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  <front>
    <journal-meta><journal-id journal-id-type="publisher">HESS</journal-id><journal-title-group>
    <journal-title>Hydrology and Earth System Sciences</journal-title>
    <abbrev-journal-title abbrev-type="publisher">HESS</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Hydrol. Earth Syst. Sci.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1607-7938</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/hess-22-1665-2018</article-id><title-group><article-title>From engineering hydrology to Earth system science: milestones in the
transformation of hydrologic science</article-title>
      </title-group><?xmltex \runningtitle{Milestones in the transformation of hydrologic science}?><?xmltex \runningauthor{M. Sivapalan}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1 aff2">
          <name><surname>Sivapalan</surname><given-names>Murugesu</given-names></name>
          <email>sivapala@illinois.edu</email>
        <ext-link>https://orcid.org/0000-0003-3004-3530</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Department of Civil and Environmental Engineering,
Department of Geography and Geographic Information Science,
University of Illinois at Urbana-Champaign, Urbana, Illinois 61801, USA</institution>
        </aff>
        <aff id="aff2"><label>*</label><institution>
      <?xmltex \bgroup\itshape?>Invited contribution by Murugesu Sivapalan, recipient of the EGU  Alfred Wegener Medal &amp; Honorary Membership 2017.<?xmltex \egroup?>
    </institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Murugesu Sivapalan (sivapala@illinois.edu)</corresp></author-notes><pub-date><day>7</day><month>March</month><year>2018</year></pub-date>
      
      <volume>22</volume>
      <issue>3</issue>
      <fpage>1665</fpage><lpage>1693</lpage>
      <history>
        <date date-type="received"><day>13</day><month>November</month><year>2017</year></date>
           <date date-type="rev-request"><day>15</day><month>November</month><year>2017</year></date>
           <date date-type="rev-recd"><day>2</day><month>February</month><year>2018</year></date>
           <date date-type="accepted"><day>5</day><month>February</month><year>2018</year></date>
      </history>
      <permissions>
        
        
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018.html">This article is available from https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018.html</self-uri><self-uri xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018.pdf">The full text article is available as a PDF file from https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018.pdf</self-uri>
      <abstract>
    <p id="d1e87">Hydrology has undergone almost transformative changes over the past 50 years.
Huge strides have been made in the transition from early empirical approaches
to rigorous approaches based on the fluid mechanics of water movement on and
below the land surface. However, progress has been hampered by problems posed
by the presence of heterogeneity, including subsurface heterogeneity present
at all
scales. The inability to measure or map the heterogeneity everywhere
prevented the development of balance equations and associated closure
relations at the scales of interest, and has led to the virtual impasse we
are presently in, in terms of development of physically based models needed
for hydrologic predictions. An alternative to the mapping of heterogeneity
everywhere is a new Earth system science view, which sees the heterogeneity
as the end result of co-evolutionary hydrological, geomorphological,
ecological, and pedological processes, each operating at a different rate,
which help to shape the landscapes that we find in nature, including the
heterogeneity that we do not readily see. The expectation is that instead of
specifying exact details of the heterogeneity in our models, we can replace
it (without loss of information) with the ecosystem function that they
perform. Guided by this new Earth system science perspective, development of
hydrologic science is now addressing new questions using novel holistic
co-evolutionary approaches as opposed to the physical, fluid mechanics based
reductionist approaches that we inherited from the recent past. In the
emergent Anthropocene, the co-evolutionary view has expanded further to
involve interactions and feedbacks with human-social processes as well. In
this paper, I present my own perspective of key milestones in the
transformation of hydrologic science from engineering hydrology to Earth
system science, drawn from the work of several students and colleagues of
mine, and discuss their implication for hydrologic observations, theory
development, and predictions.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <p id="d1e92"><disp-quote>
  <p id="d1e95"><?xmltex \hack{\vspace*{2mm}}?><?xmltex \igopts{width=184.942913pt}?><inline-graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-g01.pdf"/><?xmltex \hack{\newline}?>
In whatever matter and from whomever heard,<?xmltex \hack{\newline}?> Wisdom will
witness its true meaning.<?xmltex \hack{\newline}?> Thirukkural, Verse 423
(Thiruvalluvar, c. 132 BC).<?xmltex \hack{\newline}?> Translated by GU Pope, 1886</p>
</disp-quote></p>
<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e116">Hydrology has undergone an almost complete transformation over the past
century, from its empirical origins in the early 20th century, to become a
fully fledged and key component of Earth system science by the early 21st
century (Chow, 1964; Sivapalan and Blöschl, 2017). In this paper, I use
the precious opportunity given to me by the European Geosciences Union, as
part of my 2017 Alfred Wegener Lecture, to reflect on the evolution of the
field, as both interested observer and participant, as well as a student of
hydrology for the past 50 years.</p>
      <p id="d1e119">I hope that the issues I raise, and the trends and milestones I recognize in
the evolution of the science that I recount here, resonate with the
experiences of many readers, even if they might not fully agree with my
interpretations of the events and/or their antecedents. This is one person's
view of the vast landscape that hydrologists have collectively traversed, so
perspectives abound. This is also not the first commentary of its kind:
indeed, my thinking during my formative years was guided by the writings of
Vit Klemeš and James Dooge, including their classic papers (Klemeš,
1983, 1986; Dooge, 1986). Their writings have provided unique perspectives on
the field of hydrological science and its evolution over the past several
decades. I hope that by re-telling this story through the admittedly narrow
prism of my own observations and experience as a catchment hydrologist, I
might be able to provide fresh impetus to early career hydrologists and new
entrants to the field, and encourage them to reflect on and chart the course
of their own future education and research.</p>
</sec>
<sec id="Ch1.S2">
  <title>Engineering hydrology: legacies of the past to new beginnings</title>
      <p id="d1e128">My earliest introduction to hydrology and later work experience are probably
similar to those of many hydrologists of my generation, i.e., 1970s vintage,
especially those coming out of engineering schools. Going back in time,
50 years ago hydrology was mostly non-existent as a subject of study in many
engineering schools (certainly not in Sri Lanka where I grew up). Most
water-related education was then centered on fluid mechanics, e.g., open
channel or river hydraulics, with a strong focus on applications to
irrigation or hydraulic engineering. In 1972 when I walked into a hydrology
class at the then University of Ceylon (later Sri Lanka), it was taught by a
recent convert from fluid mechanics, who had subsequently received specialist
training in hydrology.</p>
      <p id="d1e131">Hydrology education in those days covered three key topics: infiltration and
runoff generation (e.g., SCS curve number method), the unit hydrograph method
to runoff routing, and the flood frequency curve approach to flood estimation
(Linsley et al., 1958). The focus of the training was on estimation,
especially flood estimation (event scale, recipe style) and the approach was
lumped and empirical. Compared to now, these involved relatively much simpler
problems, framed directly at the catchment scale, and formed the
<italic>bread and butter</italic> of engineering hydrology, not just in Sri Lanka,
but all over the world. The three building blocks of engineering hydrology
were indeed legacies of three different previous eras in the growth of the
field up until the 1970s (Sivapalan and Blöschl, 2017): empirical era
(flood frequency analysis), rationalization era (SCS curve number method) and
systems era (unit hydrograph method). These estimation methods remain
relevant to this day, very much the core of engineering hydrology, judging by
the popularity of advanced textbooks such as Chow et al. (1988), which is
still widely used for the training of hydrologists in engineering schools.</p>
      <p id="d1e137">For some of us who were then being trained in mechanics – solid mechanics,
fluid mechanics, soil mechanics, etc. – the hydrology being taught and
practiced using traditional estimation methods might have appeared strange
and even mysterious. In the early days, I remember being frustrated that I
could not make much physical sense of the cookbook treatment of the
hydrologic estimation procedures, being unable to connect it to fundamental
fluid mechanics principles. However, there was also wide appreciation for
these otherwise simpler methods that efficiently solved practical problems of
that day and age. In fact, even today's standard engineering practice would
still be impossible without these simpler approaches.</p>
      <p id="d1e140">There was also a profound fascination. How is it possible that something so
inherently complex, as hydrology is, still comes out so simple (apparently)
in practice? Over the years, there was a grudging realization that perhaps
hydrology is more than about fluid mechanics
(Yevjevich, 1968). Indeed, the search for simplicity in amongst the enormous
mechanistic complexity has been a constant theme in hydrologic research over
the last 50 years (Rodriguez-Iturbe and Valdes, 1979; Sivapalan, 2003;
Savenije, 2017). The answer to this question, we now know in hindsight, is
tied up with the issue of scale (both space and time) and the objects of our
study, catchments, being not simple physical (or mechanical) objects but
complex ecosystems (Gaál et al., 2012), consisting of component parts
that have co-evolved together over time and are thus co-dependent (Dooge,
1986; Davies, 1992). I return to this theme throughout this paper.</p>
</sec>
<sec id="Ch1.S3">
  <title>Spatial heterogeneity and scale: promise of Newtonian mechanics</title>
      <p id="d1e149">While the simple black-box methods of engineering hydrology did solve
practical problems efficiently, they had limitations when extrapolating to
circumstances beyond those from which they were developed. For example, what
is the effect of antecedent wetness on runoff generation (Mein and Larson,
1973)? How does one account for the nonlinearity of catchment response to the
size of rainfall events (Minshall, 1960)? How does one deal with the climatic
and geologic controls when extrapolating flood frequencies to ungauged
catchments (IACWD, 1982)? Also, new and more complex problems were emerging,
such as the effects of land use changes on streamflows and flooding, and
increased concerns about river water quality, which demanded application of
more process understanding (Woolhiser, 1973). There was increasing
realization that only a recourse to fluid mechanics and process physics would
help address such questions, bring about needed improvements to the methods
and make them applicable more generally.</p>
      <p id="d1e152">Hydrologists thus began to open up the black-box to explicitly capture space,
and to characterize water movement in catchments through application of
physical (fluid mechanics) principles. The physically based models that were
starting to be developed at the time were based on Newtonian mechanics valid
at the laboratory or hydrodynamic scale (e.g., Richards equation, St.-Venant
equations; Chow et al., 1988), and not at the scale of a catchment. For
example, Darcy's law embedded in the Richards equation is based on a local
equilibrium assumption to warrant a well-defined potential, implying that
internal mixing in the pore spaces is faster than external disturbance, but
this is only possible at small scales (Or et al., 2015). This also brought
with it the enormous challenge of specifying the (highly heterogeneous)
parameter values to go with the equations to represent the landscape
heterogeneity (e.g., subsurface soil formations, surface features such as
micro-topography, macropores, rills and the stream channel network, and
vegetation cover), and the complexity of the resulting flow processes
(Freeze, 1974). These problems are at the heart of the scale issue, which
remains a major challenge in hydrology in spite of considerable progress made
to date, of which I will speak more later.</p>
      <p id="d1e155">A key development in this line of reasoning was Peter Eagleson's 1970 book
titled <italic>Dynamic Hydrology</italic> (Eagleson, 1970), which provided a bold
theoretical framework for a new hydrology based on the consistent and
rigorous application of fluid mechanics principles, i.e., Newtonian
mechanics, along with an appreciation of an organized structure behind soil,
land surface, and vegetation heterogeneity. Eagleson's treatment of hydrology
was a major departure, a paradigm shift, away from the lumped, black-box
treatment practiced until then.</p>
      <p id="d1e161">Another major milestone was the computer implementation of the
<italic>coupled</italic> governing equations by Allan Freeze (Freeze and Harlan,
1969) that framed the catchment hydrologic modeling problem as a boundary
value problem. Progress in this area was advanced by the increasing
availability of digital terrain information on topography, soils, vegetation,
etc., and computational tools that allowed them to be processed and
visualized (Band and Wood, 1988). These data allowed the natural
heterogeneity of landscapes to be captured in a more realistic way. Also, it
was exciting that new runoff generation mechanisms such as saturation excess
overland flow and shallow subsurface stormflow were being discovered in the
field (Hewlett and Hibbert, 1967; Dunne and Black, 1970) and could now be
faithfully replicated in models using the newly available spatial
information, e.g., digital elevation models (DEMs) (Beven and Kirkby, 1979;
Beven, 1981; Freeze, 1980; Band and Wood, 1988).</p>
<sec id="Ch1.S3.SS1">
  <title>Heterogeneity: to resolve or to parameterize?</title>
      <p id="d1e173">The Freeze and Harlan modeling paradigm has remained in force to this day,
and several formal models have been developed based on the paradigm, such as
the SHE model and variants of the same (Abbott et al., 1986). Due to data
limitations and limits on computing power, early modeling efforts were
restricted to small catchments, and their goal was limited to generating
process understanding, and not so much to making predictions in real
catchments (Stephenson and Freeze, 1974; Freeze, 1974). Their adoption and
use in real-world applications did not take off for a long time because of
their enormous data needs and insufficient computing power and also concerns
about the appropriateness of the process physics that could be included in
the models at the model element scale (Beven, 1989; Beven and Germann, 1982;
Grayson et al., 1992).</p>
      <p id="d1e176">As computing power increased many-fold and the landscapes began to be mapped
at increased resolution for soil, vegetation and topographic characteristics
in many parts of the world, there has been a revival of sorts in recent
times, with several models being developed and beginning to be applied to
<italic>larger</italic> (e.g., meso-scale) catchments using more realistic data. Some
(of the many) examples include ParFlow (Kollet and Maxwell, 2008), FIHM
(Kumar et al., 2009), PAWS (Shen and Phanikumar, 2010), and HydroGeoSphere
(Brunner and Simmons, 2012). These modeling efforts are expanding and I will
not be surprised if, before long, such models are used not just to reproduce
field observations, but also, as in the case of Freeze (1980), to discover
and explain previously unobserved phenomena at all scales.</p>
      <p id="d1e182">In recent times, as part of climate change studies, modeling has been
extended to continental and global scales to serve as the land-surface
hydrology components of regional or global climate models. Because of the
large scales, spatial resolution of such models in the past tended to be very
coarse, on the order of hundreds of kilometers (e.g., bucket model, Manabe,
1969). However, progress is continually being made to improve the resolution
from hundreds of kilometers to hundreds of meters, helped along by increased
computational power and the availability of terrain information at finer
resolutions (e.g., Community Land Model, Oleson et al., 2013). There is now a
new thrust to improve the resolution of these models to 30 m for the whole
globe (note: 30 m is the resolution of terrain information globally
available), under the theme of “hyper-resolution modeling” (Wood et al.,
2011; Bierkens, 2015; Wing et al., 2017). Concerns and debates about the
appropriateness of the physics used in these models, the appropriateness of
constitutive relations being adopted (Loritz et al., 2017), and the resulting
uncertainty in hydrologic predictions, have not gone away, however (Clement,
2011; Beven and Cloke, 2011; Wood et al., 2012).</p>
      <p id="d1e185">An ostensible reason for going for finer resolution, is of course, since now
we can do it, i.e., with data availability and computing power, why not, and
also since the benefits of hyper-resolution modeling for both science and
practice are increasingly becoming evident. For example, hyper-resolution
models over regional or continental scale domains can track large-scale storm
movements and the resulting impacts at scales relevant to human wellbeing, as
well as generate insights about large-scale teleconnections between or within
regions (Senatore et al., 2015; Fang and Shen, 2017). A more immediate
reason, however, is that as one improves the resolution, the (fervent) hope
is that all heterogeneity will disappear and the governing equations used
will match the spatial scales of the processes one is trying to model (e.g.,
Clark et al., 2015, 2017; Peters-Lidard et al., 2017). In reality, of course,
field evidence has strongly indicated that the heterogeneity does not
disappear even if one goes to finer scales, and there is a limit to how far
we can split the landscape to achieve any desired level of homogeneity and
still maintain a continuum (Beven, 1989; Blöschl and Sivapalan, 1995).
Besides, the presence of macro-pores and other preferred pathways (Beven and
Germann, 1982), and explicit treatment of runoff phenomena relating to the
“old water, new water” concept (McDonnell, 1990), present major challenges
to traditional continuum representations of water movement on, and
particularly below, the land surface based on Newtonian mechanics alone
(Beven, 2006). One therefore reaches the alternative conclusion that,
whatever grid scale one chooses, there is no alternative but to parameterize
the effects of any remaining heterogeneity at the sub-grid scale.</p>
      <p id="d1e189">The end result for spatially distributed, physically based models of
catchment hydrology is that model development has been caught between two
temptations (Hrachowitz and Clark, 2017):
<list list-type="order"><list-item>
      <p id="d1e194">split the
landscape more and more down to the continuum (hydrodynamic) scale so that
heterogeneity disappears as an issue (i.e., heterogeneity is completely
resolved);</p></list-item><list-item>
      <p id="d1e198">aggregate to some scale at which the effects of heterogeneity
are taken care of through simplified treatments with process
parameterizations that can account for the effects of all sub-grid
heterogeneity.</p></list-item></list>
Advancing technological capability and increased process knowledge at small
scales are the drivers towards the former option (Wood et al., 2011).
Appreciation of scale effects, including expectation of simplicity through
averaging (Sivapalan, 2003), and concerns about predictive uncertainty (Beven
and Cloke, 2011) and about a dominant focus on techniques and other quick
fixes (e.g., model–data assimilation) over the important search for
hydrological understanding (Klemeš, 1986), are the key drivers towards
the latter option. The problem of heterogeneity is not unique to hydrology,
and applies to all environmental sciences, and approaches to mediate the
alternative perspectives presented above may draw inspiration from a quote
from ecologist Simon Levin (1992):</p>
      <p id="d1e202"><disp-quote>
  <p id="d1e205">To scale from the leaf to the ecosystem to the landscape and
beyond…we must understand how information is transferred from fine
scales, and vice versa. We must learn how to aggregate and simplify,
retaining essential information without getting bogged down in unnecessary
detail. The essence of modeling is, in fact, to facilitate the acquisition of
this understanding, by abstracting and incorporating just enough detail to
produce observed patterns…the objective of a model should be to ask
how much detail can be ignored without producing results that contradict
specific sets of observations, on particular scales of interest.</p>
</disp-quote></p>
      <p id="d1e209">Levin's (1992) is an argument for “coarse graining”, i.e., formulating
models with only the necessary degree of complexity, and against attempts to
fully resolve the enormous heterogeneity and complexity of hydrologic
processes at progressively smaller timescales and space scales, a perspective
which is echoed by hydrologist Thomas Dunne as well (Dunne, 1998).</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Organized heterogeneity and preferred space scales: REA</title>
      <p id="d1e218">Inspired by the organization that nature exhibits around a hierarchy of
spatial scales, i.e., hillslope, catchment, region, etc. (Blöschl and
Sivapalan, 1995), there have been concerted efforts to identify whether a
characteristic space scale, which reflects the spatial organization and can
thus serve as the building block of distributed models, exists in catchment
hydrology. This idea is similar to the continuum or REV concept long used in
groundwater hydrology with a considerable degree of success (Bear, 1972;
Hassanizadeh and Gray, 1979). The argument has been that aggregating the
governing equations or process descriptions to this building block scale
might lead to simplified (effective) lumped or continuum treatments,
obviating the need to split the catchment into smaller elements to capture
the effects of heterogeneity. This way of thinking reflects the long-standing
conviction, supported by observations, that in spite of the enormous
complexity of hydrologic processes in landscapes, catchment-scale hydrologic
responses can often be described by simpler models with only a few parameters
(Jakeman and Hornberger, 1993; Sivapalan, 2003). Dooge (1986) has argued that
catchments are complex systems with some level of organization, and indeed
“simplicity out of complexity” is a useful property of such complex systems
(Davies, 1992). However, when one opts for the parameterization approach
inspired by this reasoning, one still needs to know key features of the
underlying heterogeneity, e.g., their statistical distributions or
organizational structure (and not necessarily the actual observed patterns).
Furthermore, we also need to have information about cross-scale process
interactions that might lead to the simplicity we desire (Dunne and Black,
1970; Hassanizadeh and Gray, 1979), and must utilize efficient approaches to
incorporate them into models through appropriate model structures and
parameterizations (Beven and Kirkby, 1979; Zehe et al., 2014).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p id="d1e223">Mean event runoff volume as a function of mean sub-catchment area
(for the case of variable topography but uniform soils and precipitation).
Adapted from Wood et al. (1988).</p></caption>
          <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f01.png"/>

