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<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0"><?xmltex \makeatother\@nolinetrue\makeatletter?>
  <front>
    <journal-meta><journal-id journal-id-type="publisher">HESS</journal-id><journal-title-group>
    <journal-title>Hydrology and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">HESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Hydrol. Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1607-7938</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/hess-22-5427-2018</article-id><title-group><article-title>Small-scale characterization of vine plant root water uptake via 3-D
electrical resistivity tomography and mise-à-la-masse method</article-title><alt-title>Small-scale characterization of vine plant root water uptake</alt-title>
      </title-group><?xmltex \runningtitle{Small-scale characterization of vine plant root water uptake}?><?xmltex \runningauthor{B. Mary et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Mary</surname><given-names>Benjamin</given-names></name>
          <email>benjamin.mary@unipd.it</email>
        <ext-link>https://orcid.org/0000-0001-7199-2885</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2 aff3">
          <name><surname>Peruzzo</surname><given-names>Luca</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Boaga</surname><given-names>Jacopo</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-8588-3962</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Schmutz</surname><given-names>Myriam</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Wu</surname><given-names>Yuxin</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-6953-0179</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Hubbard</surname><given-names>Susan S.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Cassiani</surname><given-names>Giorgio</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Dipartimento di Geoscienze, Università degli Studi di Padova, Via
G. Gradenigo, 6–35131 Padova, Italy</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>GO-Energy, Geosciences Division at Lawrence Berkeley National
Laboratory,<?xmltex \hack{\break}?> Building 74, Calvin Road, Berkeley, CA, USA</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>EA G&amp;E 4592, Bordeaux INP, University Bordeaux Montaigne, Pessac,
France</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Earth and Environmental Sciences, Lawrence Berkeley National
Laboratory, Berkeley, CA 94720, USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Benjamin Mary (benjamin.mary@unipd.it)</corresp></author-notes><pub-date><day>23</day><month>October</month><year>2018</year></pub-date>
      
      <volume>22</volume>
      <issue>10</issue>
      <fpage>5427</fpage><lpage>5444</lpage>
      <history>
        <date date-type="received"><day>1</day><month>May</month><year>2018</year></date>
           <date date-type="rev-request"><day>21</day><month>June</month><year>2018</year></date>
           <date date-type="rev-recd"><day>29</day><month>September</month><year>2018</year></date>
           <date date-type="accepted"><day>4</day><month>October</month><year>2018</year></date>
      </history>
      <permissions>
        
