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  <front>
    <journal-meta><journal-id journal-id-type="publisher">HESS</journal-id><journal-title-group>
    <journal-title>Hydrology and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">HESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Hydrol. Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1607-7938</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/hess-22-2269-2018</article-id><title-group><article-title>Reconstruction of droughts in India using multiple <?xmltex \hack{\break}?> land-surface models (1951–2015)</article-title><alt-title>Reconstruction of droughts in India using multiple land-surface
models (1951–2015)</alt-title>
      </title-group><?xmltex \runningtitle{Reconstruction of droughts in India using multiple land-surface
models~(1951--2015)}?><?xmltex \runningauthor{V.~Mishra et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Mishra</surname><given-names>Vimal</given-names></name>
          <email>vmishra@iitgn.ac.in</email>
        <ext-link>https://orcid.org/0000-0002-3046-6296</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Shah</surname><given-names>Reepal</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Azhar</surname><given-names>Syed</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Shah</surname><given-names>Harsh</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Modi</surname><given-names>Parth</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Kumar</surname><given-names>Rohini</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-4396-2037</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Civil Engineering, Indian Institute of Technology (IIT) Gandhinagar, Gujarat, 382355, India</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>UFZ-Helmholtz Centre for Environmental Research, Leipzig, Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Vimal Mishra (vmishra@iitgn.ac.in)</corresp></author-notes><pub-date><day>16</day><month>April</month><year>2018</year></pub-date>
      