        </fig>

      <p id="d1e232">Motivated by this reasoning, Wood et al. (1988) pursued this scale question
in the context of runoff generation responses at the catchment scale. On the
basis of spatial averaging of numerical simulation outcomes from a
distributed rainfall–runoff model of hypothetical catchments, Wood et
al. (1988) postulated that such a spatial scale could exist, which they
called the representative elementary area (REA), and estimated its size to be
about 1 km<inline-formula><mml:math id="M1" display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> (Fig. 1). Subsequent field observations and simulations in
New Zealand and Germany supported the idea with some reservations and further
refinements (Woods et al., 1995; Didszun and Uhlenbrook, 2008). The claims
about both the existence and size of the REA have been questioned by others,
based on perceived limitations of the averaging approach used to resolve
these questions (Fan and Bras, 1995; Blöschl et al., 1995). A further
limitation of the REA of Wood et al. (1988) is that it focused on surface
runoff volume, and not its timing. Robinson et al. (1995) explored the change
in dominant controls on runoff timing (e.g., hydrograph dispersion) with
increased catchment area, and showed that the scale at which the dispersion
is maximally reproduced can be affected by whether (fast) surface or (slower)
subsurface runoff pathways dominate. The significance of the existence of the
REA, whatever its size, is that it is small enough to still account for
relevant spatial hydrological variations, and yet large enough to avoid the
overwhelming data and parameter needs of small-scale (distributed) models. As
a result, despite the reservations, the notion of using a representative
watershed scale as the building block towards the development of distributed
models (now at a sub-catchment scale) has remained as a working hypothesis
for organizing our thought processes in respect of modeling.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p id="d1e247">Simple and complex system representations of timescales contributing
to floods. Interactions of multiple timescales make the response an emergent
outcome of a complex system. Taken from Gaál et al. (2012).</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f02.png"/>