        
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018.html">This article is available from https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018.html</self-uri><self-uri xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018.pdf">The full text article is available as a PDF file from https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018.pdf</self-uri>
      <abstract>
    <p id="d1e157">The investigation of plant roots is inherently difficult and often neglected.
Being out of sight, roots are often out of mind. Nevertheless, roots play a key role
in the exchange of mass and energy between soil and the atmosphere, in addition to
the many practical applications in agriculture. In this paper, we propose a
method for roots imaging based on the joint use of two electrical
noninvasive methods: electrical resistivity tomography (ERT) and
mise-à-la-masse (MALM). The approach is based on the key assumption that the
plant root system acts as an electrically conductive body, so that injecting
electrical current into the plant stem will ultimately result in the injection
of current into the subsoil through the root system, and particularly through
the root terminations via hair roots. Evidence from field data, showing that
voltage distribution is very different whether current is injected into the
tree stem or in the ground, strongly supports this hypothesis. The proposed
procedure involves a stepwise inversion of both ERT and MALM data that
ultimately leads to the identification of electrical resistivity (ER)
distribution and of the current injection root distribution in the
three-dimensional soil space. This, in turn, is a proxy to the active (hair)
root density in the ground. We tested the proposed procedure on synthetic
data and, more importantly, on field data collected in a vineyard, where the
estimated depth of the root zone proved to be in agreement with literature on
similar crops. The proposed noninvasive approach is a step forward towards a
better quantification of root structure and functioning.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <?xmltex \hack{\newpage}?>
<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
<sec id="Ch1.S1.SS1">
  <title>Problem statement</title>
      <p id="d1e174">Soil root systems play a pivotal role in the many soil hydrological
functions. Soil–plant interactions are complex, time dependent,
scale dependent, species dependent and spatially heterogeneous. Special
attention shall be paid to plant roots. It is therefore important to have
techniques allowing us to assess root system properties at the appropriate
support scale.</p>
</sec>
<sec id="Ch1.S1.SS2">
  <title>Noninvasive measurements and electrical properties of the root
system</title>
      <?pagebreak page5428?><p id="d1e183">Noninvasive methods can provide spatially extensive, high-resolution
information that, supported by traditional local data, helps complete the
complex picture of subsoil structure and dynamics. Among noninvasive methods,
Grote et al. (2010) discussed the use of the ground-penetrating radar (GPR) for water estimation in a
vineyard. However, the scope of the investigation of GPR is often limited by
the soil type and is difficult to apply in clayed soil, and resolution is
constrained by available wavelengths. A more developed approach is electrical resistivity
imaging (ERI) – also called
electrical resistivity tomography (ERT) – which can be particularly
informative regarding soil water content. In most soil types, electrical
resistivity (ER) can be described as a function of porosity, saturation of
electrolyte, its pH and mineralization within the pores (Archie, 1942), clay
content (and generalized Archie's laws) and temperature (e.g., Campbell et
al., 1949). Water content could be derived from the measured ER using
pedotransfer functions such as the well-known Archie's law or other
approaches (e.g., Rhoades et al., 1976; Waxman and Smits, 1968). Since
absolute soil moisture content is of limited interest for researchers and
professionals which are focused on the soil water availability for the plant,
several studies relate the application of the variation of ERT or the
fraction of electrical resistivity variation (FERV) introduced by Brillante
et al. (2016) as a predictor of the fraction of transpirable soil water
(FTSW) and related variables.</p>
      <p id="d1e186">Amato et al. (2008) tested the capability of 3-D ERT to quantify root biomass
on herbaceous plants using resistivity root correlation and calibration.
Electrical methods have been also used to identify root water uptake (RWU –
e.g., Cassiani et al., 2012; Garré et al., 2011; Michot et al., 2003;
Srayeddin and Doussan, 2009) and demonstrated the match between soil water
content variations and temporal changes in electrical resistivity. Cassiani
et al. (2016) monitored the electrical resistivity in an apple orchard under
external forcing conditions (irrigation- and plant-driven evaporation) and
showed that the increase in resistivity is located in the subsoil region
where active roots are present. Electrical and electromagnetic methods have
been also used to identify root water uptake (e.g., Cassiani et al., 2015).
Werban et al. (2008) performed an interesting ERT study on lupine roots and
showed that rooted soil differs from bare soil in terms of the pedophysical
model. Several studies related to soil–root systems have shown that the
measured root mass density statistically correlates with the electrical
conductivity (EC) data obtained from ERT (Amato et al., 2008). Nevertheless,
in some cases, the ranges of electrical resistivity of soil and roots
overlap. The amplitude of contrasts varies according to the soil resistivity
and tree species (Zanetti et al., 2011; Mary et al., 2016), to the water
content and the decay state of the wood itself (Martin, 2012), and to
variations in soil water content (Garré et al., 2011; Beff et al., 2013;
Cassiani et al., 2015; Mary et al., 2016). The problem would complicate
further the correlation with root mass considering heterogeneous soil
properties and moisture, as well as the electrical anisotropy caused by the
root system, i.e., the root connectivity and root structure as further
described in Rao et al. (2018).</p>
      <p id="d1e189">Recent studies have shown a correlation between bulk electrical resistivity
and root mass density, but an understanding of the contribution of the
segments of the root system (by its own properties, with no interaction with
soil) to that bulk signal is limited to only a few studies describing wood
electrical properties. Gora et al. (2015) reviewed the literature describing
electrical properties of stems noting large differences between trees and
vine plants' resistivity values (200 % higher for trees), suggesting that
there is a phylogenetic basis for variation of the ER that reflects the
influence of anatomy and physiology. Observations from stems are directly
transposable to roots. The range of electrical resistivity of roots depends
on their nature. Typically, coarse roots, because of the heartwood and the
isolative layer of bark, are considerably more resistive than fine roots
(Hagrey, 2007). Electrical resistivity is also linked to the physiological
state of the roots. Depending on the season, roots carry electrical charges
as sap composition is variable and sap flows vary in intensity and direction.
Wood composition and physical properties also change with root decay, which
implies a variation of electrical properties (Martin, 2012; Martin and
Günther, 2013; Weller et al., 2006). Very recently, Rao et al. (2018)
produced an interesting study aiming at understanding bulk electrical
conductivity on individual root segments, incorporating the impact of roots
in the pedophysical relations to better infer the real soil water
content.</p>
      <p id="d1e192">Finally, root water uptake and the release of different exudates by fine
roots change soil water content and resistivity at several temporal scales
(York et al., 2016): on a daily basis (night vs. day, sunny vs. cloudy days)
and seasonally (growth period vs. winter or drought season). In conclusion,
roots might have a considerable impact on ERT signals, but this may not be
directly measurable: ERT thus is an indirect determination of root
presence.</p>
      <p id="d1e196">Other bioelectrical phenomena can contribute to a more effective
characterization of root properties. Plant water uptake generates a water
circulation and a mineral segregation at the soil–roots interface, thus
inducing an ionic concentration gradient which generates an electrical
potential of a few mV. This can be measured in terms of a passive
distribution of voltage in the soil (Boleve, 2009). Gora et al. (2017)
provide a framework for studying the ecological effects of lightning in the
context of electrical properties of trees. Also, Gibert et al. (2006)
and Le Mouël et al. (2010) measured natural variations of electrical
potential using electrodes in the stem. They respectively measured 25 mV due
to daily variations of sap flow and 10 to 50 mV caused by the flow of
thunderstorms, which would produce soil charges and give rise to a current
circulating through the roots and the tree stem. In theory, by analyzing the
voltage distribution in the soil, it is possible to find the characteristics
of the sources (depth and extension) causing the voltage anomaly (Saracco et
al., 2004). In practice, these sources are too low in generally noisy
environments. But one may think about taking advantage of these results to
build an active method producing current flow and potential distribution into
the soil.</p>
</sec>
<sec id="Ch1.S1.SS3">
  <?xmltex \opttitle{The mise-\`{a}-la-masse method applied to plant root systems}?><title>The mise-à-la-masse method applied to plant root systems</title>
      <p id="d1e206">In this study, we aim at investigating the feasibility of the
mise-à-la-masse (MALM) method in the context of plant root mapping. MALM
is an electrical resistivity method originally developed to delineate
conductive ore bodies for mining exploration purposes (e.g., Schlumberger,
1920; Parasnis, 1967). An electrical current is injected into a conductive
body and the resulting voltage values are measured at the<?pagebreak page5429?> ground surface or
in boreholes; the shape of equipotential contour lines is informative about
the extent and orientation of the conductive body in the subsoil.</p>
      <p id="d1e209">In the plant stem and roots, electrical current is transmitted through active
electrical layers, in the xylem and phloem (on either side of the cambium),
where sap flow processes take place. Our main assumption is to consider that,
thanks to the quasi-infinite fine root connections and their mycorrhiza at
the interface between roots and soil, current tends to run out uniformly from
the roots to the soil. In the context of MALM applications, the tree root
system can thus be viewed as the conductive body to be imaged, with some
important caveats: current may be carried within the roots but is likely to
be released into the soil only at the points where fine roots emerge from the
woody root structure. As fine roots are the active ones,
this would be of major interest for the plant science community. Note that this is not necessarily proven for non-woody plant
species. For instance, Anderson and Higinbotham (1976) showed that maize
roots have significantly lower electrical resistance in the radial compared
to the axial direction (thus being anisotropic), thus allowing current to
exit laterally from the entire root length.</p>
      <p id="d1e212">In practice, for MALM applied to root prospection, the current is to be
injected directly into the tree stem with one electrode, while the other
current electrode is placed in the soil at some distance from the tree.
Voltage is measured at the soil surface and in boreholes with respect to a
second, remote reference voltage electrode.</p>
      <p id="d1e215">It must be noted that soil and root conductivity depends, among other
parameters, on seasonal variations, water content or even salinity of the
soil, making the interpretation potentially complex. In contrast, the
sensitivity of MALM to water content makes the monitoring of plant water
uptake occurring near roots possible and strengthens interpretation of their
location.</p>
      <p id="d1e219">Some knowledge gaps exist concerning root electrical properties. However,
several theories have been proposed in the scientific literature in this
respect, all confirming that each root may act as a current source in the
MALM configuration above:</p>
      <p id="d1e222"><list list-type="bullet">
            <list-item>

      <p id="d1e227">Dalton (1995) analyzed the root–soil circuit and proposed a conceptual model
with an electrical analog composed of resistance <inline-formula><mml:math id="M1" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> and capacitance <inline-formula><mml:math id="M2" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula> (the
ability of a system to store an electric charge). In that model, the
internal fluid (xylem and phloem) of the plant roots constitutes a duct of
low resistance which is separated from a low-resistance external medium
(soil) by insulating root membranes (Ozier-Lafontaine et al., 2005). These
membranes, in addition to being insulating, accumulate charges on the
surface. Observation from Dalton and subsequent theories are fully
consistent with the use of MALM for plants, even though the capacitance part
is not exploited in these measurements. A benchmarking of the experimental
approaches supporting the subsequent theories is proposed in Postic et al. (2016).</p>
            </list-item>
            <list-item>

      <p id="d1e247">The second theory is based on the notion of absorbing root surface and
developed in the studies of Aubrecht et al. (2006) and Cermak et al. (2006).
These studies indicate that if a plant growing on soil is connected to a
simple serial electric circuit, then current flowing through this circuit
from the external source enters the plant entirely through the absorption
zones (or vice versa). Electric current can also flow through impermeable
walls of other cells, but with a negligible density.</p>
            </list-item>
            <list-item>