      <volume>22</volume>
      <issue>4</issue>
      <fpage>2269</fpage><lpage>2284</lpage>
      <history>
        <date date-type="received"><day>21</day><month>May</month><year>2017</year></date>
           <date date-type="rev-request"><day>9</day><month>June</month><year>2017</year></date>
           <date date-type="rev-recd"><day>2</day><month>February</month><year>2018</year></date>
           <date date-type="accepted"><day>17</day><month>March</month><year>2018</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2018 Vimal Mishra et al.</copyright-statement>
        <copyright-year>2018</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 3.0 Unported License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/3.0/">https://creativecommons.org/licenses/by/3.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018.html">This article is available from https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018.html</self-uri><self-uri xlink:href="https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018.pdf">The full text article is available as a PDF file from https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e134">India has witnessed some of the most severe historical droughts
in the current decade, and severity, frequency, and areal extent of droughts
have been increasing. As a large part of the population of India is dependent
on agriculture, soil moisture drought affecting agricultural activities (crop
yields) has significant impacts on socio-economic conditions. Due to limited
observations, soil moisture is generally simulated using land-surface
hydrological models (LSMs); however, these LSM outputs have uncertainty due
to many factors, including errors in forcing data and model parameterization.
Here we reconstruct agricultural drought events over India during the period
of 1951–2015 based on simulated soil moisture from three LSMs, the Variable
Infiltration Capacity (VIC), the Noah, and the Community Land Model (CLM).
Based on simulations from the three LSMs, we find that major drought events
occurred in 1987, 2002, and 2015 during the monsoon season (June through
September). During the Rabi season (November through February), major soil
moisture droughts occurred in 1966, 1973, 2001, and 2003. Soil moisture
droughts estimated from the three LSMs are comparable in terms of their
spatial coverage; however, differences are found in drought severity.
Moreover, we find a higher uncertainty in simulated drought characteristics
over a large part of India during the major crop-growing season (Rabi season,
November to February: NDJF) compared to those of the monsoon season (June to
September: JJAS). Furthermore, uncertainty in drought estimates is higher for
severe and localized droughts. Higher uncertainty in the soil moisture
droughts is largely due to the difference in model parameterizations
(especially soil depth), resulting in different persistence of soil moisture
simulated by the three LSMs. Our study highlights the importance of
accounting for the LSMs' uncertainty and consideration of the multi-model
ensemble system for the real-time monitoring and prediction of drought over
India.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e146">Drought is among the top natural disasters that affect food and fresh water
security. The 2014–2015 drought in India affected more than 3.3 million
people and resulted in the loss of INR 6 50 000 crore (Indian express,
11 May 2016). Drought characteristics such as frequency, areal extent, and
intensity have increased in India, which can be attributed to erratic
summer monsoon as well as an increase in air temperature (Shah and Mishra,
2014). Moreover, the frequency of severe and widespread multi-year droughts
has also increased during recent decades (Mishra et al., 2016). For instance,
India experienced 10 major droughts between 1950 and 1989, while 5 droughts
occurred after 2000 (Pai et al., 2017). The drought of 2015 was among the
most severe during the period of 1901–2015, which caused enormous damage to
crops and affected various sectors of society (Mishra et al., 2016).
Precipitation deficit during the monsoon (rainy) season not only affects
water availability during that season, but also affects water availability in
the post-monsoon (dry) season.</p>
      <p id="d1e149">Despite an increase in irrigation infrastructure during the last few decades,
about 66 % of Indian agriculture remains rain-fed and largely reliant on
the monsoon season rainfall, which accounts for about 80 % of the total
annual rainfall. Precipitation deficit during the monsoon season leads to a
deficit in root-zone soil moisture during the post-monsoon crop-growing
season. This deficit in the soil moisture can<?pagebreak page2270?> be amplified by positive
temperature anomalies during the growing season. Due to lack of long-term
observations of soil moisture, the impacts of climate variability and climate
change on soil moisture drought are often studied using land-surface
(hydrologic) models (LSMs, Mishra et al., 2014; Sheffield and Wood, 2008;
Samaniego et al., 2013). However, these LSMs have
differences in model parameterization and representation of hydrological
processes (Mishra et al., 2017; Wang et al., 2009), which point to
uncertainty related to model structural error deficits. Moreover, soil depths
specified in the LSMs vary depending on an individual model configuration,
which can lead to differences in soil moisture persistence (Wang et al.,
2009). Soil moisture persistence is important for understanding the dynamics
of soil moisture in response to meteorological forcing. For instance, LSMs
with low soil moisture persistence may show higher sensitivity to temperature
and/or precipitation anomalies. Differences in soil moisture persistence in
LSMs can lead to uncertainty in drought monitoring and assessment.</p>
      <p id="d1e152">There have been several projects on the inter-comparison of soil moisture and
other hydrologic fluxes from different LSMs. For instance, the Global Land
Data Assimilation System (GLDAS; Rodell et al., 2004), the earthH2Observe
project (Beck et al., 2017), the Project for Intercomparison of Land Surface
Parameterization Schemes (PILPS; Bowling et al., 2003), and the Global Soil
Wetness Project (Dirmeyer et al., 1999, 2006) provide useful insights into
the differences in soil moisture simulations from the LSMs and hydrological
models. Our aim here is to understand the uncertainty in soil moisture
drought characteristics simulated using three LSMs over India. We use
observed gridded meteorological data to force the calibrated VIC, Noah, and
CLM land-surface models. We estimate drought indices based on precipitation
and 60 cm depth (as a surrogate for root-zone depth) soil moisture from the
three LSMs to reconstruct the major drought events that occurred during the
period of 1951–2015. We selected the top 60 cm to analyze soil moisture drought because, for many crops, effective
root-zone depth falls in this region (Jalota and Arora, 2002). Also, we
consider this depth for all three models in our drought assessment so as to
reduce uncertainty due to specification of different root-zone depth (based
on respective vegetation parameters) and soil layer thicknesses in three
LSMs. We recognize that there exist different sources of uncertainty in model
estimates (of soil moisture), including those arising from errors in input
variables (e.g., meteorological forcings, surface and sub-surface
characteristics); however, here, our aim is not to quantify uncertainty due
to all the sources. Rather, we limit ourselves to understanding the
uncertainty in historical reconstructions of soil moisture droughts over
India due to structural differences among different LSMs.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Methodology</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Data</title>
      <p id="d1e170">The three LSMs (VIC, Noah, and CLM) used in this study were forced with a
common meteorological dataset that comprises daily precipitation, maximum and
minimum temperatures, and wind speed. We used a 0.25<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> daily gridded
precipitation product available for the period 1901–2015 from the India
Meteorological Department (hereafter IMD; Pai et al., 2015), which was
developed by IMD using data from 6995 gauge stations across India and an
inverse distance weighting scheme (Shepard, 1984). In the gridded
precipitation data from IMD, orographic and topographic features of
precipitation are well captured along with the spatial variability associated
with the Indian summer monsoon. We used 1<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> daily gridded maximum and
minimum air temperatures from IMD (Srivastava et al., 2009), which were
developed using the data from 395 observation stations across India. We
re-gridded air temperatures from 1 to 0.25<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> using the method
described in Maurer et al. (2002), which is based on a
temperature lapse rate of 6.5 <inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>C km<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> rise in elevation and
the SYMAP algorithm. In re-gridding of air temperature, we used a
0.25<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> digital elevation model (DEM) that was resampled from the
original 30 m elevation data from the Shuttle Radar Topography
Mission (SRTM). The gridded precipitation and air temperature products have
been used in many previous studies on drought and heat waves (Shah et al.,
2017; Shah and Mishra, 2014; R. D. Shah and Mishra, 2016, 2015; Mishra et
al., 2016).</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Land-surface models</title>
      <p id="d1e239">We used simulated soil moisture from the three LSMs, the VIC, the Noah, and
the CLM, to assess uncertainty in root-zone (60 cm) depth soil moisture and
retrospective drought assessment. These three LSMs have been widely used for
producing land-surface fluxes at global and regional scales (Rodell et al.,
2004; Shah and Mishra, 2015; Unnikrishnan et al., 2013; see also Table S1 in
the Supplement for a brief description of major hydrological processes). All
three LSMs were forced with the same meteorological forcing from IMD at
0.25<inline-formula><mml:math id="M7" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> resolution, and additional (radiation-related) forcing
variables for the Noah and CLM were derived from the MTCLIM algorithm
integrated in the VIC model (see Bohn et al., 2013). This will keep basic
forcing data consistent across models. In all LSMs routines are there which
disaggregate daily precipitation uniformly to a sub-daily timescale, while
temperature and radiation are temporally disaggregated following the diurnal
cycle. Regarding the usage of land-surface datasets, we note here that each
model used a slightly different set of input datasets. Soil textural
properties and resulting hydrologic parameters (like field capacity, wilting
points, and available water) are mostly derived based on the Harmonized World
Soil Database (HWSD) and the Food<?pagebreak page2271?> and Agriculture Organization (FAO) based
soil maps. However, since land-surface models use soil parameters from two
different sources that can lead to differences in available water (Fig. S2),
we evaluated the difference in the simulated soil moisture anomalies from the
VIC model using the soil parameters based on the FAO and HWSD datasets
(Fig. S3). We do not find a significant difference in the simulated soil
moisture anomalies based on the soil parameters from the two sources. It is
worth noting that the underlying (soil-textural) dataset for the HWSD is
mostly derived based on the FAO dataset. The different products may use
different pedo-transfer functions to derive soil-related parameters.
Nevertheless the derived (static) soil parameters do not induce significant
differences in the temporal dynamics of simulated soil moisture anomalies
(Figs. S2 and S3).</p>
      <p id="d1e251">Vegetation characteristics specified within LSMs were derived from the