        </fig>

      <p id="d1e256">Inspired by the possibility that adoption of such a representative scale
might lead to simplified yet physically based hydrologic prediction models,
Reggiani (1999) developed a new theory of hydrology around this building
block, now named the representative elementary watershed or REW, to account
for some of the limitations of the earlier REA concept. Reggiani's theory was
expressed in the form of balance equations for mass, momentum, energy and
entropy written down directly at the scale of the REW (Reggiani et al.,
1998), and an accompanying constitutive theory (Reggiani et al., 1999) to
ensure the theory gives rise to a determinate set of governing equations.
Subsequently, Zehe et al. (2006) derived soil moisture characteristic (i.e.,
constitutive) relationships at the REW scale through the upscaling of
corresponding point-scale observations. Likewise, Lee et al. (2007) developed
a set of closure relations for the many boundary fluxes for the catchment
system – between different REWs and between different sub-regions within
each REW – again, to account for the effects of sub-grid heterogeneity and
process complexity, thus helping to complete the specification of the
governing equations representing the catchment response.</p>
      <p id="d1e259">The net advantage of the REW approach is that it ends up with the solution of
a system of coupled ordinary differential equations (as opposed to a system
of partial differential equations, which one obtains if they were to split a
catchment into rectangular or triangular elements). Both Tian et al. (2006)
and Lee et al. (2007) developed numerical schemes to solve these governing
equations, thus forming a new generation of models based on the REW approach
that parallel distributed models based on rectangular or triangular finite
elements following the Freeze and Harlan paradigm. In this way Tian et
al. (2006) and Lee et al. (2007) have contributed to a new class of models of
intermediate complexity, resolving processes occurring at scales larger than
the size of the REW, and parameterizing those happening at smaller scales
(Beven, 2012). Their potential as a new modeling framework has also been
highlighted through several applications. For example, models based on the
REW approach have been applied to real catchments, generating space–time
predictions of the rainfall–runoff response for catchments in Australia
(near Darwin, Lee et al., 2007) and in Oklahoma in the United States (Li et
al., 2012; Tian et al., 2012). In recent years, these models have been
extended to make distributed predictions of sediment and nutrient transport
and export at the catchment scale and across the corresponding stream
networks (Patil et al., 2012; Ye et al., 2012). It should be noted that in
spite of this success, the REW approach has still not taken off, nor
has it been widely adopted as would be
expected, due to the lack of progress in the development of constitutive and
closure relations to account for the effects of sub-REW heterogeneity and
process complexity in catchments everywhere; this is discussed next.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Catchments as ecosystems: limits of Newtonian mechanics</title>
      <p id="d1e270">In spite of its promise, and in spite of the progress made so far, the REW
approach shares the as yet unsolved problem confronted by all distributed
models, which is how to derive or estimate parameters a priori at the scale
of the chosen grid (in this case, the REW) without first fully resolving
sub-grid <italic>heterogeneity</italic> and process <italic>complexity</italic>, which was
the key problem in the first place. The spatial heterogeneity and the
resulting cross-scale process interactions can introduce enormous complexity
and richness to catchment hydrological responses. However, processes can
become even more complex when we extend the analysis to include multiple
timescales. When we attempt to make predictions over longer timescales, i.e.,
longer than events (e.g., months or years), the media within which hydrologic
processes operate (i.e., soils, topography, vegetation) may themselves change
dynamically or transform permanently (e.g., time-variant macroporosity due to
the life cycle of earthworms, Zehe and Sivapalan, 2009; soil swelling and
cracking, Savenije and Hrachowitz, 2017). In other words these are not inert
objects fixed for all time, as is commonly assumed in deterministic models.
Furthermore, if the hydrologic prediction problem is deemed a boundary value
problem, as it often is, it also means that the location of the boundary and
its condition itself are not fixed, but evolve dynamically as part of the
water dynamics, the very dynamics we are trying to predict (see Fig. 2). The
end result is that the hydrologic response can no longer be described by
Newtonian mechanics alone, and is now the emergent outcome of two dynamic,
coupled processes: water flow itself and the changes to the media, both
occurring over multiple timescales (Gaál et al., 2012). Note that all of
the complex spatial processes we talked about operate in the time domain as
well.</p>
      <p id="d1e279">The most obvious example of a catchment subsystem that evolves dynamically is
vegetation, which is directly involved in the crucial process of
evapotranspiration. Vegetation adapts itself dynamically over multiple
timescales in response to changing climate and hydrology, even as it has an
impact on the hydrology. Also, over much longer timescales it can modify the
environment around it (e.g., soil structure, macro-pores, and topography, to
name a few). In this way the temporal dynamics of vegetation can also
indirectly impact runoff generation processes. As well as evolving with the
dynamic hydrology, such biologic activity renders the system even more
internally dynamic. The adaptations of vegetation and their modifications of
landscapes may be governed by biological or ecological processes, and cannot
be captured by universal descriptions based on Newtonian mechanics that focus
on flow processes alone; presently their effects on flow can only be
described by empirical, place-based relationships. As in the case of spatial
upscaling problems discussed before, it is always tempting to ask the
question whether the <italic>temporal</italic> organization of a catchment's
hydrologic response, arising from vegetation adaptations to the multi-scale
temporal variability of climate and hydrology, and the resulting landscape
modifications, could also be averaged to produce a simplified description of catchment response. This
question is explored next by highlighting different examples of vegetation
(and even landscape) adaptations to natural climate variability and
hydrology.</p>
<sec id="Ch1.S4.SS1">
  <title>Adaptation strategies by vegetation</title>
      <p id="d1e290">Understanding vegetation adaptation processes is a rich and multifaceted
problem, but here I will use examples from my own modeling experience to only
illustrate the point about simplicity in spite of complexity, and how this
might arise as a result of vegetation adaptations in the time domain. Many
existing catchment models, including the ones mentioned before, approximate
evapotranspiration rates by vegetation (e.g., forests, grasses) as if they
function like human-engineered agricultural crops; i.e., they transpire at a
potential rate (e.g., potential evaporation) when the soil is wet, and reduce
their evapotranspiration rate when soil moisture falls below the saturation
value. In reality, this is not normally the case under native vegetation, and
such approximations can lead to serious discrepancies when evapotranspiration
is a large fraction of annual water balance, as is the case in most dry
places around the world (Sivapalan et al., 1996; Thompson et al., 2011a).
This was highlighted in the Darling Range region of south-western Western
Australia during field experiments carried out by Silberstein et al. (2001).</p>
      <p id="d1e293">South-western Western Australia experiences a strong Mediterranean climate,
with warm dry summers and cold wet winters. Field measurements made by
Silberstein et al. (2001) in a forested catchment in this region showed that
daily evapotranspiration rate (bare soil evaporation plus transpiration) was
roughly 2.5 mm day<inline-formula><mml:math id="M2" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> during a 2-week period in the wet winter phase of
the experiment. Remarkably, when the experiment was repeated 6 months later
during a 2-week period following a very dry summer, the evapotranspiration
rate turned out to be very much the same, about 2.5 mm day<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> every
day. The assumption that trees, like agricultural crops, might reduce their
transpiration rates during dry periods (due to their experiencing water
stress) was found not to be the case. It turned out that native Eucalyptus
trees in this part of Western Australia have adapted to the strong
seasonality of climate (hot dry summers and cold wet winters) by growing
dynamic deep roots that tap into a groundwater aquifer
present that is over 30 m deep. Indeed, it was found that tree
roots remained always in contact with the deep water table even when the
latter fluctuated between summer and winter and between years. The net result
is an apparently constant transpiration response by the vegetation, i.e.,
2.5 mm day<inline-formula><mml:math id="M4" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> every day.</p>
      <p id="d1e332">In a subsequent study at a site near Darwin, in Northern Territory,
Australia, Schymanski (2007) reported an altogether different response by
native vegetation. This area experiences a monsoon climate, with a wet
4-month period of heavy monsoon rains, followed by 8 months of dry
(non-rainy) conditions. Being tropical, potential evaporation is uniformly
high during both periods. Water table is present at a depth of about 10 m
all year. Schymanski reported that measured total evapotranspiration rate
appeared to follow the variation of surface soil wetness, regardless of the
energy available, i.e., potential evaporation (Schymanski, 2007). However,
the adaptation strategy by the prevailing vegetation was different. In
Darwin, the more permanent, deep-rooted trees tap into the groundwater table,
just as in Western Australia, and were found to transpire at a rate of
1 mm day<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> all year, regardless of surface soil moisture. However, in
addition, during the wet season, a dense under-story of grasses
develops which, like crops,
transpires at rates proportional to the surface soil moisture: a peak of
2.5–3.0 mm day<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> during the wet season, decreasing as the soil dries
during the subsequent dry season, and dropping to negligible values as the
grasses completely senesce and dry out. Once again, a slightly more complex,
almost predictable transpiration pattern that arises via complex adaptation
strategies adopted by the vegetation to the climate and hydrology.</p>
      <p id="d1e359">Two different places, two different adaptation strategies by vegetation that
has developed in each setting, yet permitting a simplified transpiration
pattern in each case: in both cases, the strategies used by the vegetation
are different from what is normally assumed for agricultural crops. This
raises two issues: if one wants to develop a predictive model of
evapotranspiration for a specific place, then the adaptation strategy adopted
by the vegetation that develops locally must be known a priori. Newtonian
theory by itself cannot predict the vegetation and its adaptation strategy
one is likely to encounter in a given place, both of which may be governed by
(the as yet unknown) biological/ecological laws at the scales of interest to
us. The adaptation strategy adopted by the vegetation would be relatively
easy to determine, given the kind of observational evidence available to
Silberstein et al. (2001) or Schymanski (2007). Few places would have that
kind of field evidence, however. In a catchment context, many more places
will have rainfall–runoff data only, from which the adaptation strategy
adopted by vegetation may have to be inferred (with a lot more ambiguity,
given the kind of limited data, especially in the absence of
evapotranspiration data). The fact that prevailing vegetation in different
places may use different adaptation strategies, in the absence of such
supporting data, also opens the way for much freedom or pluralism in the
development of predictive models, as opposed to a universal model that would
be expected from Newtonian mechanics.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <title>Ecosystem function and data-based inference</title>
      <p id="d1e368">A key observation from the last section is that the dynamics of
evapotranspiration is intimately connected to that of vegetation adaptation.
We can broaden this argument to include other catchment responses as well,
such as runoff. We are quite used to treating runoff generation as a physical
process, governed by Newtonian mechanics (Larsen et al., 1994). This presumes
that we know a priori what mechanism of runoff generation dominates in a
given place. However, Newtonian mechanics alone may not be able to determine
a priori (i.e., without field evidence) the dominant runoff generation
mechanism in any given place. Based on field evidence Dunne (1978) provided a
perspective on climate, soil, topography and vegetation controls on dominant
runoff generation mechanisms, popularly known as the Dunne diagram. To this
day, the Dunne diagram has continued to defy explanations based on Newtonian
mechanics alone (Larsen et al., 1994; Li et al., 2014). Vegetation adaptation
may again be the chief cause of this phenomenon, e.g., vegetation perhaps
adapting itself and adapting the environment around it (i.e., soils,
topography) in such a way that it can retain soil moisture longer in arid
environments and drain water sooner in wet environments. Also, forest soils
are known to have higher surface infiltration capacities, which also impact
their stormflow response. Thus, “forest” vegetation type becomes a property
linked to infiltration and runoff generation, as well as to
evapotranspiration.</p>
      <p id="d1e371">Given this field evidence on evapotranspiration and runoff generation, and
given the limitations of the more reductionist approach based on Newtonian
mechanics, one is tempted to look for a complementary but holistic approach
that can accommodate the adaptation of catchment properties (i.e.,
vegetation, soils) to environmental conditions. What if, instead of treating
catchments as physical or mechanical systems, we consider them more broadly
as ecosystems. Then the same processes, i.e., evapotranspiration and runoff
generation, could be deemed a catchment's ecological responses, as part of
its overall ecosystem “function”. This was the wisdom behind the
“functional” approach proposed by Black (1997), who framed a catchment's
hydrological responses to precipitation more broadly as partition, storage,
transmission, and release (see also Wagener et al., 2007), as opposed to
point-scale processes (e.g., infiltration), in this way aligning them to the
catchment's ecosystem function.</p>
      <p id="d1e374">Another observation from the last section is that in spite of the known
complexity of hydrologic processes at small timescales (rain events) and
space (point) scales, which Newtonian mechanics may well be able to capture
under some circumstances, catchment organization and ecosystem adaptation
impart a level of simplification to hydrological responses at the catchment
scale. One example is the dynamics of evapotranspiration seen in forested
catchments in Perth and Darwin. Another example is the well-known fact that
the discharge of the groundwater aquifer to streams can often be represented
by simple linear reservoir theory, characterized by a mean residence time, in
spite of the known complexity of flow processes operating at small scales,
governed by Darcy's law (Savenije, 2017). This intriguing connection between
micro-scale complexity and macro-scale simplicity has been an unsolved
problem in catchment hydrology (Dooge, 1986; Sivapalan, 2003). The challenge
for predictions is that the mechanisms through which such transformations
from complexity to simplicity happen are largely unknown. If the biological
or ecological laws or principles that govern them at the catchment scale were
known, we might then use them to derive simpler, holistic parameterizations
of hydrologic responses. Until such laws become available and lead to the
development of universal predictive models, however, the problem lends itself
to a plurality of modeling ideas, including data-driven approaches that rely
on inferences from available rainfall–runoff data.</p>
      <p id="d1e377">Wittenberg and Sivapalan (1999) presented an interesting and insightful
implementation of the data-driven inference idea. They performed diagnostic
analysis of rainfall–runoff data in several catchments in Western
Australia (WA). This first involved analysis of streamflow recessions (i.e.,
following the end of individual rainfall events) during different times of
the year, and in WA's seasonal climate, attributing differences in the slopes
of the recession curves to changing evapotranspiration (ET) within the year.
This made it possible to back-calculate the unknown ET from the recession
curve slopes, and thus piece together a simple groundwater balance model for
the catchments. This approach to data-based inference was later extended by
Kirchner (2009) to UK catchments, calling the approach “doing hydrology
backwards”. In both cases, however, the power of the approach was due to the
apparent simplicity of the hydrologic response manifesting itself at the
catchment scale, which results from the spatial landscape organization and
the temporal adaptation of the catchment ecosystem to the prevailing climatic
variability.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p id="d1e383">Runoff signatures deemed emergent patterns reflecting the
functioning of the catchment ecosystem. <bold>(a–f)</bold>: annual runoff,
seasonal runoff, flow duration curves, low flows, floods, and runoff
hydrographs. Taken from Blöschl et al. (2013).</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f03.jpg"/>