      <p id="d1e253">A third theory is based on root polarization of biomatter as a proxy of root
current pathway. As previously mentioned, root systems are commonly modeled
using an electrical circuit composed of resistance <inline-formula><mml:math id="M3" display="inline"><mml:mi>R</mml:mi></mml:math></inline-formula> and capacitance <inline-formula><mml:math id="M4" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula>
within the Dalton (1995) and similar refined models (Aubrecht et al., 2006;
Cermak et al., 2006). This means that the conduction of the current through
the root system depends on current characteristics. For alternating currents (AC), the resistivity of a
polarizing medium is a complex number, having a resistance and capacitance part, and is therefore dependent
on frequency. This shift is dependent on some
specific plant parameters, and its assessment could also contribute to better
discriminating root and soil current conduction. Mary et al. (2017)
considered polarization from soil to root tissues, as well as the
polarization processes along and around roots, to explain the phase shift
observed for different soil water content. Weigand et al. (2017) demonstrate
that multi-frequency electrical impedance tomography is capable of imaging
root system extent as well as monitoring changes associated with root
physiological processes.</p>
            </list-item>
          </list></p>
      <p id="d1e272">Given the review of current knowledge on electrical properties of roots, in
this paper we hypothesize that the mise-à-la-masse method can be a
viable tool to locate active roots under in situ conditions. The paper has
the following aims:</p>
      <p id="d1e275"><list list-type="order">
            <list-item>

      <p id="d1e280">define a viable field protocol that uses jointly MALM and ERT to map active
tree vine roots,</p>
            </list-item>
            <list-item>

      <p id="d1e286">propose and analyze algorithms capable of identifying the location of active
roots, and</p>
            </list-item>
            <list-item>

      <p id="d1e292">test the algorithms above against real data from a French vineyard.</p>
            </list-item>
          </list></p>
      <p id="d1e297">A discussion of the results will be provided in light of biological
assumptions.</p>
</sec>
</sec>
<?pagebreak page5430?><sec id="Ch1.S2">
  <title>Materials and methods</title>
<sec id="Ch1.S2.SS1">
  <title>Site description</title>
      <p id="d1e312">The field study was carried out in a vinery of the Château La Louvière
appellation contrôlée, located in Pessac-Léognan
(Fig. 1a) near Bordeaux (Gironde, France). The
climate of the region is oceanic with an average annual air temperature of
13.7 <inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C and total annual rainfall of 811 mm (André et al.,
2012). According to the meteorological station near the experimental plot
(200 m), the study period was wet after rainfall, with an air
temperature of 11 <inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C. The topography of the plot is mostly convex
with an average slope of about 10 % but less than this value at the
location of the experimental plot, thus inducing small surface water runoff.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p id="d1e335">Location of the experimental site in Bordeaux (France).</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f01.png"/>

        </fig>

<sec id="Ch1.S2.SS1.SSS1">
  <title>Soil characteristics and prior knowledge on root systems</title>
      <p id="d1e349">Despite heterogeneities of soil types composing the vineyards (André et
al., 2012), the plot is located in a similar soil system (Baize and Girard,
1995). Moreover, the organization of the soil sequence and root density was
investigated with observation trenches. The closest one to the experimental
plot shows an organization, with a first sandy horizon (0–40 cm depth),
porous and soft. Rooting depth has been qualitatively observed on a bare soil
at the emplacement of uprooted vine plants and can only be seen as ancillary
information. In this horizon, all root sizes with a rather horizontal and
oblique orientation were observed. The second layer (40–105 cm depth) is
identical to the top layer in terms of soil composition, but contains less
roots. A third layer (deeper than 105 cm) is relatively similar to the
previous ones with only very few fine roots. From 125 to 175 cm depth the
soil type changes to sandy–clayey. The described geology, morphology and
microclimate of the regional context defines the so-called <italic>terroir de grave</italic> of this vineyard, where vine plant species have been planted. For this
study, we selected an apparently healthy plant. Considering the soil
composition, the vine water supply is facilitated thanks to the possible
capillary rise from the sandy–clayey horizon which retains sufficient water
for vine use and generally contains sufficient nutrients for vine growth.
Grapevine plants are planted with a distance of 1m between plants and 1.5 m
between rows. The vineyard is non-irrigated. Considering also the selected
plant and the slight slope of the vineyard, it might be reasonable to foresee
a top layer rooting with an asymmetric development (gravitropism).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p id="d1e357">The 3-D schemes of electrical resistivity tomography (ERT)
<bold>(a)</bold> and mise-à-la-masse (MALM) mesh <bold>(b)</bold>; B and M are
remote electrodes placed 25 m apart from the plot.</p></caption>
            <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f02.png"/>

          </fig>

</sec>
</sec>
<sec id="Ch1.S2.SS2">
  <title>The 3-D scheme of ERT and MALM setup acquisition and processing</title>
      <p id="d1e379">The 3-D ERT setup was originally developed by Boaga et al. (2013) and
subsequently improved and adapted at different sites to obtain successful
results regarding soil–plant interactions, for example, in salt marsh
environments (Boaga et al., 2014) and in apple and orange orchards (Cassiani
et al., 2015, 2016; Consoli et al., 2017; Vanella et al., 2018). The
apparatus was adapted again and applied for the first time in a vineyard for
this study. Figure 2 shows the geometry of the electrode system: four
micro-boreholes define a rectangular domain, 1 m along the vineyard
direction (<inline-formula><mml:math id="M7" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula>) and 1.2 m in the perpendicular direction. Each borehole
houses 12 electrodes with 0.1 m vertical spacing. In addition, 24 surface
electrodes define a regular grid. Such disposition allowed us to conduct
high-resolution measurements around the selected vine plant (Fig. 2). Field
measurements were conducted in March 2017, using a 10-channel resistivity
meter (Syscal Pro Switch 72, IRIS Instruments). For the
3-D scheme of ERT, a complete skip-two dipole–dipole scheme was adopted and
produced some 5000 measurements, including reciprocal measurements used to
estimate and reject bad data quality (Binley et al., 1995; Daily et al.,
2004). A pulse duration of 250 ms for each measurement cycle and a target of
50 mV for potential readings were set as criteria for the current injection.
The R3t code (Binley, 2013) was used for data inversion.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p id="d1e391">Flow chart of the analysis of MALM as described in this paper, from
data acquisition, processing and interpretation in terms of RWU region
identification.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f03.png"/>