Advanced Very High-Resolution Radiometer (AVHRR) and Moderate Resolution
Imaging Spectroradiometer (MODIS) datasets. We evaluated the sensitivity of
vegetation parameters derived from AVHRR and MODIS to simulated soil moisture
using the Noah model (Fig. S4). In this case too we do not find any
substantial differences in the dynamics of the simulated soil moisture
anomalies due to differences in the underlying vegetation parameters
estimated from the AVHRR and MODIS datasets (Fig. S4). We note that the
analysis conducted here is at a 0.25<inline-formula><mml:math id="M8" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spatial resolution – as a
result the differences among the model simulations due to fine-scale soil and
vegetation characteristics may not be observed at a coarse scale.</p>
      <p id="d1e263">All three LSMs were first spun up using 65 years (1951–2015) of data to
establish initial conditions for the modeled states and fluxes. All three LSMs were manually calibrated to match
simulated monthly streamflow with observed streamflow data obtained from the
India-WRIS (<uri>http://www.india-wris.gov.in</uri>) at the gauging stations
(H. L. Shah and Mishra, 2016) that are least affected by human interventions
related to water diversion and water withdrawal for irrigation (see the
Supplement, Fig. S1 and Table S2, for the geographical location of these
stations). We identified the calibration parameter for each LSM based on
prior studies (Cai et al., 2014; Hogue et al., 2005; Nijssen et al., 2001)
and by performing a simple (one parameter at a time) sensitivity analysis. We
used soil thickness also as calibration parameters following the success of
calibrating the VIC using soil-layer thickness (Nijssen et al., 2001;
R. D. Shah and Mishra, 2016). The calibration parameters were manually
adjusted so as to match observed streamflow (see Table S2). Further, we
evaluated the model skill by comparing simulated soil moisture with station
and satellite-based soil moisture, and also by comparing the total column
soil moisture changes with terrestrial water change based on GRACE products
(see Sect. 3.1 for more details).</p>
<sec id="Ch1.S2.SS2.SSS1">
  <label>2.2.1</label><title>The Variable Infiltration Capacity (VIC) model</title>
      <p id="d1e276">We used VIC v4.2.a (Liang et al., 1994), which is a semi-distributed,
physically based hydrologic model in water balance mode at a daily time step.
The VIC model simulates water and energy fluxes in each grid cell considering
soil and vegetation parameters, and meteorological forcing as input. The
model estimates total evapotranspiration as a sum of the canopy and bare soil
evaporation and transpiration from vegetation mosaics. Any number of
vegetation types can be represented within a grid cell to represent sub-grid
variability in vegetation cover. Infiltration is estimated using a variable
infiltration capacity curve. The VIC model has three soil layers and the top
two layers respond quickly to rainfall, and diffusion is allowed from the
middle to top layers when the middle (second) layer is wet. Baseflow from the
bottom (third) layer is estimated using the Arno model formulation (Franchini
and Pacciani, 1991). The bottom layer responds slowly to depict seasonal soil
moisture behavior. We calibrated the VIC
model parameters, which include depth of the soil layers, infiltration curve
parameters, and parameters related to baseflow, following Nijssen et
al. (2001). Vegetation and soil texture used in the VIC model were developed
using the 1 km Advanced Very High-Resolution Radiometer (AVHRR) and
Harmonized World Soil Database (HWSD), respectively, as described in
Table S1. The VIC model requires soil parameters like field capacity and
wilting point, which were derived by first identifying soil class based on
the United States Department of Agriculture (USDA) classification and then
applying the pedo-transfer functions of Cosby et al. (1984). Soil texture
specified at 0.25<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> for deriving soil parameters is shown in Fig. S2a.
More detailed information on the VIC model calibration can be obtained from
the previous studies (Mishra et al., 2010; Nijssen et al., 2001; H. L. Shah
and Mishra, 2016, R. D. Shah and Mishra, 2016).</p>
</sec>
<sec id="Ch1.S2.SS2.SSS2">
  <label>2.2.2</label><title>The Noah model</title>
      <p id="d1e297">We used the one-dimensional Noah model (version 3.1; Mitchell, 2004; Schaake
et al., 1996) which solves water and energy balance in each grid cell. The
Noah model has four soil layers. The model uses the modified Penman–Monteith
equation to represent the diurnal variation of the atmospheric resistance
coefficient (Chen et al., 1996; Mahrt and Ek, 1984). In the Noah model,
spatial variability of precipitation and infiltration is considered to
estimate surface runoff, which is based on the exponential distribution of
infiltration capacity. Baseflow is proportional to soil moisture storage.
Vegetation parameters used in the Noah model were derived from the MODIS
dataset and classified based on the Modified International Geosphere
Biosphere Programme (IGBP) scheme. The MODIS-based IGBP product has
20 categories of land use/land cover data, which were derived during the
observation period of 2001–2005. The vegetation parameters of the Noah model
consist of vegetation fraction, stomatal<?pagebreak page2272?> resistance, minimum and maximum
values of LAI, albedo, and roughness length. The major land cover classes are
Forest, Shrubs, Savannas, Tundra, Grasslands, Croplands, Wetlands, Built-up,
Ice, and Water. We used soil textures derived from a digital soil map
(Fig. S2c) developed by the Food and Agriculture Organization (FAO). The
forcing parameters required for the Noah model are daily precipitation, air
temperatures (maximum and minimum), wind speed, surface pressure, relative
humidity, long-wave radiation, and surface downward solar radiation. Daily
meteorological forcing in the Noah model was internally disaggregated using a
uniform distribution for precipitation and the diurnal cycle for other
variables. We calibrated the Noah model parameters that include the depth of
four soil layers, the Zilintikevich coefficient, a surface runoff parameter,
and a bare soil evaporation component. The Zilintikevich coefficient controls
the ratio of the roughness length for heat to the momentum by representing
the aerodynamic resistance.</p>
</sec>
<sec id="Ch1.S2.SS2.SSS3">
  <label>2.2.3</label><title>The Community Land Model (CLM)</title>
      <p id="d1e308">The CLM is a land-surface component of the community-developed global climate
system model version 3.0 (CCSM v3.0), which was developed by the National
Centre for Atmospheric Research (NCAR). The CLM has 10 soil layers and,
similarly to the VIC and Noah, simulates both water and energy fluxes in each
grid cell. Surface runoff in the CLM is parameterized based on the TOPMODEL
concept (Beven and Kirkby, 1979). Soil moisture storage in the CLM is modeled
after removing surface runoff, infiltration, and evaporation from surface
storage. The basic difference in the CLM from the VIC and Noah is that the
CLM has a representation of a groundwater table which is updated dynamically
(Niu et al., 2007). The atmospheric forcings required for the CLM are daily
precipitation, air temperatures (maximum and minimum), wind speed, specific
humidity, incident solar radiation, long-wave radiation, and surface
pressure. Land cover used in the CLM is represented by 17 plant functional
types (PFTs), which were derived from MODIS and are classified using the IGBP
scheme similar to Bonan et al. (2002), while the soil textures (Fig. S2) used
in the CLM are derived from FAO datasets. We calibrated the soil thickness
parameter for the CLM model similarly to the VIC model. A detailed comparison
of input parameters is provided in Table S1. All three LSMs were run without
considering irrigation and groundwater extraction as our aim was to
understand the role of atmospheric forcing in root-zone (60 cm depth) soil
moisture drought uncertainty.</p>
</sec>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Drought indices</title>
      <p id="d1e320">We used the Standardized Precipitation Index (hereafter SPI; McKee et al.,
1993) and the Standardized Soil moisture Index (SSI; Hao and AghaKouchak,
2013) to represent meteorological and soil moisture (agriculture) droughts,
respectively. We used 60 cm soil depth as a representative of root-zone soil
moisture (Shah and Mishra, 2015). Since depths of root-zone and soil layers
are different in all three LSMs (Table S1), we estimated 60 cm soil moisture
for each grid cell and for each LSM, separately. A parametric (Gamma)
distribution was fitted to precipitation and root-zone soil moisture to
estimate SPI and SSI, respectively. For both SPI and SSI, the cumulative
distribution functions obtained by fitting the Gamma distribution were mapped
onto the normal distribution functions to represent a dimensionless index and
to derive drought indices (see Shah and Mishra, 2015, and Appendix A for more
details). We note that there are other approaches for estimating the soil
moisture drought index – for example a non-parametric percentile-based
drought index (Samaniego et al., 2013), but in this
study we used a parametric (Gamma) distribution for estimating SSI so as to
be consistent with the precipitation-based drought index (SPI).</p>
</sec>
<sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Intensity–areal extent–frequency curves</title>
      <p id="d1e331">Intensity–areal extent–frequency (IAF) curves for drought events were
constructed to understand the frequency and severity of droughts in India for
the period 1951–2015. The IAF curves were estimated using the root-zone soil
moisture from the three LSMs (i.e. VIC, Noah, and CLM). We estimated drought
severity using the 4-month SSI at the end of the monsoon and Rabi seasons (so
as to represent the entire season) for the whole of India and for the
Indo-Gangetic Plain region (longitude 75–90<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E and latitude
23–30<inline-formula><mml:math id="M11" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N; Fig. S1) considering the climatological period
of 1951–2015. The method to construct IAF curves has been described in
detail in Mishra et al. (2016) and Mishra and Cherkauer (2010). IAF curves
were estimated using the following steps: (i) for each year, the mean 4-month
SSI value was estimated for all the grids for areal extents of 2, 5, 10, 20,
30, 40, 50, 60, 70, 80, 90, and 100 %; (ii) for each threshold of areal
extent, mean severity of root-zone soil moisture drought was estimated for
each year during the 1951–2015 period; (iii) the Generalized Extreme
Value (GEV) distribution was fitted to the mean severity for the selected
areal extents and parameters (shape, location, and scale) were estimated
using the maximum likelihood method; (iv) drought severity was estimated for
the selected return periods of 2, 5, 10, 20, 25, 50, 100, 200, and 500 years
for each areal-extent threshold to construct IAF. Using IAF curves, mean
intensity of drought can be estimated or for a given areal extent and
frequency of drought. We evaluated the goodness of fit of the GEV
distribution using QQ plots and a Chi-square goodness of fit test
(Figs. S15–S17 and Tables S11–S13).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><?xmltex \currentcnt{1}?><label>Figure 1</label><caption><p id="d1e354">Correlation of weekly 60 cm simulated soil moisture with IMD
gauge-based soil moisture (<inline-formula><mml:math id="M12" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 60 cm) during the monsoon season,
2009–2013. <bold>(a–c)</bold> Correlation for control (default or uncalibrated)
setup for the VIC, NOAH, and CLM, respectively. <bold>(d–f)</bold> show
differences (calibrated–uncalibrated) in the correlation coefficient.</p></caption>
          <?xmltex \igopts{width=284.527559pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018-f01.pdf"/>