        </fig>

      <p id="d1e395">Following the lead of Wittenberg and Sivapalan, Jothityangkoon et al. (2001)
and Atkinson et al. (2002) extended the data-based inference idea further by
treating the catchment's observed rainfall–runoff response as a reflection
of its ecosystem functions (i.e., partition, storage, transmission, and
release) but manifesting differently at different timescales. They assumed
that the ecosystem functions are reflected collectively in several runoff
signatures (i.e., temporal patterns extracted from streamflow data at
different timescales), through which it was assumed that the catchment
reveals its internal dynamics or functioning (see Fig. 3). These streamflow
signatures, e.g., the regime curve (monthly timescale), flow duration
curve (daily), or flood frequency curve (multiple timescales), are thus seen
as outward manifestations of internal ecosystem functioning, and can
therefore be deemed emergent (temporal) patterns.</p>
      <p id="d1e398">The functional insight and the realization that catchment responses can show
organization along timescales gave rise to a new approach to the modeling of
catchment rainfall–runoff responses, called the top–down or downward
approach (Klemeš, 1983; Sivapalan et al., 2003). We might as well call it
the functional approach, following the lead of Black (1997). This modeling
approach is diametrically opposed but complementary to the bottom–up or
upward approach to model development based on Newtonian mechanics
(Klemeš, 1983), an example of which is the REW approach of Reggiani et
al. (1998, 1999) discussed earlier. The idea behind the downward or
functional approach is to develop models step by step, but starting at long
timescales (e.g., the annual timescale, as in the case of Jothityangkoon et
al., 2001). Once a simple (simplest possible) model is developed that
reproduces the runoff signature at the annual scale, i.e., inter-annual
variability, one then moves down to the monthly timescale, and adds just
enough functional complexity to the model to match a new signature, now at
the monthly timescale, i.e., the regime curve. If partitioning is the main
function that is accommodated at the annual timescale, storage and release
could be functions added at the monthly scale, and so on. This process
continues until a model is developed that is able to reproduce signatures
extracted from streamflow data simultaneously at all timescales
(Jothityangkoon et al., 2001; Atkinson et al., 2002). The top–down modeling
approach bears some similarity to the data-based mechanistic modeling
approach proposed earlier by Peter Young of Lancaster University, and
illustrated in Young and Beven (1994) and Young (2003), as discussed in
Sivapalan and Young (2005).</p>
      <p id="d1e401">Interestingly, the “functional” models, developed in a top–down way
through inference from data (e.g., Jothityangkoon et al., 2001; Atkinson et
al., 2002), are in many ways similar to what have long been known as
conceptual models, which have been developed from the 1960s, beginning with
the Stanford Watershed Model (Crawford and Linsley, 1966). These conceptual
model types can be lumped (at the catchment scale) or distributed (at the
sub-catchment scale), and are also developed without recourse to Newtonian
mechanics. Examples (among numerous other models) include the Tank Model
(Sugawara, 1967), HBV (Bergström, 1976), LASCAM (Sivapalan et al., 1996),
and the FLEX generation of models proposed in recent times (Fenicia et al.,
2011; Gharari et al., 2011). Both conceptual and top–down model types take
the form of a combination of inter-connected storage reservoirs that mimic
the functioning of different parts of a catchment, both attempt to provide
some kind of mapping between landscape structure and model structure
(Sivapalan, 2005), and both types contain strong subjective elements. The
main difference is the thought process that goes into developing these
models. Development of top–down models follows a systematic procedure to
decipher the model structure from observed rainfall–runoff variability at
multiple timescales. In the case of traditional conceptual models, the model
structure is chosen, ostensibly but often arbitrarily, to reflect the
functioning of parts of the catchment, with the opportunity to further refine
it through calibration or confrontation with rainfall–runoff observations.
In another sense, both model types are also similar to physically based
models of intermediate complexity arising from the REW approach (e.g., Tian
et al., 2006; Lee et al., 2007), in that all three model structures are
expressed in the form of coupled ordinary differential equations that reflect
water balances of individual compartments (or storages).</p>
</sec>
</sec>
<sec id="Ch1.S5">
  <title>Newtonian mechanics vs. ecosystem function: impasse and
reconciliation</title>
      <p id="d1e411">In the preceding sections I outlined two complementary approaches that
hydrologists have pursued over the past 5 decades to make catchment-scale
predictions. Using the terminology of Klemeš (1983), subsequently
expanded by Sivapalan et al. (2003), these can be termed the upward (or
bottom–up reductionist) and downward (top–down ecosystem or functional)
approaches. The upward approach fundamentally involves application of
Newtonian mechanics, either through spatially distributed models that attempt
to explicitly resolve spatial heterogeneity, or through semi-distributed
(e.g., REW) models that attempt to parameterize the effects of sub-grid
heterogeneity, while keeping the essential physics. The downward approach to
model development, on the other hand, involves making inferences from
catchment-scale rainfall–runoff data (and other responses, e.g.,
evapotranspiration, if
available).</p>
      <p id="d1e414">The advantage of Newtonian mechanics based models is that the role of spatial gradients in controlling
hydrologic processes, at least in principle, can be explicitly captured, and
so the fidelity of process descriptions at small scales can be guaranteed (at
least in principle). However, they have the disadvantage that they
cannot (yet) account for the functioning of the catchment as an ecosystem,
which is defined by process interactions in the time domain, the
biological/ecological laws behind which are yet to be discovered in the
catchment hydrologic context and incorporated into the models. The top–down
approach to modeling has the advantage, being derived from rainfall–runoff
data, that it can capture the holistic nature of catchment functioning. On
the other hand, it cannot (yet) unambiguously account for the physical laws
that govern flow processes in landscapes, especially in the spatial domain.</p>
      <p id="d1e417">Indeed, it has been said that “bottom–up reductionist-type models are best
suited to represent <italic>“known” knowledge</italic>, and are at their weakest to
reveal “<italic>unknown” knowledge</italic> (R. Silberstein, personal
communication, 2017); vice versa for top–down ecosystem-type models. In
this sense, the biggest strength of the top–down approach is also the
biggest drawback of the bottom–up approach, and vice versa (Sivapalan et
al., 2003). These two perspectives will remain irreconcilable until major
breakthroughs are made in our understanding of multi-scale spatial
heterogeneity and temporal variability, no doubt governed by Newtonian
mechanics at small scales, the resulting cross-scale interactions and
adaptations at long timescales governed by ecological laws, and the
understanding of how these contribute to whole ecosystem function and
manifest themselves in more holistic and simplified parameterizations of
catchment responses (Sivapalan, 2005; McDonnell et al., 2007). Presently, in
this context, we are at an impasse.</p>
      <p id="d1e426">One of the clearest manifestations of the impasse in modeling is in the
uncertainty in the resulting hydrologic predictions (Beven and Binley, 1992).
Neither approach is complete in terms of its theoretical foundation to
generate the predictions we need. In the case of bottom–up models based on
Newtonian mechanics, the predictive uncertainty arises from an inability to
characterize the heterogeneity of landscape properties accurately, the lack
of complete knowledge or understanding of hydrologic processes in the real
world, and the inability to capture them in the models. In the case of
top–down or functional models that depend on data-based inference, equally
there is uncertainty arising from the diversity of catchment adaptations to
climate and consequently in the plurality of model structures. In addition,
there is further uncertainty due to the inability to unambiguously estimate
the parameters through calibration, in the absence of physical guidance or
universal laws to constrain the parameter values. In a broad sense, the
uncertainty arises from both inadequate understanding of catchment behavior
(<italic>epistemic</italic> uncertainty) and an inability to characterize catchment
heterogeneity fully (<italic>aleatory</italic> uncertainty) (Beven, 2016). Further
progress in modeling will thus depend on our ability to break the impasse
between these two different modeling approaches by changing the science
questions that have been behind hydrologic research over the past decades
(Sivapalan, 2009).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><caption><p id="d1e438">Reconciliation of downward and upward approaches – break from a
reliance on parameterization of lower-level features to discovery and
explanation of emergent phenomena at the higher level. Taken from
Sivapalan (2005).</p></caption>
        <?xmltex \igopts{width=184.942913pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f04.png"/>

      </fig>

<sec id="Ch1.S5.SS1">
  <title>Breaking the impasse: change the question</title>
      <p id="d1e452">True reconciliation, however, is unlikely to come about if we stay within the
existing paradigms, through mere refinements to existing approaches to
estimation and prediction. Reconciliation between Newtonian mechanics and
ecosystem function based approaches will require a new era of research aimed
at explanation and discovery rather than estimation and prediction (see also
Burt and McDonnell, 2015). Reconciliation will require, on the one hand, that
we understand the functional role of landscape heterogeneity, and on the
other hand, the physics (i.e., mechanics or thermodynamics) underpinning
ecosystem function. This might require going beyond Newtonian mechanics and
searching for other universal laws or organizing principles that explain
ecosystem functioning of catchments in particular places. Instead of
parameterizing the effects of heterogeneity, the focus should be on
recognizing it as an emergent pattern and coming up with explanations to
describe how it came about and discover its ecosystem function (Fig. 4,
Sivapalan, 2005). The modeling question should no longer be whether we can
explicitly account for the effects of heterogeneity mechanistically, but
whether its ecosystem function can be reproduced (McDonnell et al., 2007;
Schaefli et al., 2011). In other words, to move forward towards both
understanding and improved predictions, research goals and associated
scientific questions must broaden from just <italic>estimation to explanation</italic>.</p>
</sec>
<sec id="Ch1.S5.SS2">
  <title>Moving from estimation to explanation: focus on phenomena</title>
      <p id="d1e464">As we have seen, the focus on estimation goes back to the beginnings of
engineering hydrology. In spite of the enormous progress we have made in our
ability to make predictions, these advances have not contributed towards
generalized theories that operate universally across catchments and places.
General theories are very much needed to bring about the reconciliation of
the diversity of modeling approaches we now have and achieve a unification of
the field. Hydrologic research will thus have turn to new types of questions
(Sivapalan, 2009), which are focused on explanation and discovery, perhaps as
a necessary prelude to prediction. Organization of catchment responses and
the patterns of ecosystem function that one observes in the real world are no
longer objects to be mimicked by our models (“grist to the calibration
mill”, à la hydrograph fitting), but need to be seen as emergent
phenomena. The enormous computational power and data availability that we now
have should be utilized to discover and/or explain previously unobserved or
unexplained phenomena at all scales and places (Li et al., 2014; Dunne,
1978). This may herald a major culture change in the way we do research.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p id="d1e469">Explaining power-law relationships as emergent phenomena arising
from timescale interactions: <bold>(a)</bold> mean annual flood as a function
catchment area, <inline-formula><mml:math id="M7" display="inline"><mml:mi>A</mml:mi></mml:math></inline-formula>, in the Appalachian region (taken from Sivapalan, 2005);
<bold>(b)</bold> sediment delivery ratio (SDR) <inline-formula><mml:math id="M8" display="inline"><mml:mi mathvariant="italic">γ</mml:mi></mml:math></inline-formula> as a function of
catchment area for different values of rainfall duration <inline-formula><mml:math id="M9" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">r</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and
an assumed power-law relationship of mean channel travel time <inline-formula><mml:math id="M10" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
with <inline-formula><mml:math id="M11" display="inline"><mml:mi>A</mml:mi></mml:math></inline-formula> (taken from Lu et al., 2005).</p></caption>
          <?xmltex \igopts{width=497.923228pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f05.png"/>