        </fig>

</sec>
<sec id="Ch1.S2.SS3">
  <title>MALM acquisition, modeling and processing</title>
<sec id="Ch1.S2.SS3.SSS1">
  <title>MALM acquisition and forward modeling</title>
      <p id="d1e411">The MALM acquisition used the same electrode arrangement as described above,
with only a couple of necessary changes: the two remote electrodes for
current (<inline-formula><mml:math id="M8" display="inline"><mml:mi>B</mml:mi></mml:math></inline-formula>) and potential (<inline-formula><mml:math id="M9" display="inline"><mml:mi>M</mml:mi></mml:math></inline-formula>) – see Fig. 2 – were located at a large
(“infinite”) distance, more than 20 times the maximum distance between the
other<?pagebreak page5431?> electrodes, as suggested by Robain et al. (1999). An additional
electrode was placed near the stem (Fig. 2). Two different datasets were
acquired depending on the position of the current injection electrode A, as
described in the workflow in Fig. 3: (i) the first case was a real MALM
acquisition where the injection electrode A was planted into the apparent
conductor (i.e., the plant stem); (ii) the second case is a reference (or
false MALM) case, with the injection electrode A planted in the soil very
close to the stem. A comparison between the two acquisitions is expected to
show the effect of the plant as a current conveyer. All surface and borehole
remaining electrodes (69) are used to measure voltage. Compared to
pole–dipole used for capacitive measurements with two electrodes implanted
into the stem (Aubrecht et al., 2006; Cermak et al., 2006), there is no
additive stem resistance to consider and this fact is particularly important
for the data interpretation. However, good contact of the electrode with the
stem must be ensured for the true MALM acquisition: the current electrode was
planted about 1 cm into the 5 cm wide stem, thus reaching the cambium layer
and ensuring a stable contact resistance of about <inline-formula><mml:math id="M10" display="inline"><mml:mn mathvariant="normal">10</mml:mn></mml:math></inline-formula> k<inline-formula><mml:math id="M11" display="inline"><mml:mi mathvariant="normal">Ω</mml:mi></mml:math></inline-formula>. Reciprocal
measurements were also acquired in MALM (Fig. A1 in the Appendix). In order
to compare voltage data against simulations (see below), values of the
potential measured on the surface of the ground and in depth with boreholes
were systematically normalized by the amplitude of the injected current.</p>
      <p id="d1e442">Synthetic MALM data were produced (in forward mode) using the R3t code
(Binley, 2013) and the same unstructured tetrahedral mesh used for ERT
inversion. The quality of the meshing was checked by the comparison between a
uniform <inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:mn mathvariant="normal">100</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>⋅</mml:mo></mml:mrow></mml:math></inline-formula>m forward modeling with the corresponding analytic
solution (Fig. A2). Inverted resistivity from 3-D ERT acquisition was
considered as a resistivity distribution needed for the MALM forward
modeling.</p>
</sec>
<sec id="Ch1.S2.SS3.SSS2">
  <title>Processing and interpretation using objective functions</title>
      <p id="d1e464">In order to interpret the results of the MALM acquisitions, a quantitative
inversion of the voltage data is needed. This requires (a) the forward
simulation of voltage values given<?pagebreak page5432?> a certain current source distribution in
the soil (equivalent to the locations were current reaches the soil emerging
from the roots); and (b) the minimization of an objective function that defines
the discrepancy between measured and predicted voltages, where the
minimization variable is the location of the electrically active roots.
Steps (a) and (b) are equivalent to inverting the data for the current
source distribution in the soil, which in our conceptualization also
represents the distribution of active (fine) roots in the system.</p>
      <p id="d1e467">In the following, two different objective functions are introduced. First,
assuming that a unique current punctual source is sufficient to fit the
measured data, the following objective function is to be minimized:</p>
      <p id="d1e470"><disp-formula id="Ch1.E1" content-type="numbered"><mml:math id="M13" display="block"><mml:mrow><mml:mi mathvariant="normal">F</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mfenced open="(" close=")"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>D</mml:mi><mml:mrow><mml:mi mathvariant="normal">f</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mfenced close="∥" open="∥"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi>D</mml:mi><mml:mrow><mml:mi mathvariant="normal">f</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the measured voltage (V) and <inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mrow><mml:mi mathvariant="normal">f</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> the forward voltage
data for one source positions (<inline-formula><mml:math id="M16" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>th node of the mesh). The F1 function can
help guide the search for the region where the presence of active source is
most likely to concentrate, but of course the use of F1 alone does not
represent a realistic distribution of sources in the MALM inversion.</p>
      <p id="d1e567">A more realistic objective function, which takes into account the presence of
distributed sources, has also been introduced:</p>
      <p id="d1e571"><disp-formula id="Ch1.E2" content-type="numbered"><mml:math id="M17" display="block"><mml:mrow><mml:mi mathvariant="normal">F</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mfenced close=")" open="("><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msub><mml:mi>D</mml:mi><mml:mrow><mml:mi mathvariant="normal">f</mml:mi><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mfenced open="∥" close="∥"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mspace linebreak="nobreak" width="0.125em"/><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi mathvariant="normal">Ns</mml:mi></mml:munderover><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>D</mml:mi><mml:mi mathvariant="normal">f</mml:mi></mml:msub></mml:mrow></mml:mfenced><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
            where <inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="italic">&lt;</mml:mi><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mi mathvariant="italic">&lt;</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> expresses the contribution of
source <inline-formula><mml:math id="M19" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>, with the constraint <inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:msubsup><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi mathvariant="normal">Ns</mml:mi></mml:msubsup><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, where Ns is the total number of current sources that ensures
that the electrical charge (and thus the electrical current) is conserved.
The number of current sources to invert for Ns is primarily dictated by the
desired input mesh quality (Fig. A2c). This is determined by the required
computational time. For this small-scale prospection, we adopted a mesh
composed of 23 700 nodes (including remote electrodes, e.g., Fig. A2a). The
inversion region was limited to 3618 nodes (Fig. A2b). Furthermore, as shown
in Fig. 3, the strategy is to use the F1 and F2 optimizations sequentially.
In order to guide the physically sound F2 inversion, initial values of
<inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">io</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>[</mml:mo><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mi>o</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi>o</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M23" display="inline"><mml:mi mathvariant="normal">…</mml:mi></mml:math></inline-formula> , <inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi mathvariant="normal">Nso</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>] were set using normalized F1
values (between 0 and 1). This is equivalent to applying a regularization
based upon the initial F1 search upon the F2 optimization. A global
optimization using a constrained nonlinear optimization algorithms method
(<italic>fmincon</italic> solver using a gradient-based method associated with the
sequential quadratic programming, SQP, optimization algorithm)
implemented in MATLAB<sup>®</sup> (R2016b) software was
then used to minimize F2.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p id="d1e770"><bold>(a)</bold> Initial anomaly of <inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:mn mathvariant="normal">500</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>⋅</mml:mo></mml:mrow></mml:math></inline-formula>m located in a domain
of lower resistivity (<inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:mn mathvariant="normal">100</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>⋅</mml:mo></mml:mrow></mml:math></inline-formula>m); <bold>(b)</bold> black dots are all
virtual sources tested during the inversion process, and red stars are sources forwarded
to compute the solution; <bold>(c, d)</bold> solution of the sum of all sources'
contribution on the surface and with borehole electrodes. The green point shows
the positions of the plant stem.</p></caption>
            <?xmltex \igopts{width=355.659449pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f04.png"/>

          </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p id="d1e815"><bold>(a)</bold> Spatial distribution of F1: the black dots show the virtual
source locations. In the top right corner, the selected sources (for a misfit of 17 %) inferred from the
study of the cumulative sum of the misfit (or curvature);
<bold>(b)</bold> inverted model obtained after sources
ponderation considering the
distributed function F2 for surface electrodes. The green point shows the
positions of the plant stem <bold>(c)</bold> for borehole electrodes.</p></caption>
            <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f05.png"/>