        </fig>

<?xmltex \hack{\newpage}?>
</sec>
</sec>
<?pagebreak page2273?><sec id="Ch1.S3">
  <label>3</label><title>Results</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Calibration and evaluation of land-surface models (LSMs)</title>
      <p id="d1e394">The three land-surface model (VIC, Noah, and CLM) parameterizations were
manually constrained (calibrated) against observed streamflow across a set of
18 major river basins covering approximately the entire landmass of India
(see Fig. S1 and Table S2). The performance of the LSMs in capturing the
temporal dynamics of monthly streamflow during calibration and validation
periods is quite satisfactory for most of the river basins (Table S2). The
median correlation <inline-formula><mml:math id="M13" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> (and Nash–Sutcliffe efficiency, NS) values estimated
across these basins during the calibration period are around 0.91 (0.78),
0.90 (0.70), and 0.90 (0.70) for the VIC, Noah, and CLM, respectively. A
similar level of (median) skill is also observed during the validation period
(Table S2). The skill of the multi-model averaged streamflow of the three
LSMs is comparatively better than that of individual models – with an
overall median <inline-formula><mml:math id="M14" display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> (and NS) value estimated across all basins of 0.91 (0.80)
and 0.94 (0.77) during the calibration and validation periods, respectively.
The ensemble mean of simulated streamflow from the three LSMs performed
better against the observations. We also notice a relatively poor skill for
all three LSMs and the ensemble mean in the coastal basins (e.g., Cauvery and
eastern coast basins – Table S2), which could be attributed to a number of
factors including errors in forcing data and model parameterizations.
Nevertheless, considering the wide range of hydro-climatic gradients across
India, the efficiency of the three LSMs for capturing the observed streamflow
can be considered reasonable.</p>
      <p id="d1e411">Next we evaluated the skill of each model in capturing the observed dynamics
of near-surface and 60 cm soil moisture (Figs. 1 and S3–S4). We used three
different sources of soil moisture observations for this comparison purpose.
The first set consisted of the weekly soil moisture observations taken at
18 IMD-based stations during the monsoon (JJAS) season for the
period 2009–2013 (Unnikrishnan et al., 2013). The model simulated 60 cm
soil moisture dynamics were compared against observations, which generally
revealed a good skill for all three models (Fig. 1). Model simulated soil
moisture showed a relatively higher correlation with observations in the
northern and western regions as compared to those located in the southern
coastal belt. Among models, the Noah simulated soil moisture exhibited higher
correlation as compared to other two LSMs. For this setup, we also compared
the calibrated vs. uncalibrated model runs to understand what improvements
(if any) could be achieved by the parameter calibration of simulation of soil
moisture anomalies. We find limited benefits of the model calibration in this
case – only the VIC model benefited from the model calibration, mainly in
the northern region locations and a few of the southern locations.</p>
      <p id="d1e414">The second set of evaluations considered the continuous soil moisture
observation datasets at an IIT Kanpur site available from the International
Soil Moisture Network (ISMN: Dorigo et al., 2011). Although all three models
exhibited<?pagebreak page2274?> a general bias in capturing absolute values of the observed soil
moisture, their daily variability observed over the course of the year is
well captured by all three models (Fig. S5). Moreover, the Noah and CLM
models show improvements in terms of reducing overall bias as a result of
model calibration.</p>
      <p id="d1e417">Finally, our third set of model evaluations considered an assessment of the
model skill for capturing the remote-sensing-based soil moisture available
from the ESA-CCI product (Dorigo et al., 2012). Here we used the modeled
top-layer (10–30 cm) annual soil moisture over the period 1979–2012 for
the comparison; however, the ESA-CCI soil moisture product is more reliable
after 2001 (Dorigo et al., 2017) (Fig. S6). Despite the limitation that the
ESA-CCI soil moisture inference is for the top few centimeters of the earth's
surface, we find a positive correlation with modeled soil moisture for all
three models across a large part of India. A relatively higher correlation
(more than 0.6) can be noticed for regions in the northwestern and southern
peninsular parts of India.</p>
      <p id="d1e421">We also evaluated the skills of LSMs for the terrestrial water storage (TWS)
anomalies from the Gravity Recovery and Climate Experiment (GRACE –
release v5.0; Landerer and Swenson, 2012) derived
products (1<inline-formula><mml:math id="M15" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <inline-formula><mml:math id="M16" display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 1<inline-formula><mml:math id="M17" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) for the period 2002–2015. We
used the ensemble mean of three available GRACE-TWS products
(GeoForschungsZentrum, GFZ, Potsdam, Germany, Centre for Space Research at
the University of Texas at Austin, USA, and Jet Propulsion Laboratory, USA)
to reduce the noise (and scatter) among different TWS products. We compared
ensemble mean GRACE-TWS against the monthly anomalies of modeled total column
soil moisture from each of the three LSMs and their ensemble mean. The
modeled total column soil moisture was aggregated to 1<inline-formula><mml:math id="M18" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> spatial
resolution to match the (coarse) resolution of the GRACE-TWS product.
Overall, all three LSMs are able to capture the temporal dynamics of
GRACE-TWS anomalies reasonably well across a large part of India (Fig. S7).
The median correlation estimated across the modeled grid cells is more
than 0.6 for all three LSMs – and the ensemble mean of simulated total
column soil moisture anomalies showed an overall best (median) skill. All
three LSMs (and the ensemble mean) exhibited a systematically lower
performance in the northwestern part of India (Fig. S7), which is most
probably related to groundwater pumping effects that are not modeled in LSMs
but are captured in GRACE datasets (Asoka et al., 2017). Each LSM shows a
slightly different area (grid cells) with the best skill score that motivates
the use of a multi-model ensemble mean to capture the (GRACE-based) water
storage anomalies across a large part of India.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><label>Figure 2</label><caption><p id="d1e460">Uncertainty in areal extent (%) of 60 cm soil moisture drought
simulated using the three LSMs (i.e. VIC, Noah, and CLM).
<bold>(a)</bold> Multi-model ensemble (brown) mean 4-month Standardized Soil
Moisture Index (SSI) and inter-model variation (shaded) estimated as
1 standard deviation for the monsoon season. The black line in <bold>(a)</bold>
shows the 4-month Standardized Precipitation Index (SPI) at the end of the
monsoon season (June through September), <bold>(b)</bold> and
multi-model ensemble mean and uncertainty in the 4-month SSI estimated
using the three LSMs for the Rabi season (November through February). The
light brown shaded area shows uncertainty in severe-to-exceptional drought
based on the model simulated SSI (SSI <inline-formula><mml:math id="M19" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M20" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.3). The dark brown line
shows areal extent estimated based on the ensemble mean SSI for the three
LSMs. The grey line marks the top drought years based on area under drought.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018-f02.pdf"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Multi-model ensemble droughts in India</title>
      <p id="d1e500">We estimated areal extent of severe to exceptional droughts
(SPI <inline-formula><mml:math id="M21" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M22" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.3) based on the 4-month SPI at the end of the monsoon season
(representing accumulated precipitation for the June to September period) for
the period of 1951–2015 (Fig. 2a). The top five monsoon season (JJAS)
drought events occurred in 1987 (areal extent of severe to exceptional
droughts: 35 %), 2002 (33.5 %), 1979 (27.7 %), 1972 (26.3 %), and
2009 (24.6 %) at the all-India level. The monsoon season droughts of 2015
(with an areal extent of 17.4 %) and 2014 (14.4 %) ranked 8th and
10th during the period of 1951–2015. Mishra et al. (2016) reported that the
2014–2015 monsoon season drought in the Indo-Gangetic Plain was the most
severe during the history of 116 years, with a return period of 542 years.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><label>Figure 3</label><caption><p id="d1e519">Uncertainty in persistence in root-zone soil moisture (60 cm).
Seasonal cycle of all-India averaged <bold>(a)</bold> precipitation,
<bold>(b)</bold> mean air temperature, and <bold>(c)</bold> 60 cm soil moisture
simulated using the VIC (blue), the Noah (green), and the CLM (red).
<bold>(d–f)</bold> Autocorrelation in 60 cm soil moisture at a 4-month lag
simulated using the VIC, Noah, and CLM, respectively. <bold>(g)</bold> All-India
median autocorrelation (4-month lag) in the 60 cm soil moisture from the
three LSMs.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018-f03.pdf"/>