        </fig>

      <p id="d1e528">Phenomena abound in hydrology, differing in complexity and richness, and
arising in different contexts, which warrants a separate review article by
itself, given their increasing importance in hydrology research. Examples of
phenomena in catchment hydrology include the old water-new water concept
(McDonnell, 1990), the pan evaporation paradox (Roderick and Farquhar, 2004),
the Budyko hypothesis (Budyko, 1974), the proportionality hypothesis that
lies behind the success of the SCS-curve number method (Wang et al., 2014),
and the linear reservoir approximation to groundwater contributions to
streamflow (Savenije, 2017). The goal of research will increasingly revolve
around coming up with plausible hypotheses about their causes and testing
them out through further observations or targeted modeling. If the
explanations hold in several places, then it contributes to accumulation of
knowledge and understanding, and eventually to general theories and
underlying organizing principles. There is a long history in other branches
of hydrology where such a focus on phenomena has led to major advances in
hydrologic understanding. One can point as examples the phenomenon of
<italic>macrodispersion</italic> in groundwater transport in heterogeneous porous
media (Gelhar and Axness, 1983) and that of <italic>hysteresis</italic> in vadose
zone hydrology (Hassanizadeh et al., 2002), where sound explanations were
found while remaining within the Newtonian and/or thermodynamic frameworks.</p>
      <p id="d1e537">Until recently, under the weight of the dominant estimation/prediction (i.e.,
hydrograph fitting) paradigm, inadequate attention has been given to the
study of phenomena in catchment hydrology. Here I will illustrate, through
two simple examples, how the physical or functional causes of phenomena can
be explored, and how this might contribute to generalized understanding. The
two examples I present here involve an apparent power-law relationship with
catchment size (area). The first one involves annual maximum flood peak
(scaled by catchment area), in this case, taken from several nested
catchments in the Appalachian region of the United States (Fig. 5a: Smith,
1992; Robinson and Sivapalan, 1997; Sivapalan, 2005). The second one involves
a sediment delivery ratio (the fraction of eroded sediment at an event scale
that actually reaches the catchment outlet; Fig. 5b: Lu et al., 2005). Even
though these examples are obtained from specific places, the phenomena
themselves are universally observed. The question is, why is it a power law?
Is there a causal explanation? Answers to such questions test our
understanding of the underlying processes and the interpretation of
observations of all kinds.</p>
      <p id="d1e541">Robinson and Sivapalan (1997) showed that the observed power law can be explained
by a simple argument, supported by a simple linear “bucket” model with two
different timescales (event duration, and a mean response time that is a
function of catchment area, due to the geometric relationship between length
of travel and area), and an understanding of rainfall variability. If
rainfall intensity is a constant during a single storm event, the magnitude
of the flood peak can be analytically derived based on storm duration and
mean response time: it does not follow the power law (see the dotted
line…in Fig. 5a). Firstly, the introduction of within-storm rainfall
variability increases the flood peak for small catchments (due to their fast
response), but has no impact in large catchments (denoted by the symbol
“<inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:mo>∗</mml:mo><mml:mo>∗</mml:mo><mml:mo>∗</mml:mo></mml:mrow></mml:math></inline-formula>” in the figure). Secondly, the introduction of
between-event interactions and seasonality increases the flood peak for large
catchments (due to their effect on antecedent conditions), but has no
influence for small catchments (denoted by o o o). Their combination leads to
a combination of the two effects (denoted by - - - and —): flood
peak is increased for small catchments (because of within-storm variability)
and for large catchments (because of interaction between events and/or
seasonality). So what looks like a power law is really an emergent pattern
that falls out as a result of a complex interplay across different
timescales, and the geometry of the catchment's organization.</p>
      <p id="d1e556">The scaling of the sediment delivery ratio is an even more complex phenomenon
to explain (with considerable scatter; see Fig. 5b), because it involves not
only runoff processes as discussed above, but also sediment transport
processes. Even in this case, however, Lu et al. (2005) proposed an
explanation that was similar, indeed one that followed that of Robinson and
Sivapalan (1997). Lu et al. too used a simple conceptual model that consisted
of two linear stores arranged in series: a hillslope store that addresses
transport of sediment to the nearest streams and a channel store that
addresses sediment routing in the channel network. They showed analytically
that, as with Robinson and Sivapalan (1997), the spatial scaling of the
sediment delivery ratio (as an emergent pattern) can be explained, to first
order, in terms of the interactions between several timescales (i.e., storm
duration, hillslope/channel travel times, and two depositional timescales),
and also catchment geometry as before.</p>
      <p id="d1e559">I used these simple examples to also highlight the effects of the
interactions between multi-scale temporal variability of both climate inputs
and catchment response, and how they tend to generate emergent patterns due
to the resonance that is generated through these interactions, even in the
absence of adaptations of vegetation or catchment properties. In other words,
the way that the catchment responds to a sequence of events is different from
the way it responds to a single event, indicating that the response of the
catchment must be considered holistically across multiple timescales. The
importance of timescale interactions has also been highlighted in other
contexts to explain several environmental phenomena: power-law-type
streamflow recessions resulting from landscape heterogeneity (Harman and
Sivapalan, 2009); the effect of rainfall event variability on the pesticide
leaching risk of groundwater (McGrath et al., 2010); and climate controls on
vadose zone contaminant transport (Harman et al., 2011). This issue will be
explored in more detail in later sections using an expanded, co-evolutionary
framework.</p>
</sec>
<sec id="Ch1.S5.SS3">
  <title>Towards explanation and extrapolation: new kinds of models, new
kinds of phenomena</title>
      <p id="d1e568">As the focus turns from estimation to explanation, the types of models one
uses may also need to change. It is not an accident that in the two examples
discussed above, I have demonstrated how simple models are able to provide
first-order explanations of otherwise complex phenomena. In this age of big
data, data mining and hyper-resolution modeling (Wood et al., 2011;
Peters-Lidard et al., 2017), one might be surprised that I advocate the use
of simple models. I do this deliberately because the focus here is not on
prediction of the complete system response in one place with all its gory
complexity, but as per the Einstein quote below (see the earlier quote from
Simon Levin), on the ability to explain complex, possibly universal phenomena
more simply, and thus contribute to accumulation of knowledge and
understanding.</p>
      <p id="d1e571"><disp-quote>
  <p id="d1e574">If you can't explain it simply, you don't understand it well enough. –
Albert Einstein</p>
</disp-quote></p>
      <p id="d1e578">Note that the simplicity I advocate here is, in the words of James Dooge, a
“search for…<italic>a rational simplicity</italic>, not the simplicity of
crude assumptions,…or assuming the difficulty out of the way” (Dooge,
1995). In the spirit of the top–down reasoning, as also argued by
Dooge (1995), we will be better off starting with simple models targeted on
the phenomenon of interest, not models of everything, and increasing the
complexity only as needed. Dooge suggested linearization and similarity
analysis as effective ways to simplify models and gain understanding of
phenomena, which was also the case in the previously highlighted work of
Robinson and Sivapalan (1997) and Lu et al. (2005).</p>
      <p id="d1e584">Phenomena of interest to us can be dynamics (temporal patterns) in a single
place and on a range of timescales (Burt and McDonnell, 2015). Similarly, in
the space domain, phenomena can be spatial patterns in a single place (within
a catchment, Blöschl et al., 2016) or spatial patterns between places
(catchments) or scales (as in the two examples above), extending all the way
to regional or global patterns (Blöschl et al., 2013). Increasingly, as
discussed before, the focus turns towards developing a generalized
understanding of whole catchment responses and ecosystem functioning, and the
discovery of universal laws. Therefore, it is no longer sufficient to study
phenomena relating to a single place or a few places. Increasingly, the
phenomena of interest to us will come from simultaneous observations in many
different places with different histories of the kinds of timescale
interactions shown to be critical in the two examples presented above (Hipsey
et al., 2015), and the synthesis of data collected from across places, scales
and processes (Blöschl et al., 2013).</p>
</sec>
</sec>
<sec id="Ch1.S6">
  <title>Timescale interactions and catchment co-evolution: the Darwinian
approach</title>
      <p id="d1e594">Understanding the reasons for differences in required model structure between
catchments, including the controls of climate and landscape properties, may
be a good starting point in the search for more generalized understanding, by
drawing from many different places with different histories. Atkinson et
al. (2002) and Farmer et al. (2003) implemented the top–down modeling
approach, in a comparative way, to two dozen catchments around Australia and
New Zealand. They found systematic variations in model structure, with the
differences reflecting differences in climate and in how vegetation and soils
may have adapted to the climate. The modeling studies indicated evidence of a
hierarchy of required model structures, with changing timescales (i.e.,
annual, monthly, daily), and with changing aridity. For example, the required
model complexity increased with decreasing timescales, and increased with
increasing aridity. The argument could thus be made that the required model
structure, reflecting the functioning of a catchment, is itself an emergent
property in terms of how the catchment has adapted itself to the prevailing
climate and geology.</p>
<sec id="Ch1.S6.SS1">
  <title>Catchments “marching to a different drummer”: comparative
hydrology</title>
      <p id="d1e602">In order to shed more light on the required level of model complexity,
Jothityangkoon and Sivapalan (2009) compared a dozen catchments from all
around Australia and New Zealand, using the same top–down modeling approach
described above (i.e., matching streamflow signatures on a range of
timescales). They carried out a diagnostic analysis in each catchment that
focused on elucidating the climate controls on one particular signature,
i.e., inter-annual variability of runoff. In particular, the authors were
interested in discovering the aspect of the within-year rainfall variability
(i.e., storminess, seasonality) that may have a dominant control on the
observed inter-annual runoff variability. The diagnostic analysis adopted
involved running calibrated top–down hydrological models in each catchment,
but now with artificial rainfall inputs that included storminess and
seasonality separately, before being combined. The outputs from the model in
each catchment, for each of the artificial climate inputs, were compared to
the observed inter-annual variability. The question pursued was: what
combination of within-year climate variability (seasonality, storminess) is
needed to reproduce the observed inter-annual variability of runoff?</p>
      <p id="d1e605">The study found that in catchments in Queensland in north-eastern Australia,
inter-annual variability of runoff was most sensitive to storminess (not
seasonality), whereas in catchments in Western Australia and South Australia,
seasonality was the feature that contributed most to the observed
inter-annual variability. This finding is remarkable, in that the climate of
Queensland is indeed dominated by storminess (i.e., a small number of large
storms), and the climates of South and Western Australia were indeed
dominated by strong seasonality. The outcomes from these diagnostic analyses
thus indicated that the water balance dynamics of catchments (i.e., model
structure and parameters inferred from the data in a top–down way) somehow
“resonate” with the dominant within-year variability, i.e., storminess in
Queensland and seasonality in Western Australia. In other words, and
paraphrasing American naturalist Henry David Thoreau, these results indicated
that each catchment is “marching to a different drummer”, the drummer being
the variability of climate drivers present in a given place.</p>
      <p id="d1e608"><disp-quote>
  <p id="d1e611">If a (wo)man does not keep pace with (her)his companions, perhaps it is
because (s)he hears a different drummer. Let (her)him step to the music which
(s)he hears, however measured or far away. – adapted from Henry David
Thoreau: Walden, 1854.</p>
</disp-quote></p>
      <p id="d1e615">The modeling results also reaffirm the ecosystem or functional view presented
earlier, including the argument that there is much to be gained by making
inferences from observed rainfall–runoff time series. The results also raise
the hope that a more universal understanding of both ecosystem function and
catchment response and their relationship with climate and geology may be
gained by repeating these modeling and diagnostic studies simultaneously in
many more catchments around the world, in a comparative way, across gradients
of climate and geology. This leads to the notion of <italic>comparative hydrology</italic>, first introduced by Falkenmark and Chapman (1989), and defined
more broadly in the next section by linking it to catchment co-evolution.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S6.SS2">
  <title>Catchment co-evolution and Earth system science: a Darwinian view</title>
      <p id="d1e628">Berghuijs et al. (2014) extended the above comparative hydrology approach to
the modeling of seasonal water balances of over 400 catchments across the
continental United States. On the basis of these modeling results they came
up with a classification of observed seasonal water balances (i.e., regime
curve, a key signature of runoff variability), expressed in terms of three
driving factors: climate aridity, seasonality (i.e., relative timing of the
precipitation within a year), and the fraction of snow as precipitation. On
the basis of this similarity analysis, they identified 10 dominant catchment
classes among the 400-odd catchments. Not surprisingly, they found a
geographic aspect to the locations of the 10 classes, in that they were
clustered geographically, influenced by the slow climatic and geologic
variations across the continent. In addition they found that similarity of
seasonal water balances carried over to have an imprint on between-class
differences in several other signatures of runoff variability, such as the
flow duration curve or flood frequency curve, and yet there was also
considerable within-class variability due to other climatic and landscape
factors.</p>
      <p id="d1e631">An even more interesting finding from Berghuijs et al.'s (2014) results,
however, was that the regional mapping of catchments on the basis of
similarity of seasonal water balances was closely aligned with the regional
mapping of not only vegetation classes and ecoregions (i.e., the different
ways ecologists map vegetation and ecosystems), but also soil orders. This
clearly indicated that the seasonal water balance response is not just about
the partitioning of incoming precipitation into spatially resolved hydrologic
processes, i.e., runoff, evaporation and storage change. In fact, it is both
a contributor to, and an outcome of, the co-evolution of physical, biological
and pedologic processes governing vegetation establishment and adaptation,
and soil formation, as well as water balance, which all together reflect an
underlying ecosystem function. Indeed, it is well known in the ecological
literature that it is the seasonal water balance that determines vegetation
types that become established in a given place, including their functioning
and productivity (Stephenson, 1990; Robinson et al., 2012).</p>
      <p id="d1e634">One can speculate therefore that the phenomenon of each catchment “marching
to a different drummer” is a reflection of vegetation adapting to (and in
turn changing) the environment around it (e.g., hydrology, soils), in
response to the fluctuating water and energy supply at any place of interest
(Sivapalan and Blöschl, 2015). This is tantamount to the soils,
vegetation and topography belonging to a catchment co-evolving together in
response to the climate above and geology below through both land-forming and
life-sustaining processes operating and interacting across multiple
timescales (Fig. 6). The focus can no longer be on just hydrological
processes, but all land surface processes that operate together and feed back
on each other, which thus takes hydrology into the realm of Earth system
science. With this broader view, the focus of analysis is therefore no longer
on streamflow signatures alone, but also on signatures arising from the
co-evolution of Earth system processes, such as vegetation and erosional
patterns that one sees in landscapes (Sivapalan, 2005; Brantley et al.,
2017). Examples include patterns in measured evapotranspiration at individual
(e.g., FLUXNET) sites (Thompson et al., 2011a), regional patterns of
evapotranspiration measured by remote sensing (Cheng et al., 2011), and
vegetation, soil and micro-topography patterns in landscapes on a range of
scales (Thompson et al., 2011b; Saco et al., 2013; Harman et al., 2014).
These are the kinds of ecohydrologic and hydrogeomorphic phenomena that will
need to be further explored in the future and synthesized to generate the new
understanding and new theories required to close the gap between bottom–up
(reductionist) and top–down (ecosystem) approaches to modeling.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p id="d1e639">Co-evolution resulting from the interaction of a
number of processes (at least two: one represents
hydrological processes and the other landscape physical or ecological or
social processes), each of which consists of fast and slow components
producing emergent dynamics. Redrawn from Sivapalan and Blöschl (2015).</p></caption>
          <?xmltex \igopts{width=170.716535pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f06.png"/>