          </fig>

<?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S2.SS3.SSS3">
  <title>Testing of the inversion procedure: a synthetic data example</title>
      <p id="d1e840">In this synthetic example, we used the same configuration, mesh and protocols
as for the real case (see Sect. 2.2). Figure 4 shows the initial model with
the location of a cubic resistive anomaly (<inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:mn mathvariant="normal">500</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>⋅</mml:mo></mml:mrow></mml:math></inline-formula>m) embedded in a
<inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:mn mathvariant="normal">100</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>⋅</mml:mo></mml:mrow></mml:math></inline-formula>m background. The anomaly is slightly shifted compared to the
acquisition domain. A dipole–dipole skip-two protocol was adopted for ERT
acquisition (Fig. 3, step 0). The same mesh was used for ERT and MALM
simulations.</p>
      <p id="d1e869">The resistivity distribution obtained from ERT was used, as necessary in real
cases, as the background resistivity through which the current, induced by
the MALM experiment, flows. In this synthetic example, the MALM datasets (see
Fig. 3 – ERT Model) are obtained hypothesizing current source locations (at
the FE mesh nodes) within the given theoretical root zone – the current
intensity is assumed the same at all nodes. Figure 4 shows the distribution of
the voltage, solution of the sum of the contribution, measured with surface
(Fig. 4c) and borehole electrodes (Fig. 4d). Results from F1 minimization
allowed for a preliminary selection of the region where individual sources
should be considered for weight distribution in F2 minimization. The minimum
number of sources was selected according to the evolution of the curve of
sorted misfit F1 (the same procedure applied to the real data, see Sect. 3):
any increase in the number of candidate source locations does not significantly
decrease the F1 value. In this synthetic case, a minimum misfit F1
reaches a value of 17 %, and the corresponding contours of the F1
objective function (Fig. 5a) indicate the volume of the true anomaly.
This step results in the selection of probable sources defining a
preferential search space area for the subsequent F2 minimization.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p id="d1e874">Results of the 3-D ERT inversion: <bold>(a)</bold> 2-D lateral
(<inline-formula><mml:math id="M29" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> direction) variations of resistivity at four depths (0.2, 0.4, 0.6,
1 m); <bold>(b)</bold> 2-D vertical variations of resistivity at the tree stem
location; <bold>(c)</bold> 3-D resistivity volume (log scale) sliced at
<inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn></mml:mrow></mml:math></inline-formula> m, with the black point showing the location of the plant stem.</p></caption>
            <?xmltex \igopts{width=355.659449pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f06.png"/>

          </fig>

      <p id="d1e911">Source weight results inferred from F2 minimization (distributed weighted
sources assumption) were then sum to compute an inverted model. Figure 5
shows the solution, the inverted model for the surface and borehole electrodes
for the synthetic case. The asymmetric nature of the solution is clearly
visible from both surface and borehole electrodes.</p>
</sec>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Experimental results</title>
<sec id="Ch1.S3.SS1">
  <title>Field 3-D ERT measured data</title>
      <p id="d1e927">Figure 6 shows the solution of the inversion from the 3-D ERT data
acquisition. The pulse duration was 250 ms per measurement cycle, and the
target voltage was 50 mV for the current injection. The result of a measure
corresponds to the mean of between three and six stacks with a relative difference
between two stacks of 5 % on the resistivity term. Contact resistances
were good during the acquisition: by accepting a threshold equal to 5 %
for reciprocity error, only 12 % of the measurements were rejected.
Electrical resistivity ranges from 100 to 250 <inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>⋅</mml:mo></mml:mrow></mml:math></inline-formula>m with significant
lateral and<?pagebreak page5433?> vertical spatial variations (Fig. 6). Soil texture is expected
to be rather homogeneous with depth, except at the very top where the soil tillage
can induce also electrical resistivity changes. A profile taken at 0.2 m
depth (Fig. 6a) shows two distinct peaks of resistivity, with the first peak
corresponding to the highest value of ER (<inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:mn mathvariant="normal">250</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>⋅</mml:mo></mml:mrow></mml:math></inline-formula>m) located at
<inline-formula><mml:math id="M33" display="inline"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.78</mml:mn></mml:mrow></mml:math></inline-formula> m, close to the plant stem position but with some slight shift. In
the 3-D visualization (Fig. 6c) the high-resistivity peak corresponds to an
extended anomaly around the plant.</p>
      <p id="d1e965">When considering the electrical resistivity profile with depth below the
stem (Fig. 6b), a maximum region between 0.2 and 0.4 m depth is clearly visible. A horizontal profile at 0.4 m depth
(Fig. 6a) confirms a maximum around <inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.7</mml:mn></mml:mrow></mml:math></inline-formula> m, which is not far from the stem
location. At larger depths no noteworthy features are apparent since neither
soil tillage nor plant roots seem to act on the electrical resistivity of
the soil.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p id="d1e982">MALM acquisitions: spatial variations of the normalized voltage (in
V/A) observed at surface and borehole electrodes. A comparison is shown
between MALM voltage distributions when the current is injected into the soil
<bold>(b, d)</bold> and into the stem <bold>(a, c)</bold>. The green points show the
positions of the plant stem.</p></caption>
          <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f07.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS2">
  <title>MALM results</title>
      <p id="d1e1003">As discussed above, we acquired direct and reciprocal measurements also for
the MALM data. A comparison between direct and reciprocal resistances allows us to,
in ERT, quantify the data quality, remove outliers and define the error
level to be adopted in the data inversion procedure. However, the reciprocity
theorem holds only in case of linearity (Parasnis, 1988). In the MALM case at
hand, linearity may be violated when current is injected into the tree stem (by
accepting a threshold equal to 5 % for reciprocity error, only 10 %
of the measurements were rejected for the stem injection while 7 % of the
measurements were for the soil injection). And indeed the differences between direct and reciprocal
data (Fig. A1) seem to be systematic and linked to the region around the
stem. In the following we will refer to the MALM results obtained by
injecting current into the stem. Figure 7 shows a comparison between normalized
voltage data obtained by injecting current into the stem and into the soil. At a very
first glance, the spatial distributions of the voltage caused by stem and
soil injection results appear very similar, with the striking exception of
the voltage absolute values, with the stem injection leading to much lower
normalized voltage values (maximum is 200 V/A versus 500 V/A for the soil
injection) especially close to the stem. This is an indication that<?pagebreak page5435?> current
is indeed not injected at the ground surface, but emerges at some point(s)
below ground. Note that also the gradients along the ground surface are much
steeper for the soil injection than for the stem injection, confirming the
hypothesis just presented.</p>
      <p id="d1e1006">Figure 7 also shows borehole results, which appear to be more complex and
harder to interpret in terms of actual current distribution. Normalized voltages range between roughly 20 V/A at 0.1 m
depth to nearly zero at 1.3 m depth. For both stem and soil injections, the
voltage decreases regularly from 0.6 to 1.3 m. Slight differences in the
decay slope and between boreholes are only visible for the shallow region
(0–0.6 m depth). In particular, in the presence of stem injection, the
voltage is nearly constant from 0 to 0.3 m depth, while for soil injection
the slope is slightly larger. This pattern is observed in each borehole.
Borehole 4 shows some irregular behavior (one electrode is abnormally low,
possibly because of bad contact with the soil. On average, voltages resulting
from soil injection are higher than from stem injection.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8"><caption><p id="d1e1011">Spatial distribution of the F1 misfit function (e.g., Eq. 1) computed
against field data and using the ERT-derived electrical resistivity
distribution. <bold>(a)</bold> shows the case with stem injection,
<bold>(b)</bold> the case with soil injection and <bold>(c)</bold> the
contour surface of F1 <inline-formula><mml:math id="M35" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 17 V in the stem injection case for which only
locations that would contribute in a substantial manner to reducing the F1
misfit are used.</p></caption>
          <?xmltex \igopts{width=213.395669pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f08.png"/>