        </fig>

      <p id="d1e543">We find that uncertainty in simulated areal extent of soil moisture drought
(4-month SSI at the end of the monsoon season) estimated based on three LSMs
is moderate during the monsoon season and has a year-to-year variability
(Fig. 2a). For example, the 1 standard deviation representing the uncertainty
in the simulated areal drought extent is on average estimated to be around
1.6 %. However, during the 1972 and 1979 monsoon seasons, uncertainty in
areal extent of drought is 8 and 14 %, respectively (Fig. 2a; see also
Table S3). We estimated the ensemble mean (ENS-SSI) areal extent of 60 cm
soil moisture drought from the three LSMs for the monsoon season and found
that 1987 (36.7 %), 2002 (35.9 %), 2009 (31.5 %), 1972 (29.8 %),<?pagebreak page2275?> and
1965 (23.4 %) are the top 5 drought years during the period of 1951–2015
(Fig. 2a). We notice that 1979 (areal extent: 20 %) ranked 6th on record,
while 2015 (16.5 %) and 2014 (7.13 %) ranked 8th and 15th, respectively,
based on ENS-SSI areal extent of the simulated 60 cm soil moisture drought
during the monsoon season.</p>
      <p id="d1e547">Since the Rabi season (NDJF) is the key crop-growing season in India, we
estimated areal extents of 60 cm soil moisture drought from the three LSMs
for the period of 1951–2015 (Fig. 2b). While year-to-year variability in the
uncertainty of areal extent of droughts was found, the uncertainty in 60 cm
soil moisture based on the areal extent of droughts was substantially higher
(<inline-formula><mml:math id="M23" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 5 %) during the last decade of 1951–2015, which might be
associated with frequent drought events during this period. We found a high
uncertainty (<inline-formula><mml:math id="M24" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 7 %) in the areal extent of soil moisture drought
in 2011 (Fig. 2b). Based on the ENS-SSI areal extent of 60 cm soil moisture
drought, the top 5 drought years were 2003 (areal extent 30 %, uncertainty
9.6 %), 2001 (27.6, 12.0 %), 1966 (22.6, 4.7 %), 1973 (20.7, 8.9 %),
and 1988 (20.6, 6.1 %). Droughts in the Rabi season can be driven by both
monsoon season precipitation deficit and positive temperature anomalies
during this season. Uncertainty in the top five drought events in the Rabi
season was substantial (5–12 %), which underscores the need for
multi-model drought assessment in the growing season.</p>
      <p id="d1e564">The VIC, Noah, and CLM show an all-India median autocorrelation of 0.23,
0.37, and 0.71, respectively, at a 4-month lag (Fig. 3), indicating that the
CLM has the highest persistence in the 60 cm soil moisture. Spatial
differences in soil moisture persistence were also observed (Fig. 3). Our
results are in agreement with the findings of Wang et al. (2009), who
reported higher persistence for CLM modeled soil moisture, which can be
attributed to its higher water holding capacity and thicker soil column
(Fig. S2). Figure S2 shows that though there is not much difference in soil
texture provided as input to three LSMs, the available water in the total
column is much higher for the CLM. We find that soil layer thickness is
strongly related to soil moisture persistence regardless of model calibration
(Fig. S8). The same thing can be noted even considering the first three soil
layers which cover a 60 cm soil column for all three LSMs, the soil-layer
thickness of the CLM dominates over another two LSMs (Fig. S9).</p>
      <p id="d1e567">Furthermore we find that all-India averaged mean monthly soil moisture is
highest during July in the VIC and Noah LSMs, which is consistent with the
seasonal cycle of all-India averaged precipitation (Fig. 3a–c). However,
all-India<?pagebreak page2276?> averaged mean monthly 60 cm soil moisture reaches the highest
level in the month of August in the CLM model (Fig. 3a–c). The 1-month lag
between peak precipitation and peak 60 cm soil moisture from the CLM can be
due to a relatively deeper soil column (Fig. S8) and higher total column
water holding capacity, a higher number of soil layers, and differences in
processes related to soil hydrology as discussed in Wang et al. (2009) and
Xia et al. (2012).</p>
      <p id="d1e570">To understand the relationship between meteorological and agricultural
droughts, lagged correlation analysis was performed between the 4-month SPI
at the end of the monsoon season and the 4-month SSI (at the end of JJAS,
JASO, ASON, and so on). We find that the 4-month SSI at the end of the
monsoon season for the VIC model showed the highest correlation with the
4-month SPI (JJAS), while the 4-month SSI from the Noah model showed the
lowest correlation (Fig. S10a). These results indicate that the 60 cm soil
moisture from the VIC model responds faster to the monsoon season
precipitation than the other two LSMs, which can be associated with soil
moisture persistence and model parameterization (Van Loon et al., 2012; Wang
et al., 2009; Xia et al., 2012). However, we notice that the correlation
between the 4-month SPI at the end of the monsoon season and the 4-month SSI
declines rapidly after October (ONDJ, NDJF, and so on) for the VIC and Noah
models (Fig. S10a). On the other hand, the CLM shows substantially higher
persistence even for the March–June 60 cm soil moisture, which can be
attributed to a deeper soil column and differences in the other processes
related to soil hydrology. These results also indicate that the anomalous
precipitation during the monsoon season can last longer and have a
substantial influence on agriculture drought estimated using the 60 cm soil
moisture from the CLM as reflected by the strength of the relationship
between the 12-month SPI and 12-month SSI in the CLM (Fig. S10b).</p>
      <p id="d1e573">Areal extent and severity of agricultural droughts estimated using the 60 cm
soil moisture show a considerable uncertainty mainly due to the differences
in soil moisture persistence characteristics among three LSMs (Fig. 3). We
estimated areal extent of agriculture drought from the three LSMs considering
the period that showed maximum correlation against the monsoon season
precipitation (Fig. S10c). For instance, 4-month SSI at the end of
October (JASO) showed the highest correlation with 4-month SPI at the end of
September (JJAS) for the VIC and Noah models (Fig. S10a). On the other hand,
the 4-month SSI at the end of November (ASON) showed the highest correlation
with the 4-month SPI at the end of September (JJAS) for the CLM. Therefore,
we considered root-zone soil moisture for JASO, JASO, and ASON periods from
the VIC, Noah, and CLM, respectively (Fig. S10c) to understand the response
of the monsoon season deficit in precipitation on agricultural drought. We
find that the uncertainty in the areal extent of agricultural drought is
substantially reduced considering the lagged response of the monsoon season
precipitation and soil moisture (Fig. S10c and Table S3), indicating that the
major source of uncertainty in areal extent of agricultural droughts is soil
moisture persistence in the LSMs.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <label>3.3</label><title>Reconstruction of major droughts</title>
      <p id="d1e584">We reconstructed major monsoon season drought events over India using 60 cm
soil moisture from the three LSMs for the period of 1951–2015 (Fig. 4). The
meteorological and agricultural droughts were represented using the 4-month
SPI and 4-month SSI, respectively, at the end of the monsoon season. We
estimated the ensemble mean 4-month SSI from the three LSMs to understand
whether the individual LSMs show a larger difference from the ensemble mean.
Based on the 4-month SPI at the end of the monsoon season, we selected the
top two most widespread drought events that occurred in 1987 and 2002
(Figs. 2a and 4). Moreover, we also selected a recent drought event (2015)
that caused an enormous water crisis in the Indo-Gangetic Plain (Mishra et
al., 2016). For all three major droughts (1987, 2002, and 2015) in the
monsoon season, we compared areal extents of 60 cm soil moisture drought in
the monsoon season estimated from the three LSMs.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><label>Figure 4</label><caption><p id="d1e589">Reconstruction of monsoon season drought events of
<bold>(a–f)</bold> 1987, <bold>(g–l)</bold> 2002, and <bold>(m–r)</bold> 2015,
estimated based on <bold>(a, g, k)</bold> the 4-month SPI at the end of the
monsoon season, <bold>(c, i, o)</bold> the 4-month SSI at the end of the monsoon
season simulated using the VIC model, <bold>(d, j, p)</bold> same
as <bold>(c, i, o)</bold> but for the Noah model, and <bold>(e, k, q)</bold> same
as <bold>(c, i, o)</bold> but for the CLM. <bold>(f, l, r)</bold> Ensemble mean
4-month SSI simulated using the VIC, Noah, and CLM. <bold>(b, h, n)</bold> Air
temperature anomaly during the monsoon season for the selected drought
years.</p></caption>
          <?xmltex \igopts{width=455.244094pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018-f04.pdf"/>