        </fig>

      <p id="d1e649">These outcomes of co-evolution, framed as emergent phenomena, may be
different in different places, because of differences in the history of
co-evolution and initial and boundary conditions of climate and geology.
Comparative hydrology, i.e., comparing many catchments in different places
along gradients of climate and geology, helps us to shed light on their
co-evolution, just as Charles Darwin interpreted differences between
animals, birds and plants he found in his travels through the lens of their
natural history (Harman and Troch, 2014). The Darwinian approach to
comparative hydrology embraces the history of each place, including features
that are relics of historical events, as central to understanding both its
present and its future (Blöschl et al., 2013). The essence of the
Darwinian approach then is to develop generalizations beyond individual
catchments through learning from differences between catchments, and
interpreting them as legacies of past co-evolution.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S6.SS3">
  <title>Hydrologic similarity and catchment classification: steps towards
generalization</title>
      <p id="d1e659">Given the co-evolved nature of catchments, their structure and function, and
the resulting hydrologic responses, explanation of the similarity and
differences between catchments must take a more Darwinian approach that
emphasizes timescale interactions specific to a place, and how the catchment
ecosystem may have adapted to these. While there can be considerable
diversity and randomness allowed in Darwinian co-evolution of catchments due
to contingency effects (Beven, 2015), patterns and connections may yet be
discernible which may lead to relationships of more general applicability.
One approach to creating order in an otherwise heterogeneous world, widely
adopted in chemistry and ecology, is through the process of classification.
As in the case of the periodic table in chemistry, classification of
catchments based on hydrologic similarity may be used to group catchments,
helping to simplify relationships and generalize findings. Hydrologic
similarity is the foundation for the transfer of information from one
catchment to another, including from gauged to ungauged catchments, and was
the basis for the successful outcomes of the Predictions in Ungauged
Basins (PUB) initiative (Sivapalan et al., 2003; Blöschl et al., 2013;
Hrachowitz et al., 2013). The PUB synthesis study by Blöschl et
al. (2013) framed hydrologic similarity in terms of several signatures of
runoff variability, such as the flow duration curve and the flood frequency
curve. The diversity of catchment responses is such that no two catchments
are so similar that all signatures are the same between them, and so for
prediction purposes one concentrates only on the signature of interest.
However, as in the case of the comparative hydrology study by Berghuijs et
al. (2014), the synthesis project by Blöschl et al. (2013) found that
similarity of seasonal water balance had a significant influence on the
similarity of other signatures too, and may be the strongest indicator used
to delineate hydrologically similar regions (Weingartner and Aschwanden,
1992).</p>
      <p id="d1e662">The organization of catchments into distinct classes based on hydrologic
similarity can open the way to understanding the differences between the
classes themselves in terms of the underlying climatic, geologic and
landscape controls. The most celebrated example of progress in this area is
the empirically derived Budyko curve, famously named after Russian
hydrologist Mikhail Budyko. The Budyko curve graphically expresses the long
term (or mean annual) water balance, defined by the ratio of long-term
average evapotranspiration to precipitation, <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>/</mml:mo><mml:mi>P</mml:mi></mml:mrow></mml:math></inline-formula>, as a universal function
of climatic aridity, the ratio of long-term average potential evaporation to
precipitation, <inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:mi>P</mml:mi></mml:mrow></mml:math></inline-formula> (Budyko, 1974). The existence of the Budyko
curve is usually explained as resulting from a competition between water
available (precipitation) and energy available (potential evaporation). In
the case of the MOPEX catchments across the United States, Berghuijs et
al. (2014) found that the different catchment seasonal water balance (and
also vegetation/soil) classes clustered along different segments of the
Budyko curve, with little overlap. On the basis of this and other evidence,
one can then argue that the competition between water and energy available is
mediated by the vegetation that forms through natural selection, highlighting
the key role of ecohydrology in hydrologic theory development (Eagleson,
2002; Rodriguez-Iturbe, 2000).</p>
      <p id="d1e692">The fact that most of the MOPEX catchments (and other catchments of the
world) fall on or about the Budyko curve (leaving a large part of the Budyko
space unoccupied) can be seen as an empirical organizing principle, i.e.,
only some combinations of climate, soil and vegetation characteristics may
exist in reality (i.e., are <italic>behavioral</italic>, Schaefli et al., 2011),
indicating a mutual co-dependence through Darwinian co-evolution and
selection (Eagleson, 2002). Inspired by these observations, in recent times
several hydrologists have embarked on a search for physical explanations for
the existence of the Budyko curve (Wang and Tang, 2014; Wang et al., 2015;
Westhoff et al., 2016). Wang and Tang (2014) and Wang et al. (2015) studied
the conceptual bases for empirical models developed by engineers (and
geographers) from the 1930s to the 1950s to describe water balances across
three different timescales: event, seasonal and annual. These were the SCS
curve number method for runoff estimation at the event scale (Mockus, 1949),
the <italic>abcd</italic> model for seasonal (monthly) water balance developed during
the Harvard Water Program in the 1960s (Thomas, 1981), and the L'vovich
method developed in the former Soviet Union for partitioning of annual
precipitation into fast and slow runoff and evaporation (L'vovich, 1979). In
the first phase of their work, Wang and Tang (2014) and Wang et al. (2015)
showed that all three of them can be described in terms of the so-called
<italic>proportionality hypothesis</italic>, which is long understood as providing
the conceptual basis for the SCS curve number method. In the second phase of
their work, they showed that the proportionality hypothesis, in turn, can be
explained thermodynamically, in terms of the principle of maximum entropy
production (MEP). One can thus see that the empirical proportionality
hypothesis and the thermodynamic MEP principle appear to provide a vehicle to
extend the hydrologic similarity arising from co-evolution across multiple
timescales. Admittedly, these are only the first tentative steps in the quest
for new theories of hydrology, and yet more creative approaches are needed to
extend the notions of similarity and optimality to cover not just the Budyko
curve but all other signatures, in order that we fully exploit the order or
simplicity that may arise out of Darwinian co-evolution.</p>
      <p id="d1e704">The MEP principle, or the equivalent maximum power principle proposed by
Kleidon and Renner (2013) and used by Westhoff et al. (2016) to derive the
Budyko curve, can be viewed as providing a constraint to the diversity
exhibited during Darwinian co-evolution and natural selection, possibly as a
mechanism to increase system resilience (Lotka et al., 1922). Furthermore,
existence of such physically based organizing principles, valid on a range of
timescales as indicated in the work of Wang et al. (2015), can pave the way
for a new generation of <italic>behavioral</italic> models (Schaefli et al., 2011).
This is a promising development for two reasons. On the one hand, it can help
constrain model structures inferred from rainfall–runoff data, and on the
other hand, it can constrain the parameter combinations allowed for otherwise
physically based models that are based on Newtonian mechanics (Li et al.,
2014). A unique advantage of the approach adopted by Wang et al. (2015) is
that it involved connecting the dots between empirical methods that have been
widely used in engineering hydrology for over 50 years, and exploiting the
simplicity in these estimation methods that arise from the very co-evolution
we are trying to capture in our models (e.g., flood frequency, Guo et al.,
2014). Potentially, if continued further, it will have the salutary effect of
contributing to fundamental advances while maintaining coherence through
avoiding fragmentation (Graham and Dayton, 2002; Blöschl et al., 2013).</p>
</sec>
</sec>
<sec id="Ch1.S7">
  <title>Timescale interactions in the Anthropocene: from ecohydrology to
socio-hydrology</title>
      <p id="d1e717">The focus of the discussion in the last section was on timescale interactions
and the co-evolution of hydrologic and other physical and biologic processes
occurring in landscapes. In the otherwise natural catchments considered so
far, the dynamic nature of catchment co-evolution was centered on vegetation,
its adaptation of itself and its environment through feedbacks between
hydrologic and ecologic processes across multiple timescales. This
perspective was introduced to assist with developing transferable
understanding between places in the course of data-based inference and
top–down modeling under otherwise stationary conditions.</p>
      <p id="d1e720">As one begins to look to the future, one recognizes the expanding human
footprint, including land use and land cover (e.g., vegetation) changes and
human interferences in the hydrologic cycle (e.g., water extraction from
rivers or groundwater aquifers) and the inevitable acceleration of the
timescale interactions. One can no longer count on stationarity for making
predictions of catchment responses under these circumstances (Milly et al.,
2008; Wagener et al., 2010). Furthermore, over longer periods of time, the
timescale interactions must include two-way feedbacks between hydrological
(and other Earth system processes) and human-social processes, and the
emergent dynamics that result from these. Thus, as we transition from our
focus on ecohydrology so far (Eagleson, 2002; Rodriguez-Iturbe, 2000) to the
new field of socio-hydrology (Sivapalan et al., 2012), we can recognize both
similarities as well as differences between the behaviors of vegetation and
humans and, where possible, benefit from lessons learned from the practice of
ecohydrology in the past 2 decades.</p>
      <p id="d1e723">The co-evolution of water and vegetation does not stop with vegetation
adapting to the water and energy balances and vice versa. We noticed that
over time vegetation not only adapts itself to the prevailing climate
variability and water balance dynamics (even as it modifies it at the same
time), but it does so through adapting (or engineering) the landscape or
environment around it as well, such as through modifying the soils or
topography. Work by Gao et al. (2014) drew an analogy between humans and
vegetation and highlighted parallels in water consumption behavior between
them. We know humans build storages to cater to periods of drought – in
engineering hydrology we estimate the required storage using (for example)
the so-called Rippl method (Rippl, 1883). Analogously, Gao et al. (2014)
proposed a root storage design method for vegetation, similar to Rippl, where
the required storage capacity (with an analogy to root depth) was the
between-year maximum of the within-year (seasonal) fluctuation (peak to
trough) of soil moisture storage. They extracted this information from the
outcomes of the modeling work they had done on a large number of MOPEX
catchments across the United States, from which they estimated the pattern of
root depth variation between the catchments. They discovered strong
correlations between the root depth distributions obtained from such water
balance analyses and those independently obtained for the actual vegetation
classes found in these catchments. This observation lends strong support to
the argument that vegetation adapts itself optimally to the prevailing water
balances (seasonal and annual) through adapting itself and adapting its
environment so as to, in this case, make maximum use of the water available
(see also Troch et al., 2009; Yang et al., 2016; Brantley et al., 2017).
These studies confirm and build on the prescient insight of Robert E. Horton,
an early pioneer of hydrology who wrote:</p>
      <p id="d1e726"><disp-quote>
  <p id="d1e729">Natural vegetation of a region tends to develop to such an extent that it can
utilize the largest possible proportion of the available soil moisture
supplied by infiltration. – Robert E. Horton (1933)</p>
</disp-quote></p>
      <p id="d1e734">Note in passing the similarities between Robert Horton's foresight with
modern explanatory theories in ecology such as <italic>ecological niche</italic>
<italic>theory</italic> (Chase, 2011) and <italic>niche construction theory</italic>
(Odling-Smee et al., 2003) that relate, respectively, to how organisms modify
themselves and modify their environment.</p>
      <p id="d1e746">Admittedly, the examples presented above very much represent a top–down
treatment of vegetation adaptation, which I invoked only to make the
connection to comparative hydrology, and to highlight how model structures
and parameterizations may vary between places through such adaptations. In
reality, these broad-scale patterns indicative of co-evolution require
further refinement in the context of <italic>predictive ecohydrologic theories</italic> regarding vegetation adaptation to its environment. One example of
this is the vegetation optimality model (VOM) proposed by Schymanski et
al. (2009) based on the hypothesis that natural vegetation co-evolves with
its environment and that over time natural selection leads to a species
composition most suited for the given environmental conditions. In VOM this
is represented by a trade-off between water loss and carbon gain formulated
in terms of the costs associated with the maintenance of roots, water
transport tissues and foliage, and the benefits related to the exchange of
water for CO<inline-formula><mml:math id="M15" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> with the atmosphere, driven by photosynthesis. In VOM the
optimal vegetation is taken as the one that maximizes “net carbon profit”,
i.e., the difference between carbon acquired by photosynthesis and carbon
spent on maintenance of organs involved in its uptake. Note however that VOM
is just one of many optimality theories that have been proposed in
ecohydrology, and is only presented here as an illustrative example. There is
increasing availability of data on evaporative fluxes from a large number of
flux towers located in different biomes of the world (Thompson et al., 2011a,
b) and new remotely sensed datasets on both vegetation cover and
evapotranspiration rates over regional scales (Cheng et al., 2011) to
complement existing rainfall–runoff data at catchment scales. There is
enormous scope for these new datasets to be used to test alternative theories
of vegetation adaptation (Brantley et al., 2017) and to provide guidance for
the choice of model structures in top–down models, and thus help bridge the
current impasse between top–down and bottom–up models.</p>
<sec id="Ch1.S7.SS1">
  <title>Human-engineered landscapes and catchment water balances</title>
      <p id="d1e766">We now know, at a minimum, how vegetation adapts itself to the water balance
and adapts the water balance through its control. Increasingly, humans too
interact with catchment water balances, in some ways similar to how
vegetation interacts with the natural water balance. Humans extract water
directly from rivers or groundwater aquifers to meet their needs, or might
build dams across rivers to store water when nature's supply is low, such as
during low flow or drought periods. Just as vegetation engineers the
landscape to gain and maintain access to water, humans too engineer the
landscape (e.g., catchments) to gain and maintain access to water, and to
serve other human functions.</p>
      <p id="d1e769">Previously hydrologists may only have been interested in the short-term (and
local) effects of land use changes and human interferences in the hydrologic
cycle to satisfy human needs or functions. With the expansion of the human
footprint, they are increasingly concerned with longer-term hydrological
changes brought about by human actions and how the changed hydrology then
feeds back to generate secondary human reactions. Consequently, it is no
longer sufficient, as in the past, to model the hydrology of pristine
catchments and add human effects at the end (Wagener et al., 2010). For
long-term planning and strategic decision-making purposes, humans must
increasingly be treated as an intrinsic part of the catchment's water cycle.
This also means that traditional definitions of catchments as topographically
defined must be replaced or refined to account for administrative (or
governance) units. One can thus imagine how the explicit inclusion of human
behavior in hydrologic systems might over long time periods give rise to a
co-evolution of water and people. For example, many ancient civilizations
established themselves around sources of water, and their success and
eventual collapse or dispersal were emergent outcomes of co-evolutionary
feedbacks between humans and water (e.g., the Tarim basin in western China,
Liu et al., 2014). Under these changing circumstances, one thus moves from
ecohydrology, the study of two-way feedbacks between vegetation response and
catchment water balance, to socio-hydrology, the new science dealing with
two-way feedbacks between human behavior (e.g., water management) and
catchment responses (e.g., water balance, flooding dynamics) (Sivapalan et
al., 2012, 2014). This extends our earlier Earth system science perspective
now to include human-social processes as well.</p>
      <p id="d1e772">How far can we push the analogy between vegetation and humans? Unlike
vegetation, humans need water not just for their physiological needs (i.e.,
for drinking), but also for sanitation, and even more so for use in
industries, and for food and energy production. This introduces an economic
purpose to the use of water, and excessive water extraction for economic uses
impacts the environment in adverse ways, and impacts the ability of the
environment to produce the ecosystem services (including the delivery of
water) that humans also depend on. This introduces the notion of the
water–food–energy–environment nexus, and the requirement to make tradeoffs
between these various human needs. Two additional factors that enter the
management of the water–food–energy–environment nexus are advances in
technology (e.g., infrastructure that enables extraction and transfers of
real water between places) and trade (e.g., trade of food and other
commodities that depend on water for their production, also known as virtual
water trade). Another compounding factor is the role of institutional system
of administration, legislation and regulation of water (Sivapalan and
Blöschl, 2015). Under these circumstances, human involvement in
hydrologic systems in the past has been studied extensively in the context of
water resource management, where the focus has been on optimal management
(Loucks et al., 2005). Much of this work has worked on the belief that humans
are optimizers, assumed to make rational decisions about allocation of
resources between various needs, and opting to maximize economic livelihood.
However, with the advent of socio-hydrology, hydrologic science has broadened
to include the practices and outcomes of water resource management, in the
presence of the aforementioned complexities, as themselves subjects for
explanation and deeper understanding (Thompson et al., 2013).</p>
      <p id="d1e775">A major complexity in understanding and eventually predicting human behavior
in the context of water management is human agency (Sanderson et al., 2017).
Unlike natural systems, e.g., vegetation, humans can choose among different
modes of thinking and courses of action that impact the natural systems
within which they are embedded. A major challenge is that human
decision-making shapes, and is shaped by, the cultural contexts within which
human societies are embedded. Humans draw upon commonly held values, beliefs
and norms to guide their actions, and in turn can collectively change their
cultures in the long term (Caldas et al., 2015). Human–water interactions
are heavily influenced by differences and/or dynamic changes in human values
and norms in respect of their economic livelihood and the environment. Unlike
natural systems whose long-term co-evolutionary behavior can be expressed in
terms of organizing principles (e.g., vegetation optimality, maximum entropy
production), humans can appear to make decisions away from any optimality
principles and to violate their own laws (Fig. 7, Sivapalan and Blöschl,
2015). For example, they may extract water from a well, even if it is illegal
to do so; or they may choose to live with pollution, away from optimality
reasons, giving the impression that unlike vegetation, humans are irrational.
The net effects of such human decisions on water systems may manifest as
puzzles, paradoxes, and other unintended consequences, nevertheless
exhibiting similarities and differences that reflect distinct hydro-climatic,
eco-environmental, and socio-economic features (Sivapalan, 2015; Pande and
Sivapalan, 2017). These factors make human–water interactions much more
complex and thus add to the already difficult prediction challenges in
hydrology (Westerberg et al., 2017). Note, however, that differences
highlighted above between natural and human-impacted systems can at least
partly be attributed to the timescales of processes relative to the length of
available data records. It is tempting to think that, given long enough
records, co-evolutionary behavior in respect of coupled human–water system
dynamics may indeed be governed by some (as yet unknown) organizing
principles. In the end, then, it is a
pragmatic choice whether one sees or assumes well-organized patterns within
the available data records (Sivapalan and Blöschl, 2005).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><caption><p id="d1e781"><bold>(a)</bold> Natural systems follow constraints and optimality laws;
<bold>(b)</bold> Human systems may violate constraints and make irrational
decisions away from optimality (taken from Sivapalan and Blöschl, 2015).</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f07.png"/>

