
processes within LSMs and, consequently, ESMs. Accordingly, there is a
pressing need to promote multidisciplinary research in permafrost
territories among hydrologists, climatologists, geomorphologists, and
geotechnical engineers.</p>
</sec>

      
      </body>
    <back><notes notes-type="codedataavailability"><title>Code and data availability</title>

      <p id="d1e3525">MESH code is available from the MESH wiki page (<uri>https://wiki.usask.ca/display/MESH/Releases</uri>; University of Saskatchewan, 2019).</p>

      <p id="d1e3531">Distributed soil texture and SDEP data are available from Keshav et al. (2019b, a). Permafrost observations were
collected from various reports of Geological Survey Canada as referenced in
the paper.</p>
  </notes><app-group>
        <supplementary-material position="anchor"><p id="d1e3534">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/hess-24-349-2020-supplement" xlink:title="pdf">https://doi.org/10.5194/hess-24-349-2020-supplement</inline-supplementary-material>.</p></supplementary-material>
        </app-group><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e3543">MEE, AP and HSW conceived the experimental design of this study. GSA
provided the original MESH setup of the MRB. GSA and MEE collected the
permafrost observations. DP provided the MESH code and implemented the
necessary code changes. MEE conducted the simulation work and analyzed the
results. MSA participated in the interpretation of results and preparation
of some illustrations. MEE prepared the paper with contributions from
all co-authors.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e3549">The authors declare that they have no conflict of interest.</p>
  </notes><notes notes-type="sistatement"><title>Special issue statement</title>

      <p id="d1e3555">This article is part of the special issue “Understanding and predicting Earth system and hydrological change in cold regions”. It is not associated with a conference.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e3561">This research was undertaken as part of the Changing Cold Regions Network. The Canada
Excellence Research Chair (CERC) in Water Security at the University of
Saskatchewan supported a number of co-authors and provided the facilities. We gratefully acknowledge the contribution of two
anonymous reviewers to the improvement of the paper.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e3566">This research has been supported by the Natural Sciences and Engineering Research Council of Canada (grant for the Changing Cold Regions Network).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e3572">This paper was edited by Sean Carey and reviewed by two anonymous referees.</p>
  </notes><ref-list>
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    <!--<article-title-html>On the configuration and initialization of a large-scale hydrological land surface model to represent permafrost</article-title-html>
<abstract-html><p>Permafrost is an important feature of cold-region hydrology, particularly in
river basins such as the Mackenzie River basin (MRB), and it needs to be
properly represented in hydrological and land surface models (H-LSMs) built
into existing Earth system models (ESMs), especially under the unprecedented
climate warming trends that have been observed. Higher rates of warming have
been reported in high latitudes compared to the global average, resulting in
permafrost thaw with wide-ranging implications for hydrology and feedbacks
to climate. The current generation of H-LSMs is being improved to simulate
permafrost dynamics by allowing deep soil profiles and incorporating organic
soils explicitly. Deeper soil profiles have larger hydraulic and thermal
memories that require more effort to initialize. This study aims to devise a
robust, yet computationally efficient, initialization and parameterization
approach applicable to regions where data are scarce and simulations
typically require large computational resources. The study further
demonstrates an upscaling approach to inform large-scale ESM simulations
based on the insights gained by modelling at small scales. We used
permafrost observations from three sites along the Mackenzie River valley
spanning different permafrost classes to test the validity of the approach.
Results show generally good performance in reproducing present-climate
permafrost properties at the three sites. The results also emphasize the
sensitivity of the simulations to the soil layering scheme used, the depth
to bedrock, and the organic soil properties.</p></abstract-html>
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