        </fig>

      <p id="d1e632">Areal extents of the monsoon season droughts (meteorological and
agricultural) in 1987, 2002, and 2015 show that droughts were mainly caused
by the monsoon season precipitation deficits (Fig. 4). We notice positive air
temperature anomalies in all 3 years (1987, 2002, and 2015); however,
patterns of agricultural and meteorological droughts were largely similar
(Fig. 4). Among the three drought events, the monsoon season air temperature
anomaly (positive) was strongest in the 2015 monsoon season. Uncertainty in
areal extent of agricultural droughts estimated using the 60 cm soil
moisture is presented in supplemental Table S3. We notice large uncertainty
in the areal extent of drought simulated from the three LSMs for the
2015 event (Table S3). The VIC model simulated areal extent of soil moisture
drought was 14 % during the 2015 monsoon season, while the areal extent of
drought simulated from Noah and the CLM was 21.2 and 18.1 %, respectively
(Table S3).</p>
      <p id="d1e636">Similar to the monsoon season droughts, we compared the spatial pattern of
droughts simulated by the three LSMs for major droughts in the Rabi season,
which occurred in 1966, 1973, 2001, and 2003 (Fig. S11). We notice that major
droughts in the Rabi season were also largely driven by the precipitation
deficit, and the role of positive air temperature anomalies was relatively
minor (Fig. S11). Overall, the VIC model shows the lesser intensity of
drought during the Rabi season as compared to the Noah and CLM for all the
years, which can be attributed to differences in soil moisture persistence in
the three LSMs (Fig. 3a). We find higher uncertainty in areal extent of
drought during the 2001 Rabi season (Fig. S11) than other years of major
drought events, which may be due to higher impacts of air temperature on
drought during 2001. The overall uncertainty in the areal extent<?pagebreak page2277?> of
agricultural droughts estimated using the 60 cm soil moisture estimated from
the three models is presented in supplemental Table S4. In 2001, the areal
extent of droughts simulated by the VIC, Noah, CLM, and their ensemble mean
were 17.2, 40.7, 24.7, and 26.1 %, respectively (Table S4). Large
differences in the areal extent of 60 cm soil moisture drought simulated
from the three LSMs were also noted for the years 1966, 1973, 2001, and 2003
(Table S4).</p>
</sec>
<sec id="Ch1.S3.SS4">
  <label>3.4</label><title>Intensity–areal extent–frequency (IAF) of droughts</title>
      <p id="d1e647">Uncertainty in the multi-model drought estimates was evaluated using IAF
curves (Fig. 5). Drought intensity associated with the selected areal extent
thresholds was estimated for the return periods of 10, 20, 50, 100, 200, and
500 years (Fig. 5). We find that multi-model-based drought intensity for a
selected areal extent has a much larger uncertainty when the 95 %
confidence interval of the GEV parameters was considered (Table S6). However,
uncertainty in drought intensity was lower when only mean values of the GEV
parameters for drought intensity and areal extents were considered.
Uncertainty in drought intensity appeared to grow with an increase in the
return period (Fig. 5). Based on the IAF curves, we find that the
2002 monsoon season drought has a return period of 50 years. Moreover,
uncertainty in drought intensity from the three LSMs was larger for smaller
areal extents (Fig. 5). For instance, a drought of 50 % areal extent and
50-year return period has intensities of <inline-formula><mml:math id="M25" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.66, <inline-formula><mml:math id="M26" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.91, and <inline-formula><mml:math id="M27" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.53
simulated from the VIC, Noah, and CLM, respectively (Table S5). On the other
hand, a drought of 5 % areal extent and 50-year return period has
intensities of <inline-formula><mml:math id="M28" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>2.89, <inline-formula><mml:math id="M29" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.79, and <inline-formula><mml:math id="M30" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.09 simulated from the VIC, Noah,
and CLM, respectively (Table S5). Most of the return periods and areal-extent
drought intensities were higher for the Noah model and lower for the VIC
model (Table S5), which can be associated with the differences in 60 cm soil
moisture persistence in the three LSMs.</p>
      <p id="d1e693">A considerably higher uncertainty in IAF curves during the Rabi season was
noticed (Fig. S12; Tables S7 and S8). For instance, a drought of 50 % areal
extent and a 50-year return period can have intensities of <inline-formula><mml:math id="M31" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.23, <inline-formula><mml:math id="M32" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.62,
and <inline-formula><mml:math id="M33" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.50 for 60 cm soil moisture obtained from the VIC, Noah, and CLM,
respectively (Fig. S12 and Table S7). A drought of 5 % areal extent and the
50-year return period have intensities of <inline-formula><mml:math id="M34" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>2.17, <inline-formula><mml:math id="M35" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.71, and <inline-formula><mml:math id="M36" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.25
simulated from the VIC, Noah, and CLM, respectively (Table S7). Higher
uncertainty in drought intensities during the Rabi season can be attributed
to the response of soil moisture in the three LSMs to meteorological forcing
(precipitation and air temperature).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><label>Figure 5</label><caption><p id="d1e741">Uncertainty in intensity–areal extent–frequency (IAF) curves for
the monsoon season 60 cm soil moisture drought estimated using the three
LSMs. Dark brown color shade shows uncertainty in models without considering
parameter uncertainty in the Generalized Extreme Value (GEV) distribution,
while light brown color shows uncertainty considering the 95 % confidence
interval of the GEV parameters for return periods <bold>(a)</bold> 10,
<bold>(b)</bold> 20, <bold>(c)</bold> 50, <bold>(d)</bold> 100, <bold>(e)</bold> 200, and
<bold>(f)</bold> 500 years. Black error bars indicate uncertainty for the
2002 monsoon season drought using three LSMs.</p></caption>
          <?xmltex \igopts{width=284.527559pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018-f05.png"/>