        </fig>

      <p id="d1e795">It has been suggested that changes in culture and associated values and
preferences may be more predictive of human behavior in the context of
sustainability than rationality, or utility maximization (Caldas et al.,
2015). Examples of human behavior different from utility maximization include
(Sivapalan et al., 2014): the peaking in water resource availability as
basins develop (peak water paradox, Kandasamy et al., 2014); increasing levee
heights in urban environments at the expense of increased flood risk (levee
effect, Di Baldassarre et al., 2013); increasing agriculture water
consumption in spite of irrigation efficiency improvements (irrigation
efficiency paradox) (Scott, 2011); and over-exploitation of coastal aquifers
at the risk of causing saltwater intrusion (Chang and Clement, 2012). An
example of non-optimal behavior in the context of coupled human–water system
dynamics is lock-in or path dependence, which is one explanation offered for
the collapse of the Maya civilization (Kuil et al., 2016). A more recent
example of lock-in is the self-reinforcing action of the people of the
Netherlands since the 11th century to drain their naturally peaty soils,
leading to land subsidence, which ultimately led to the invention of the
famous Gouda cheese, since the resulting low-lying areas that these actions
produced were only suitable for dairy farming (Erkens et al., 2016). The
science of socio-hydrology aims to explain these kinds of phenomena arising
from two-way feedbacks associated with coupled human–water system dynamics,
and to develop a generalized understanding that can connect diverse phenomena
across many places and times (Sivapalan and Blöschl, 2015). There is
still room for predictions in this new era of socio-hydrology: but given the
difficulties of dealing with human agency and complex human behavior, the
focus is not on predicting what will happen at a future prescribed time, as
it is in traditional hydrology, but on mapping out the possibility space of
future trajectories of system co-evolution (see Fig. 8, Srinivasan et al.,
2017).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8"><caption><p id="d1e800">Trajectories illustrating the future possibility space that may be
predicted by a socio-hydrological model addressed to management of the
water–food–energy–environment nexus (taken from Srinivasan et al., 2017).</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f08.jpg"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S8" sec-type="conclusions">
  <title>Engineering hydrology to Earth system science: from Newton to
Darwin to Wegener</title>
      <p id="d1e816">There is no question that there has been a fundamental transformation of
hydrology in the past 50 years. My goal in this narrative has been to connect
the dots and draw up a continuous thread through what I thought were major
milestones in the evolution of the science. Hydrology (for me) started as
engineering hydrology, addressing rather simple, well-defined problems (e.g.,
what is the 100-year flood?). Over time, problems became increasingly
complex, such as the need to predict the effects of land use changes or
climate change (e.g., on 100-year floods), which required more process-based
approaches invoking Newtonian mechanics. Even as the ability to make
predictions using such physically based models advanced, they encountered
limitations due to unknown (and unknowable) heterogeneity of landscapes, and
the lack of understanding of process interactions in the time domain,
including how catchments functioned as whole ecosystems. Conceptual or
functional models based on data-based inference partially helped to overcome
these limitations, but they in turn suffered from heavy dependence on data,
and the absence of holistic theories of catchment responses and ecosystem
functioning.</p>
      <p id="d1e819">The seeming impasse between the two approaches to predictions, mechanistic
and functional, has motivated hydrologists to broaden the research from the
traditional focus on estimation and prediction towards understanding,
explanation and discovery. The shift towards understanding and explanation
does not signify a lack of commitment to applications of hydrology, however.
The goal of hydrology as use-inspired basic science (Stokes, 1997; Thompson
et al., 2013) remains, which is to generate the basic understanding necessary
to address the complex water sustainability or management problems that
appear on the horizon. The nature and role of predictions have also evolved
as problems become more complex and highly inter-disciplinary. The change in
focus towards understanding and explanation is contributing to two major
shifts in hydrology research. The first is increased attention to phenomena,
emergent patterns that arise through process interactions across timescales
and space scales. Numerical models are increasingly now used to test
hypotheses about how these phenomena may have arisen and thus contribute
towards accumulation of knowledge and understanding. The second major shift
is towards comparative hydrology, i.e., comparative studies across gradients
of climate, geology and human impacts. This is a Darwinian approach, which
seeks to develop new insights and theories about catchments, as consisting of
components that have co-evolved together, and to learn from the common
history of their co-evolution.</p>
      <p id="d1e822">Given this co-evolutionary perspective, hydrological problems needed to be
framed broadly as inter-disciplinary problems that extend beyond the study of
water flows in landscapes. In natural landscapes we are increasingly
concerned with water flow processes interacting with and feeding back on
land-forming (e.g., pedogenesis, soil erosion and deposition) and
life-sustaining (e.g., biogeochemical, ecological) processes. With the
expanding human footprint, hydrology also has to deal with vastly complex
social processes. An example (one of many) of a new problem that hydrologists
have to deal with in this context is the nature of interactions between
people and droughts that might lead to exacerbation of water shortages (Apurv
et al., 2017), conflicts, human migration, and even collapse (Kuil et al.,
2016). This places hydrology squarely within the realm of Earth system
science, with an alternate set of problems, questions, and study tools. With
the broadening of the science there is increasing attention to a diversity of
emergent phenomena that arise in the context of co-evolution of climate,
soils, vegetation, and now humans.</p>
      <p id="d1e825">Exploring phenomena of all kinds – defined as interesting catchment
responses or ecosystem functioning with no obvious or immediate explanation
– and asking how they came about, which is the scientific method practiced
and perfected over centuries, is increasingly the main focus of most
hydrological investigations. Bronowski (1956) describes the majesty of the
scientific method in these terms:</p>
      <p id="d1e829"><disp-quote>
  <p id="d1e832">All science is the search for unity in hidden likenesses… The progress
of science is the discovery at each step of a new order which gives unity to
what had long seemed unlike… For order does not display itself of
itself; if it can be said to be there at all, it is not there for the mere
looking…order must be discovered and, in a deep sense, it must be
created. What we see, as we see it, is mere disorder. – Bronowski (1956)</p>
</disp-quote></p>
      <p id="d1e836">Increasingly, in a co-evolutionary context, one can adopt three different
kinds of approaches to generate and study phenomena of interest to us. These
may be framed as historical hydrology, comparative hydrology and process
hydrology. Historical hydrology generates phenomena in the form of emergent
dynamics in the time domain arising from timescale interactions. Comparative
hydrology generates patterns of catchment responses between different
catchments or places. Process hydrology generates patterns at a single place,
resulting from process interactions in space (or space–time).</p>
      <p id="d1e839">The evolution of the science and the growth of hydrological understanding
over the past 50 years have benefited from the use of a combination of
Newtonian and Darwinian approaches to address and explore increasingly
complex prediction problems and emergent phenomena. The Newtonian approach
benefits from the fact that it is based on universal laws of mass, momentum
and energy balances, with clear causality. It gains predictive power through
advances in observing and understanding processes, and approaches to account
for landscape heterogeneity and the resulting complexity of flow pathways and
residence times. Yet it loses effectiveness in making general predictions by
not being able to fully account for process interactions and feedbacks and
parameter co-dependency that manifest in catchments through co-evolutionary
processes. The legacy of past co-evolutionary processes in landscapes and
their interconnections over long time periods lead to complex emergent
spatial patterns and temporal dynamics. So an alternative approach to
studying patterns and dynamics arising from such co-evolution is to study
many catchments comparatively, treating them as legacies of past
co-evolution, which is the Darwinian way. In short, the Newtonian approach
generalizes by discovering universal laws governing particular processes
through experimentation, inductive reasoning and through mathematical
derivations, whereas the Darwinian approach generalizes by recognizing
emergent phenomena through comparative analyses across places and then
seeking explanations for how they came about (Guo et al., 2014). Of course,
Newtonian and Darwinian methods are complementary to each other, and progress
in terms of new theories of hydrology and improvements in our ability make
future predictions everywhere will require a synthesis of these two
approaches (Fig. 9) (Harte, 2002; Blöschl et al., 2013).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><caption><p id="d1e844">Newtonian–Darwinian synthesis: relative contributions of Newtonian
(learning from individual catchments through detailed studies) and Darwinian
(learning from a population of catchments through comparative studies)
approaches (taken from Blöschl et al., 2013).</p></caption>
        <?xmltex \igopts{width=184.942913pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f09.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10" specific-use="star"><caption><p id="d1e855">Regional process hydrology: schematic of the regional hydrologic
cycle and waterscape in the Kaidu–Kongqi River basin, part of the much
larger Tarim River basin, Xingjiang Province, in western China (taken from
Zhang et al., 2014).</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f10.jpg"/>