        </fig>

</sec>
<?pagebreak page5436?><sec id="Ch1.S3.SS3">
  <title>Inversion of MALM field data: punctual source search (F1
function)</title>
      <p id="d1e1042">Figure 8 shows the spatial distribution of the F1 function, where the spatial
dependence is implicitly accounted for by the index <inline-formula><mml:math id="M36" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula> (<inline-formula><mml:math id="M37" display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>th node in the
mesh) in Eq. (1). Each individual source was forwarded to produce a tentative
normalized voltage at electrodes also as a function of the resistivity
distribution reconstructed by ERT inversion of field data. Obviously, Fig. 8
shows that none of the single source positions is capable of fitting all data
perfectly – the misfit range reproduced by F1 values in Fig. 8 is between
10 % and 50 %. Nevertheless, the fit is not too low, and the F1
spatial distribution is a clear indication of the regions where distributed
sources shall be placed to reproduce field data. For both injection schemes,
in stem and soil, F1 values decrease with depth, but with different rates. In
the case of injection into the soil, the source locations with a 20 %
misfit are very close to the ground surface (within 0.05 m depth). In the
case of stem current injection, the same misfit level extends to a 0.3 m depth
(Fig. 8c).</p>
</sec>
<sec id="Ch1.S3.SS4">
  <title>Inversion of MALM field data: distributed sources (F2 function)</title>
      <p id="d1e1065">Considering a single punctual source is, of course, a very rough approach in
trying to identify the distribution of current sources that generate the
observed MALM voltage distributions. Thus, we used the results of the section
above only as a first approach to guide the identification of distributed
current sources. The objective function in Eq. (2) – named F2 – was used
for inversion of sources during stem current injection. Function F2 reflects
the L2-norm (least squares) of the differences between the measured data and the sum of the
sources weighted by a coefficient <inline-formula><mml:math id="M38" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> that is accounting for the
fraction of total current pertaining to that source. The vector of <inline-formula><mml:math id="M39" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>
values is the target of the inversion, while the locations of candidate
sources are defined by the nodes of the finite element mesh used for forward
modeling. Given the very large number of nodes, most of which are located in
regions that are very unlikely to host active roots, and thus MALM current
sources, we constrained the candidate locations on the basis of the results
of the F1 inversion (see section above): only locations that would contribute
in a substantial manner to reducing the F1 misfit (to 17 %) are used as
candidate locations in the F2 minimization – about 200 locations were used
(see Fig. 8c). The corresponding values of optimized F1 are used, after their
sum is normalized to 1, as initial guesses for <inline-formula><mml:math id="M40" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> values to start the
inversion. Individual <inline-formula><mml:math id="M41" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> values are allowed to vary in the <inline-formula><mml:math id="M42" display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> to 0.1 range. Current conservation was
respected since the sum of the weight was equal to 1 at the end of the inversion
iterations.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><caption><p id="d1e1116">The 3-D view <bold>(a)</bold> and 2-D Y–Z view <bold>(b)</bold> of the
iso-surfaces of current source contribution <inline-formula><mml:math id="M43" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> after minimization of
the objective function F2 as defined in Eq. (2). The results are relevant to
the stem current injection.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f09.png"/>

        </fig>

      <p id="d1e1138">The result of the F2 minimization is shown in Fig. 9, where it is apparent
how the region where distributed current sources are located is no deeper
than about 0.3 m and<?pagebreak page5437?> has a lateral extent between 0.5 and 0.9 m. This is
likely to be the extent of the plant active roots.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Discussion</title>
      <p id="d1e1149">This study shows how the joint use of ERT and MALM can help the
characterization of a plant root system. However, while we show how
substantial progresses can be made, it is apparent that a number of tricky
details must be considered and further developments are needed. Our work
clearly shows that the MALM method can provide key information concerning the
root system spatial distribution of woody species (with the latter discussed
uncertainties). This is apparent from the simple comparison of (normalized)
voltage distribution as produced by current injection into the soil and into the
plant stem (e.g., Fig. 7). However, the differences in normalized voltage
between stem and soil current injection, even though apparent, are not such
as to evidently point towards a self-evident distribution of current sources
to be associated in an obvious manner to an active root distribution. Thus, we
must go beyond a simple qualitative approach.</p>
      <p id="d1e1152">Modeling has been used recently to bridge the gap between simple voltage
measurements (MALM) and complex three-dimensional inverse modeling (ERT). The
gap is caused essentially by the relative scarcity of data inherently linked
to the MALM acquisition as compared to the wealth of data generally acquired
in ERT (and especially in 3-D ERT) acquisitions. Recent examples are given,
for example, by De Carlo et al. (2013) and Perri et al. (2018). In all cases,
forward modeling of MALM is used to compare simulated and measured data,
given certain assumptions concerning, usually, the distribution of electrical
resistivity in the subsurface – since injected current locations are known.
In the present case, we exploited modeling in a different manner, taking full
advantage of the joint availability of MALM and ERT data on the same
configuration. As in other MALM studies, the modeling exercise is used to
test some underlying assumptions: in this case, we assume that injecting
current into the plant stem causes a distribution of electrical current
sources in the ground that corresponds to the locations of active roots,
i.e., to the locations where roots are in contact with the ground also in
terms of electrical conductance. The fact that this contact does not
correspond to the place where the plant stem touches the ground is verified
by the simple comparison between stem and soil injection – which produce
different MALM voltage distributions. The modeling exercise is actually set
up as an inversion process, as in our case we only aim at identifying current
injection locations, as the electrical resistivity distribution is assumed to
be known from the independently acquired 3-D ERT results. In practice, a
double inversion is carried out: (1) ERT data are inverted to give the
estimated electrical resistivity distribution; (2) assuming that the
ERT-derived resistivity is correct, stem injection MALM data are inverted
only for the locations of current sources.</p>
      <p id="d1e1155">The procedure above is not free from uncertainty, particularly when it comes to the following:</p>
      <p id="d1e1158"><list list-type="bullet">
          <list-item>