        </fig>

      <p id="d1e770">As the Indo-Gangetic Plain is one of the most intensive crop-growing regions
in the world, we evaluated the uncertainty in the IAF curves constructed
using the 60 cm<?pagebreak page2278?> soil moisture from the three LSMs (Fig. S13). We used the
12-month SSI at the end of December based on the areal averaged mean annual
60 cm soil moisture over the Indo-Gangetic Plain. Similar to IAF curves for
the all-India averaged 60 cm soil moisture, a large uncertainty was found
due to differences in the GEV parameters (Fig. S13, Tables S9 and S10).
Moreover, uncertainty in IAF curves of the Indo-Gangetic Plain increases with
the return period and declines with an increase in areal extent of droughts.
For instance, for an aerial extent of 5 % and a return period of 50 years,
drought intensities were <inline-formula><mml:math id="M37" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>2.59, <inline-formula><mml:math id="M38" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3.06, and <inline-formula><mml:math id="M39" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>2.48 for the VIC, Noah, and
CLM (Table S9). However, when areal extent increases to 50 %, drought
intensities are <inline-formula><mml:math id="M40" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.42, <inline-formula><mml:math id="M41" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.49, and <inline-formula><mml:math id="M42" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.45 for the VIC, Noah, and CLM,
respectively (Table S9, Fig. S11). Overall, uncertainty in drought intensity
is higher for localized droughts that have higher return periods. These
results further indicate that 60 cm soil moisture drought characteristics
can have large uncertainty arising from different LSMs, which can be reduced
by considering the multi-model ensemble agricultural drought assessments.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><?xmltex \currentcnt{6}?><label>Figure 6</label><caption><p id="d1e818"><bold>(a, c, e)</bold> Relationship between monsoon season precipitation
anomaly (%) and 4-month SSI at the end of the monsoon season, and
<bold>(b, d, f)</bold> same as <bold>(a, c, e)</bold> but for the relationship
between 4-month SSI and the air temperature anomaly of the monsoon season.
Correlation coefficients are shown for all-India SSI (blue) and 4-month SSI
over the Indo-Gangetic Plain (red).</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/2269/2018/hess-22-2269-2018-f06.pdf"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS5">
  <label>3.5</label><title>Role of the monsoon season precipitation and Rabi season air temperature</title>
      <p id="d1e844">We evaluated the differences in the coupling of 60 cm soil moisture (SSI)
with monsoon season precipitation and air temperature (Figs. 6 and S14). We
find that a 4-month SSI at the end of the monsoon season from the VIC model
is strongly coupled (correlation coefficient <inline-formula><mml:math id="M43" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.90) with the monsoon
season precipitation over India. On the other hand, the 60 cm SSI showed
correlation coefficients of 0.79 and 0.74 against the monsoon season
precipitation for the Noah and CLM, respectively (Fig. 6c and e). These
results show differences in the response of 60 cm SSI against changes in the
monsoon season precipitation. However, the all-India averaged 60 cm SSI
showed stronger coupling with the monsoon season air temperature for the Noah
and CLM models (correlation <inline-formula><mml:math id="M44" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M45" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.65 and <inline-formula><mml:math id="M46" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.67) than that of the VIC
model (correlation <inline-formula><mml:math id="M47" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M48" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.53) (Fig. 6b, d and f). Interestingly, the
coupling between the 60 cm SSI for the Rabi and monsoon season precipitation
is stronger for the CLM (correlation <inline-formula><mml:math id="M49" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.76) and Noah
(correlation <inline-formula><mml:math id="M50" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.66) than that of the VIC model (correlation <inline-formula><mml:math id="M51" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 0.55).
These results indicate that the monsoon season precipitation deficit can have
a larger influence on the Rabi season drought in the CLM and Noah models
compared to that of the VIC model. Similarly, the Rabi season air temperature
showed a stronger relationship with the 60 cm SSI for the CLM
(correlation <inline-formula><mml:math id="M52" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M53" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>0.51) and Noah (<inline-formula><mml:math id="M54" display="inline"><mml:mo lspace="0mm">-</mml:mo></mml:math></inline-formula>0.37) than that of the VIC
model (<inline-formula><mml:math id="M55" display="inline"><mml:mo lspace="0mm">-</mml:mo></mml:math></inline-formula>0.31). Similar differences in the Rabi and monsoon season 60 cm
SSI for the Indo-Gangetic Plain were observed for the three LSMs (Fig. S14),
indicating that the drought indices based on the 60 cm soil moisture may
show different sensitivity to<?pagebreak page2279?> atmospheric forcing, which can show a
substantial variation across regions and seasons.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Discussion</title>
      <p id="d1e949">We find that the three LSMs show major differences in agricultural droughts
during the monsoon and Rabi seasons. Uncertainty in the intensity of droughts
is higher in the Rabi season than that of the monsoon season, which can be
associated with the role of air temperature in soil moisture. Also, we found
differences in soil moisture drought simulated in response to precipitation
and temperature deficits (Figs. 6 and S12). For instance, soil moisture from
the VIC model shows a quick response to precipitation deficit, whereas Noah
and the CLM show a delayed response. Moreover, localized droughts have more
uncertainty than that of widespread droughts over India and the Indo-Gangetic
Plain. The primary cause of the uncertainty in 60 cm soil moisture and
droughts is related to soil moisture persistence (Fig. S16), which is
associated with the soil water holding capacity as reported in Wang et
al. (2009). We found that persistence in soil moisture is strongly linked
with soil-layer thickness (see Fig. S8), which in turn affects the soil water
holding capacity (available water, Fig. S16). Apart from the soil moisture
persistence, there can be several other factors that can introduce
uncertainty in 60 cm soil moisture simulations. For instance, all three LSMs
have different calibration parameters, which do not cover the entire range of
uncertainty due to manual calibration (De Lannoy et al., 2006; Samaniego et
al., 2013). However, our results show that the model
calibration has little impact on soil moisture anomalies, which are largely
driven by the climate forcing. Moreover, during drought, there is a high
degree of non-linearity; therefore, calibration parameters estimated through
global optimization may also not yield the best results (De Lannoy et al.,
2006). The differences in vegetation parameters in the three LSMs can also be
attributed to uncertainty in 60 cm soil moisture (Peters-Lidard et al.,
2008). For instance, the Noah model does not account for the sub-grid
variability of vegetation, unlike the CLM and VIC models, which use a
mosaic-based representation of vegetation. However, since we were interested
in 60 cm soil moisture droughts, we assume that the major uncertainty in
soil moisture simulations is due to soil hydraulic properties and different
soil thickness in LSMs (Peters-Lidard et al., 2008; Teuling et al., 2009).
With respect to the LSMs, we would like to note that the drought uncertainty
assessments conducted here are limited to only three LSMs, which is
comparatively a smaller size.</p>
      <p id="d1e952">Disparities in soil moisture persistence in the three LSMs can have
implications for real-time drought monitoring and forecast. For instance,
Shukla et al. (2013) reported that hydrologic initial conditions play a major
role in hydrological prediction skills at a global scale. Similar findings
were noted by Shah et al. (2017), who found that hydrological initial
conditions play a vital role in prediction skills of soil moisture droughts
over India. Hydrologic prediction at short to seasonal scales can be
influenced by soil moisture persistence and the LSMs with higher persistence
can have more skill contributed by the initial hydrologic conditions. This
further highlights a need for multi-model-based real-time drought monitoring
and prediction systems over India, as shown in Wang et al. (2009). We found
that the multi-model ensemble mean performs better than individual LSMs for
streamflow and terrestrial water storage (TWS) from GRACE. Bohn et al. (2010)
reported that the multi-model ensemble average may not always yield a higher
prediction skill at seasonal scales; however, at shorter lead times, it can
provide better confidence in prediction of soil moisture droughts due to
higher skill from hydrologic initial conditions (Shukla et al., 2013; Shah et
al., 2017). We also find disparities in coupling between monsoon/Rabi season
60 cm soil moisture and<?pagebreak page2280?> precipitation/air temperature. The differences in
soil moisture sensitivity to atmospheric forcings can have implications for
future projections of droughts from multiple LSMs. For instance, Prudhomme et
al. (2014) reported that uncertainty in drought projections can be large,
especially due to models that simulate the dynamic response of plants to
climate. Overall, we find that 60 cm soil moisture droughts have uncertainty
associated with their areal extent and severity. The uncertainty in drought
estimates is largely due to differences in the soil moisture persistence.
Uncertainty in drought estimates during the crop-growing season can be
reduced using the multi-model ensemble mean, which can assist decision makers
in India.</p>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <label>5</label><title>Conclusions</title>
      <p id="d1e964">India has witnessed some of the most severe meteorological and agricultural
droughts during the period of 1951–2015. The most wide-spread meteorological
droughts during the monsoon season occurred in 1987, 2002, 1972, 1979,
and 2009. During the Rabi season, the most wide-spread agricultural droughts
occurred in 2003, 2001, 1966, 1973, and 1988. All three LSMs, as well as
their ensemble mean, identified major 60 cm soil moisture droughts
between 1951 and 2015.</p>
      <p id="d1e967">The three LSMs (e.g. VIC, Noah, and CLM) showed differences in persistence of
60 cm soil moisture over India, which was largely associated with soil water
holding capacity. The CLM showed the highest soil moisture persistence among
the three LSMs. Due to differences in the soil moisture persistence, areal
extent and intensity of droughts calculated by the three LSMs showed
uncertainty. Using the IAF curves, we found that the uncertainty in intensity
was higher for the localized droughts (with less areal extent). Uncertainty
increases with the return period of droughts, indicating that localized and
rare drought events are more different among the three LSMs.</p>
      <p id="d1e970"><?xmltex \hack{\newpage}?>All three LSMs showed differences in the coupling between 60 cm soil
moisture and precipitation/air temperature, suggesting that LSMs have
disparities in soil moisture sensitivity to precipitation and temperature
anomalies in the monsoon and Rabi seasons. Considering the differences in
drought characteristics simulated by the three models, multi-model ensemble
mean can be a better estimate of agricultural droughts over India as
demonstrated for streamflow and terrestrial water storage. Uncertainty in
intensity and areal extent can be reduced substantially for the severe and
localized droughts that can affect agricultural production. Future studies
should consider soil moisture simulations from a large number of LSMs as well
as other sources of uncertainty in the historical reconstruction of
agricultural droughts over India. Moreover, including the uncertainty due to
choice of different precipitation datasets and other meteorological forcing
datasets can be important for regional drought impact assessments.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e978">Gauge-based gridded precipitation and temperature can be
obtained from the India Meteorological Department (<uri>http://www.imd.gov.in/Welcome To IMD/Welcome.php</uri>).
Wind data were obtained from NCEP-NCAR reanalysis. Additional datasets can be
obtained by email from the corresponding author.</p>
  </notes><?xmltex \hack{\clearpage}?><app-group>

<?pagebreak page2281?><app id="App1.Ch1.S1">
  <label>Appendix A</label><title>Estimation of the Standardized Precipitation Index and the Standardized Soil Moisture Index</title>
      <p id="d1e995">To estimate the Standardized Precipitation Index (SPI), the gamma probability density
function is fitted to precipitation data accumulated to different timescales (e.g. 1-month, 4-month, 12-month, and 24-month) in the same way as Edwards
and Mckee (1997) as shown in Eq. (A1):

              <disp-formula id="App1.Ch1.S1.E1" content-type="numbered"><label>A1</label><mml:math id="M56" display="block"><mml:mstyle displaystyle="true" class="stylechange"/><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>g</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:msup><mml:mi mathvariant="italic">β</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msup><mml:mi mathvariant="normal">Γ</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:mfrac></mml:mstyle><mml:msup><mml:mi>x</mml:mi><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>x</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="italic">β</mml:mi></mml:mrow></mml:msup><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="normal">for</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi>x</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

        where <inline-formula><mml:math id="M57" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> is a shape parameter (<inline-formula><mml:math id="M58" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M59" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 0), <inline-formula><mml:math id="M60" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> is a
scale parameter (<inline-formula><mml:math id="M61" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M62" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 0), <inline-formula><mml:math id="M63" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> is the precipitation amount (<inline-formula><mml:math id="M64" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M65" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> 0), and

              <disp-formula id="App1.Ch1.S1.Ex1"><mml:math id="M66" display="block"><mml:mstyle class="stylechange" displaystyle="true"/><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="normal">Γ</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi mathvariant="normal">∞</mml:mi></mml:munderover><mml:msup><mml:mi>y</mml:mi><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>y</mml:mi></mml:mrow></mml:msup><mml:mi mathvariant="normal">d</mml:mi><mml:mi>y</mml:mi></mml:mrow></mml:math></disp-formula>

        where <inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:mi mathvariant="normal">Γ</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">α</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> denotes the gamma function.</p>
      <p id="d1e1195">The shape parameter <inline-formula><mml:math id="M68" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> and scale parameter <inline-formula><mml:math id="M69" display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula> are estimated
using maximum likelihood following Edward and Mckee (1997) for each grid and
each timescale of interest as follows:

              <disp-formula specific-use="align"><mml:math id="M70" display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mover accent="true"><mml:mi mathvariant="italic">α</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mi>A</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msqrt><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mi>A</mml:mi></mml:mrow><mml:mn mathvariant="normal">3</mml:mn></mml:mfrac></mml:mstyle></mml:mrow></mml:msqrt></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mover accent="true"><mml:mi mathvariant="italic">β</mml:mi><mml:mo stretchy="false" mathvariant="normal">^</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mover accent="true"><mml:mi mathvariant="italic">α</mml:mi><mml:mo mathvariant="normal" stretchy="false">^</mml:mo></mml:mover></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>

          where <inline-formula><mml:math id="M71" display="inline"><mml:mi>A</mml:mi></mml:math></inline-formula> <inline-formula><mml:math id="M72" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:mi>ln⁡</mml:mi><mml:mo>(</mml:mo><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M74" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M75" display="inline"><mml:mrow><mml:mo>[</mml:mo><mml:mo>∑</mml:mo><mml:mi>ln⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mo>]</mml:mo><mml:mo>/</mml:mo><mml:mi>n</mml:mi></mml:mrow></mml:math></inline-formula>, with <inline-formula><mml:math id="M76" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> being the number of
precipitation events and <inline-formula><mml:math id="M77" display="inline"><mml:mover accent="true"><mml:mi>x</mml:mi><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> is mean precipitation.</p>
      <p id="d1e1366">After fitting the probability density function and identifying shape and scale
parameters, the cumulative density function cdf(<inline-formula><mml:math id="M78" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>) <inline-formula><mml:math id="M79" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>P</mml:mi></mml:munderover><mml:mi>x</mml:mi></mml:mrow></mml:math></inline-formula>pdf(<inline-formula><mml:math id="M81" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>) <inline-formula><mml:math id="M82" display="inline"><mml:mo>⋅</mml:mo></mml:math></inline-formula> d<inline-formula><mml:math id="M83" display="inline"><mml:mi>t</mml:mi></mml:math></inline-formula>
is fitted.</p>
      <p id="d1e1420"><?xmltex \hack{\newpage}?>Cumulative probability for a given rainfall amount, <inline-formula><mml:math id="M84" display="inline"><mml:mi>H</mml:mi></mml:math></inline-formula>(PRE), is then estimated
from the following mixed distribution:

              <disp-formula id="App1.Ch1.S1.Ex4"><mml:math id="M85" display="block"><mml:mstyle displaystyle="true" class="stylechange"/><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>H</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">PRE</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mo>(</mml:mo><mml:mi>m</mml:mi><mml:mo>/</mml:mo><mml:mi>n</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mo>[</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mo>(</mml:mo><mml:mi>m</mml:mi><mml:mo>/</mml:mo><mml:mi>n</mml:mi><mml:mo>)</mml:mo><mml:mo>]</mml:mo><mml:mi mathvariant="normal">cdf</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">PRE</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

        where <inline-formula><mml:math id="M86" display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> is the number of zeros in a dataset and <inline-formula><mml:math id="M87" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> is the sample size.</p>
      <p id="d1e1506">SPI is then estimated by applying equi-probability transformation of the
<inline-formula><mml:math id="M88" display="inline"><mml:mi>H</mml:mi></mml:math></inline-formula>(PRE) as described in Wu et al. (2007) following Abramowitz and Stegun (1965).

              <disp-formula specific-use="align"><mml:math id="M89" display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="normal">SPI</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mfenced open="[" close="]"><mml:mrow><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>t</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:msup><mml:mi>t</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>t</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:msup><mml:mi>t</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:msup><mml:mi>t</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="normal">for</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mn mathvariant="normal">0</mml:mn><mml:mo>&lt;</mml:mo><mml:mi>H</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">PRE</mml:mi><mml:mo>)</mml:mo><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi mathvariant="normal">SPI</mml:mi><mml:mo>=</mml:mo><mml:mo>+</mml:mo><mml:mfenced close="]" open="["><mml:mrow><mml:mi>t</mml:mi><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>t</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:msup><mml:mi>t</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>t</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:msup><mml:mi>t</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:msup><mml:mi>t</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="normal">for</mml:mi><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mn mathvariant="normal">0.5</mml:mn><mml:mo>&lt;</mml:mo><mml:mi>H</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">PRE</mml:mi><mml:mo>)</mml:mo><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>

          where

              <disp-formula specific-use="align"><mml:math id="M90" display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:mfenced close=")" open="("><mml:mrow><mml:mi>ln⁡</mml:mi><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mo>(</mml:mo><mml:mi>H</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">PRE</mml:mi><mml:mo>)</mml:mo><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:msqrt><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="normal">for</mml:mi><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mn mathvariant="normal">0</mml:mn><mml:mo>&lt;</mml:mo><mml:mi>H</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">PRE</mml:mi><mml:mo>)</mml:mo><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0.5</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:msqrt><mml:mrow><mml:mfenced close=")" open="("><mml:mrow><mml:mi>ln⁡</mml:mi><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>-</mml:mo><mml:mi>H</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">PRE</mml:mi><mml:mo>)</mml:mo><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle></mml:mfenced></mml:mrow></mml:mfenced></mml:mrow></mml:msqrt><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi mathvariant="normal">for</mml:mi><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mn mathvariant="normal">0.5</mml:mn><mml:mo>&lt;</mml:mo><mml:mi>H</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="normal">PRE</mml:mi><mml:mo>)</mml:mo><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.515517</mml:mn><mml:mo>;</mml:mo><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.802853</mml:mn><mml:mo>;</mml:mo><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi>c</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.010328</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1.432788</mml:mn><mml:mo>;</mml:mo><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.189269</mml:mn><mml:mo>;</mml:mo><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msub><mml:mi>d</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.001308</mml:mn><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>

          For more details, refer to Mckee et al. (1993) and Lloyd-Hughes and Sanders (2002).
SSI was estimated in the same way as SPI but using 60 cm soil moisture instead of precipitation.</p><?xmltex \hack{\clearpage}?><supplementary-material position="anchor"><p id="d1e1948">The supplement related to this article is available online at: <inline-supplementary-material xlink:href="https://doi.org/10.5194/hess-22-2269-2018-supplement" xlink:title="zip">https://doi.org/10.5194/hess-22-2269-2018-supplement</inline-supplementary-material>.</p></supplementary-material>
</app>
  </app-group><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e1959">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e1965">The authors acknowledge the funding from the ITRA-Water program. Comments and
suggestions from the editor and three reviewers are greatly appreciated.
Authors would like to thank C. K. Unnikrishnan (NCESS) for sharing the in situ
soil moisture observations. <?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: Harrie-Jan Hendricks Franssen <?xmltex \hack{\newline}?>
Reviewed by: four anonymous referees</p></ack><ref-list>
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    <!--<article-title-html>Reconstruction of droughts in India using multiple  land-surface models (1951–2015)</article-title-html>
<abstract-html><p>India has witnessed some of the most severe historical droughts
in the current decade, and severity, frequency, and areal extent of droughts
have been increasing. As a large part of the population of India is dependent
on agriculture, soil moisture drought affecting agricultural activities (crop
yields) has significant impacts on socio-economic conditions. Due to limited
observations, soil moisture is generally simulated using land-surface
hydrological models (LSMs); however, these LSM outputs have uncertainty due
to many factors, including errors in forcing data and model parameterization.
Here we reconstruct agricultural drought events over India during the period
of 1951–2015 based on simulated soil moisture from three LSMs, the Variable
Infiltration Capacity (VIC), the Noah, and the Community Land Model (CLM).
Based on simulations from the three LSMs, we find that major drought events
occurred in 1987, 2002, and 2015 during the monsoon season (June through
September). During the Rabi season (November through February), major soil
moisture droughts occurred in 1966, 1973, 2001, and 2003. Soil moisture
droughts estimated from the three LSMs are comparable in terms of their
spatial coverage; however, differences are found in drought severity.
Moreover, we find a higher uncertainty in simulated drought characteristics
over a large part of India during the major crop-growing season (Rabi season,
November to February: NDJF) compared to those of the monsoon season (June to
September: JJAS). Furthermore, uncertainty in drought estimates is higher for
severe and localized droughts. Higher uncertainty in the soil moisture
droughts is largely due to the difference in model parameterizations
(especially soil depth), resulting in different persistence of soil moisture
simulated by the three LSMs. Our study highlights the importance of
accounting for the LSMs' uncertainty and consideration of the multi-model
ensemble system for the real-time monitoring and prediction of drought over
India.</p></abstract-html>
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