      <p id="d1e1163">The identification of current source locations is inherently an ill-posed
problem, as the number of candidate locations is potentially very large and
the current intensity for each injection point is of course unknown. Given
that the MALM normalized voltage is only measured at a very limited number
of electrodes, we cannot expect that a unique solution is possible. However,
the space of possible solutions can be constrained and volumes of<?pagebreak page5438?> likely
current injections can be identified, as we demonstrate both in the
synthetic and real cases above.</p>
          </list-item>
          <list-item>

      <p id="d1e1169">The electrical resistivity distribution in the ground has a strong impact on
measured MALM voltages. In this respect we can only trust the effectiveness
of ERT in identifying this distribution, at least within the precision
needed for its use in MALM source inversion.</p>
          </list-item>
        </list></p>
      <p id="d1e1175">The two points above have the consequence that the overall minimization of
objective functions F1 (e.g., Eq. 1) and F2 (e.g., Eq. 2) cannot lead to very
small misfit values, especially if the possible distribution of sources for
F2 is constrained a priori by the F1 distribution. We accept that the
resulting misfit is a measure of the limitations inherent in the assumptions
made.</p>
      <p id="d1e1178">The main assumption that is made is that the root system acts as a
preferential electrical pathway, with current flowing inside the conductive
parts of the roots (xylem and phloem), and thus preventing the release of the
current from roots to soil across the roots' woody outer bark. The current is
ultimately discharged to the soil by the multitude of thin/hair roots. In
practice, more research should be conducted in order to establish whether the
current is going through the entire root system and how the vast number of
hair roots contribute to the release of current. Water acquisition and by extension
the electrical current pathway are thought to be limited to the
surface located close to the root tips. At least two other phenomena may contribute to current release that is higher
than expected. Firstly, Cuneo et al. (2018) show that, although woody
portions of roots act as an electrical barrier (also to microbial
degradation), exchanges may occur during water uptake (in order to facilitate
localized embolism repair in grapevines). Secondly, as discussed also in the
introduction, some roots show anisotropic electrical conductivity, allowing
current to flow radially more easily than longitudinally (Anderson and
Higinbotham, 1976). In this case, our proposed MALM approach would need to be
modified in the interpretation stage. Note that roots are generally
electrically anisotropic at the microscopic scale (few cm) and also
macroscopically the root architecture and soil water uptake pattern can
induce anisotropy. Using MALM to study the anisotropy of root structures can
indeed be a separate, very promising area of research. Note that the presence
of electrical signals, such as action potentials (AP), in plant cells
suggested that ion channels may transmit information over long distances
(Pyatygin et al., 2008).</p>
      <p id="d1e1181">The results of our field study, albeit within the uncertainties just
described, identify the presence of current sources, and thus likely the root
system, within the top 30–40 cm depth. This is not totally unexpected, even
though we observe a slightly shallower range than usually reported in the
literature dealing with wine root systems (Stevens and Douglas, 1994;
Gerós et al., 2015). Moreover, roots with a diameter ranging from 0.5 to
2 mm, which have water and nutrient foraging and uptake functions (Herralde
et al., 2010), represented the majority of the total, on average more than
80 % in most studies, of grapevine cultivars (Swanepoel and Southey,
1989; Morlat and Jacquet, 2003; Nagarajah, 1987). This is in agreement with
our assumption that a vast number of small current sources correspond to the
root distribution. Finally, it is well known that fine, medium and woody
roots are not adequately distributed with depth and the number and the
diameters of the roots show a drastic decline with depth (Morano and Kliewer,
1994; Morlat and Jacquet, 2003; Tomasi et al., 2015). Our results are in
clear agreement with this pattern that is mirrored by the decrease in <inline-formula><mml:math id="M44" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> with depth. Although the rooting depth obtained in our study reaches
approximately 0.3–0.4 m below ground, there are probably still roots
growing below this depth. Their contribution to the MALM data is too low to
be detected above the thresholds we applied for inversion, indicating a very
small root density and the resolution limit of the MALM method. From this
observation, one can consider a correction during the inversion process using
a depth-weighting matrix. If the rooting depth increases, the acquisition may take
advantage of the boreholes, preventing the loss of too much resolution. We
previously discussed potential sources of errors as we lack a convincing
ground truth for individual root segments due to the inadequacy of existing
direct investigation methods. Indeed, excavation (e.g., via air spade),
although very performant for container-grown plants, is only a good way of
showing the large roots, but not their functioning in the field. Showing the
woody roots is, for the most part, providing information on the structural
support of the tree while RWU is controlled by fine structures that are in
connection with the woody roots, but do not necessarily coincide totally with
them. Already Dittmer (1937) reports that living root hairs (<italic>Secale cereale</italic> L.) may be scattered over the entire
surface of all the roots; nevertheless, their relative number and length
varied within the different root categories, and the smallest but most
numerous were found in the quaternary division. Judd et al. (2015) reviewed the most frequently used field methods
to measure or to analyze root systems and report that hair roots are
destroyed during the field excavation using trench, window (Böhm, 1979),
pinboards and monoliths techniques. Furthermore, these methods are static. As
for the air spade, it has been widely used, but can even damage the coarse
roots (Stokes et al., 2002). Existing less destructive methods such as auger
core or (mini/meso)-rhizotron can show aberrant root growth along the walls
or windows and requires a large number of samples or tubes (Taylor et al.,
1990), and of course these methods are not applicable in the field.</p>
      <p id="d1e1194">A number of applications that would benefit from knowing the location and
activity of roots may emerge from our proposed approach. Among others, the
refinement of allometric root–shoot factors to study competition between
plants, the improvement of models for estimation of water available for
plants (such as the FERV introduced by Brillante et al., 2016, as a
predictor of FTSW) and the refinement of water balance<?pagebreak page5439?> modeling by
assimilation of geophysical data (e.g., Manoli et al., 2015; Rossi et al.,
2015). One issue that has not been addressed in this study is how roots
conduct electrical current depending on the plant physiological state.
Seasonal variations would significantly affect the ion content and
intensity of sap flow. During the experiment in March the plant probably
develops new roots and leaves (lateral shoot growth). The study period was
wet after rainfall, with an air temperature of 11 <inline-formula><mml:math id="M45" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C.
Conditions of the experiments were not optimized to fully highlight the root
system. Limited water uptake was occurring during the experiment since the
plant was not stressed. Sap flow was probably reduced, and so the
resistivity of living plant tissues may have increased. Considering
phenological phases of the plant may significantly improve the efficiency of
the MALM approach we describe. A possible improvement would consist in using
MALM to monitor an irrigation experiment or processes occurring after a
rainfall event.</p>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p id="d1e1212">In this paper we present evidence showing how the joint use of MALM and ERT
in a high-resolution, 3-D configuration around a tree (in this case a vine)
can provide very detailed information about the plant root system. The
results are based upon the hypothesis that current injected into the tree stem
is conveyed through the root system and released in the ground at the
locations where hair roots are in electrical contact with the soil. This
hypothesis is fully supported by existing scientific literature. In
addition, our experiments show that the injection into the stem produces a
very different voltage distribution than the injection directly into the soil
at the base of the stem: this is solid evidence that the plant structure
redistributes current in the soil, and this can only happen through the root
system.</p>
      <p id="d1e1215">In order to produce quantitative results concerning the root system
structure, we adopt a three-step inversion process:</p>
      <p id="d1e1218"><list list-type="order">
          <list-item>

      <p id="d1e1223">a 3-D ERT inversion provides the spatial distribution of electrical
resistivity as an indirect correlation of root biomass;</p>
          </list-item>
          <list-item>

      <p id="d1e1229">a single-point MALM inversion produces a 3-D distribution of misfit values
that is a measure of how likely it is that a current source (read: a root) is
present at that location;</p>
          </list-item>
          <list-item>

      <p id="d1e1235">a multiple-point MALM inversion produces a 3-D distribution of electrical
current injection into the soil, that is the most likely proxy to the hair
root distribution density in the soil.</p>
          </list-item>
        </list></p>
      <p id="d1e1240">While a number of pending issues remain to be discussed and developed in
future work, this step forward is substantial and paves the way for the
widespread use of electrical methods and application to study root–soil
interactions. This, in turn, may lead to the successful pursuit of a number
of possible practical and theoretical results. Among future developments,
further work needs to be conducted to establish solid links between the
proposed method and the plant physiological state. A modeling study with an
explicit representation of root structure in the MALM forward modeling may
be done as a follow up work to understand how the proposed approach can be
made more robust.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p id="d1e1247">Measured and simulated raw data, electrical imaging, and MALM data used to generate the
figures can be accessed at <ext-link xlink:href="https://doi.org/10.5281/zenodo.1464825" ext-link-type="DOI">10.5281/zenodo.1464825</ext-link> (Mary et al., 2018).</p>
  </notes><notes notes-type="authorcontribution">

      <p id="d1e1256">GC, YW, and SH worked on the
conceptualization of the research. BM curated the data. LP, BM, and JB collected the data.
BM prepared the formal analysis, designed and wrote the scripts for
carrying out the simulation and inversion, and ran the obtained the results.
MS and GC supervised the field work. All the authors discussed the results. BM
prepared the paper with contributions from all the authors.</p>
  </notes><notes notes-type="competinginterests">

      <p id="d1e1262">The authors declare that they have no conflict of
interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e1268">The authors wish to acknowledge support from the projects
“Water Saving in Agriculture: technological developments for the
sustainable management of limited water resources in the Mediterranean
area” (ERANET-MED WASA) and “Hydro-geophysical monitoring and modeling for the Earth's
Critical Zone” (CPDA147114)
funded by the University of Padua. In addition,
the information, data or work presented herein was funded in part by the
Advanced Research Projects Agency-Energy (ARPA-E), U.S. Department of
Energy, under work authorization number 16/CJ000/04/08. The views and
opinions of authors expressed herein do not necessarily state or reflect
those of the United States Government or any agency thereof. Luca Peruzzo
and Myriam Schmutz gratefully acknowledge the financial support from IDEX
(Initiative D'EXellence, France), the European regional development fund
Interreg Sudoe – Soil Take Care, no. SOE1/P4/F0023 – Sol Precaire.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: Marnik Vanclooster<?xmltex \hack{\newline}?>
Reviewed by: two anonymous referees</p></ack><?xmltex \hack{\clearpage}?><app-group>

<?pagebreak page5440?><app id="App1.Ch1.S1">
  <title/>
<sec id="App1.Ch1.S1.SS1">
  <title>Reciprocal measurements</title>

      <?xmltex \floatpos{h!}?><fig id="App1.Ch1.F1"><caption><p id="d1e1290">Spatial variations of the normalized voltage (I/U expressed in V/A)
observed by surface electrodes (<bold>a</bold>, <bold>b</bold>, interpolated points)
and borehole electrodes <bold>(c, d)</bold> obtained during the MALM field
measurements: direct measurements (current injected into the stem) are shown
on the right, while reciprocals are shown on the left. The green dot shows
the location of the plant stem (at <inline-formula><mml:math id="M46" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.65</mml:mn></mml:mrow></mml:math></inline-formula> m, <inline-formula><mml:math id="M47" display="inline"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.67</mml:mn></mml:mrow></mml:math></inline-formula> m).</p></caption>
          <?xmltex \hack{\hsize\textwidth}?>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f10.png"/>

        </fig>

<?xmltex \hack{\clearpage}?>
</sec>
<?pagebreak page5441?><sec id="App1.Ch1.S1.SS2">
  <title>Mesh quality check</title>

      <?xmltex \floatpos{h!}?><fig id="App1.Ch1.F2"><caption><p id="d1e1344">Plot of the finite element mesh used in this paper.
<bold>(a)</bold> shows the position of remote electrodes in the mesh and position
of the stem; <bold>(b)</bold> a zoomed-in image around the stem showing a mesh
size approximately 5 times smaller than the electrode spacing; and
<bold>(c)</bold> the plot showing the excellent correlation (<inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:mi>R</mml:mi><mml:mn mathvariant="normal">2</mml:mn><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.99</mml:mn></mml:mrow></mml:math></inline-formula>) between
numerical simulation results and the analytic solution for a homogeneous
model with resistivity equal to <inline-formula><mml:math id="M49" display="inline"><mml:mrow><mml:mn mathvariant="normal">100</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">Ω</mml:mi><mml:mo>⋅</mml:mo></mml:mrow></mml:math></inline-formula>m.</p></caption>
          <?xmltex \hack{\hsize\textwidth}?>
          <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/5427/2018/hess-22-5427-2018-f11.png"/>

        </fig>

<?xmltex \hack{\clearpage}?>
</sec>
</app>
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    <!--<article-title-html>Small-scale characterization of vine plant root water uptake via 3-D electrical resistivity tomography and mise-à-la-masse method</article-title-html>
<abstract-html><p>The investigation of plant roots is inherently difficult and often neglected.
Being out of sight, roots are often out of mind. Nevertheless, roots play a key role
in the exchange of mass and energy between soil and the atmosphere, in addition to
the many practical applications in agriculture. In this paper, we propose a
method for roots imaging based on the joint use of two electrical
noninvasive methods: electrical resistivity tomography (ERT) and
mise-à-la-masse (MALM). The approach is based on the key assumption that the
plant root system acts as an electrically conductive body, so that injecting
electrical current into the plant stem will ultimately result in the injection
of current into the subsoil through the root system, and particularly through
the root terminations via hair roots. Evidence from field data, showing that
voltage distribution is very different whether current is injected into the
tree stem or in the ground, strongly supports this hypothesis. The proposed
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ultimately leads to the identification of electrical resistivity (ER)
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root density in the ground. We tested the proposed procedure on synthetic
data and, more importantly, on field data collected in a vineyard, where the
estimated depth of the root zone proved to be in agreement with literature on
similar crops. The proposed noninvasive approach is a step forward towards a
better quantification of root structure and functioning.</p></abstract-html>
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