      </fig>

<sec id="Ch1.S8.SS1">
  <title>Crystal balling the future: from comparative hydrology to regional
process hydrology</title>
      <p id="d1e870">One of the benefits of developing a historical narrative, as I have done
here, is that it provides a perspective view (rightly or wrongly) of where we
have come from and where we may be (or should be) headed. I will therefore be
remiss if I do not use the “crystal ball” that I have created in my mind
based on this review to say something about what is in store for hydrology in
the coming decade(s). In doing so I stand to benefit from a perspective that
has helped me most to organize my narrative: this is the scale perspective.
The issue of scale has been at the heart of most of the difficulties
hydrologists have had in terms of developing new theories and advancing
predictions. If at all we have made any progress in hydrology, this may be
attributed to advances we have made in addressing scale issues (Blöschl
and Sivapalan, 1995; Blöschl et al., 2013). So now, going over the
progress we have made in hydrology over the last 50 years (Sivapalan and
Blöschl, 2017), one cannot but recognize the change in focus from
<italic>time</italic> during the empirical era (engineering hydrology), to
<italic>space</italic> (Newtonian mechanics) during the process era, and back to
<italic>time</italic> (Darwinian comparative hydrology) in the current
co-evolutionary era. By induction, this symmetry tells me that even while
remaining within the co-evolutionary framework, the next major change in
focus is likely to be (or even should be) to go back to <italic>space</italic>, and
to <italic>space–time</italic>.</p>
      <p id="d1e888">It occurs to me that for far too long we hydrologists (or far too many of us)
have focused on catchments as isolated objects, with an exclusive focus on
their rainfall–runoff (input–output) transformations. Even in the context
of comparative hydrology, we have continued to treat them as spatially
distinct and independent objects, even while acknowledging or exploiting
their common or similar co-evolutionary history. Clearly this is limiting, in
terms of the phenomena that we can explore, and the kinds of predictions we
increasingly have to make at larger spatial scales. If we extend the size of
the study domain from isolated catchments to a whole region, then in many
cases the catchments present within the region have spatial connectivity, as
well as a common history. Catchments within a region can be connected to each
other in three ways: downwind movement of water in the atmosphere, downstream
water movement through surface pathways (e.g., rivers), and subsurface water
movement (e.g., regional aquifers) from recharge areas in the mountains
towards the ocean, leading to groundwater outcropping in streams, lakes and
wetlands, and to estuaries and deltas in coastal regions. In this way there
is a continual transformation across the region in the nature of interactions
between atmospheric, surface and subsurface pathways of water, producing
unique waterscapes. This inexorably takes us into a new field that we might
as well call <italic>regional process hydrology</italic>. Just as a single catchment
is viewed as a co-evolved ecosystem, owing to the co-evolution of different
components (i.e., mountain range, headwater catchments, river network and
floodplains, wetlands and estuaries), the <italic>region</italic> too needs to be
looked at and managed as a whole ecosystem. An example of such a region
satisfying these features is the arid Kaidu–Kongqi River basin in western
China, which is supplied by snowmelt and glacier melt in its headwaters,
feeding an extensive oasis and the terminal Bosten Lake, both of which
support a thriving agricultural community in the midst of a vast desert
(Fig. 10).</p>
      <p id="d1e897">The Kaidu–Konqi River basin, and many others like it around the world (e.g.,
the Indus River basin in present-day Pakistan, the Cauvery River basin in
southern India), have been cradles of human civilization that have waxed and
waned as a result of long-term, large-scale climatic changes, as well as
human alterations of their waterscapes and over-exploitation of land and
water resources (Liu et al., 2014). The complexity of water balances and
long-term water management problems across such regions cannot be tackled by
studying a few isolated catchments. As we begin to look at a region as a
whole, the proposed regional outlook opens up new possibilities to advance
hydrology, with altogether new emergent phenomena that arise through
interactions of the atmosphere, land surface and regional groundwater
aquifers, including the waterscapes that form as a result. This regional
hydrology focus can also bring about the overdue unification of surface
(catchment) hydrology with groundwater hydrology, and extensions of
ecohydrology and socio-hydrology, to explore interesting, regional-scale
phenomena.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11" specific-use="star"><caption><p id="d1e902">Connecting the dots: schematic describing the fossil patterns across
continents that were the basis upon which Alfred Wegener proposed his
continental drift theory: <uri>https://en.wikipedia.org/wiki/Alfred_Wegener</uri>
(accessed on 28 October 2017).</p></caption>
          <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-f11.png"/>

        </fig>

      <p id="d1e915">I am not the first one to make the case for regional process hydrology,
however. Tom Dunne, in his famous Abel Wolman Lecture (Dunne, 1998), called
for a renewed focus on research targets at large spatial scales (i.e.,
regional) that are “of broad significance and might attract sustained
interest from scientists in other fields and society at large”. There is
already much activity in regional process hydrology that is beginning to
bring surface and/or groundwater hydrologists together with atmospheric
scientists, with a focus on modeling, large-scale synergistic observations
and data–model syntheses (Fan, 2015; Hipsey et al., 2015; Maxwell et al.,
2015; Blöschl et al., 2017). Echoing Dunne (1998) himself, my main
argument is to go beyond mere descriptions or narratives as we may have done
in the past, and to reinforce the focus on phenomena, now regional-scale
phenomena, and on process explanation and discovery, as a prelude to eventual
predictions at these scales. The relevant processes of interest occur at all
space scales and timescales, and are not limited to just small scales, and
emergent phenomena arise out of these multi-scale (space, space–time)
process interactions. Both Newtonian (bottom–up reductionist) and Darwinian
(top–down functional) approaches and their synthesis retain currency,
including the use of coarse-grained models to explore observed phenomena. So
this is regional process hydrology that requires a whole system synergistic
perspective.</p>
      <p id="d1e918">Within the spirit of use-inspired basic science (Stokes, 1997; Thompson et
al., 2013) the move towards regional hydrology also coincides with the
evolution of the nature of water management problems that will be faced in
the emergent Anthropocene. Thompson et al. (2013) presented several examples
of anticipated century-scale trends in the main hydrologic drivers that will
impact humanity in the future. These emerging future challenges include
changing demography (Wagener et al., 2010), warming climate
(Vörösmarty et al., 2000), rapid urbanization (Di Baldassarre et al.,
2010), changing rainfall variability (Blöschl et al., 2017), loss of
freshwater resources due to rising sea levels and saltwater intrusion (Chang
et al., 2011), and globalization of water systems through real and virtual
water trade (Konar et al., 2016). One can anticipate a range of water-related
problems and secondary effects that will emerge in response to these drivers.
Increasingly these problems will manifest at regional (and global) scales and
can no longer be addressed through the study of individual, isolated
catchments. Instead, we need a regional, increasingly global, approach to the
study of these problems. Each of these problems is likely to draw attention
to an array of emergent phenomena that manifest at the regional scale, and
associated science questions, which could be the basis for the next major
exciting phase of research in scientific hydrology.</p>
      <p id="d1e921">The extension of the co-evolutionary perspective in space towards the
regional scale takes us further from even Darwinian comparative hydrology (of
isolated catchments) to the kind of approach adopted by Alfred Wegener, which
eventually led to the discovery of plate tectonics. During his extensive
journeys around the world, Wegener evaluated multiple variables (e.g., fossil
records, rock types) across several continental regions with which he drew
coherent spatial connections across places to support his reasoning on the
continental drift (Fig. 11). Such an approach becomes feasible in hydrology
too with the extraction of spatial patterns of multiple variables (e.g.,
climate, hydrology, vegetation, animals, people) across large regions, which
could then serve as the basis for breakthroughs in understanding of regional
water balance, and the co-evolutionary dynamics of climate, soils,
vegetation, and human settlements that contribute to the formation of
regional waterscapes. Much can be learned from studying spatial
teleconnections (especially upstream–downstream) through remote sensing
techniques and regional models (Guan et al., 2014), and how they impact and
in turn are impacted by human alterations to landscapes and watercourses.
Even though much of this is necessarily place-based, unique to particular
regions, there is also much that can be transferred to other regions.</p>
      <p id="d1e924">As the world becomes inter-connected through improvements in communications
technology, trade, and the movement of people and ideas, along with global
teleconnections in the climate system, it is increasingly necessary to go
even further and treat the world as a <italic>single</italic> inter-connected system
(Eagleson, 1986; Lall, 2014). Within the one-world system, anticipated global
changes are likely to give rise to yet more complex phenomena manifesting as
new and challenging water-related problems at both regional and global
scales. This will require truly global and long-term vision and passion,
the type of passion that led Alfred Wegener to discover continental drift and
to open up the debate that ultimately led to the development of the theory of
plate tectonics. Achieving this grand vision in hydrology will probably take
us into what we have called the globalization era (Sivapalan and Blöschl,
2017), with a grand synthesis of global hydrology integrated with economics
and climate science, as also concluded in an earlier review by
Bierkens (2015). These are exciting times to be a hydrologist.</p>
</sec>
<sec id="Ch1.S8.SS2">
  <title>Lessons from Newton, Darwin, and Wegener: connecting the dots</title>
      <p id="d1e936">This paper being an outgrowth of my Wegener Medal Lecture, in conclusion, I
feel duty bound to reflect on the lessons we as hydrologists can learn from
the methods adopted by not only Wegener, but also Newton and Darwin, and
their contributions to science and the scientific pursuit. The ultimate goal
in science is to “connect the dots”, i.e., “to find order in disorder”
(Bronowski, 1956), which should be the ultimate goal in hydrologic science
too. It is in this spirit that Dooge (1986) exhorted us “to look for
hydrological laws” and Klemeš (1986) warned against the “dilettantism”
that results from failure to distinguish between science and applications of
the science, as between hydrograph fitting and hydrological understanding. In
his paper on “a hydrologic perspective”, Klemeš (1988) emphasized the
primacy of process understanding over techniques, i.e., the unravelling of
the puzzles of the water cycle over the kinds of technologies that are
adopted to solve societal problems, and warned against defining catchments
merely by the different techniques that we might use from time to time to
analyze them as engineering hydrologists. Regardless of the different methods
they may have used, Newton, Darwin and Wegener, were ultimately giants in the
art of <italic>connecting the dots</italic>, and we stand to benefit from the legacy
they have left behind. Methods may come and go, but success depends on us not
becoming slaves to the methods but treating them as necessary tools for a
higher purpose, i.e., <italic>advancing science through connecting the dots</italic>.</p>
      <p id="d1e945"><disp-quote>
  <p id="d1e948">The method-oriented (wo)man is shackled; the problem-oriented (wo)man is at
least reaching freely toward what is most important…willing repeatedly
to put aside his(her) last methods and teach him(her)self new ones. –
Adapted from Platt (1964).</p>
</disp-quote></p>
      <p id="d1e952"><?xmltex \hack{\noindent}?><italic>Acknowledgements.</italic> This paper is an outgrowth
from the Alfred Wegener Medal Lecture I gave at the General Assembly of the
European Geosciences Union in April 2017. I thank the EGU for bestowing this
honor on me and for giving me the opportunity to publish this paper in HESS.
My thoughts on the evolution of hydrology came about through interactions
with many students and colleagues over the years. They gained potency through
my involvement in three community activities: the Predictions in Ungauged
Basins (PUB) initiative, the University of Illinois Hydrologic Synthesis
activity, and the Predictions under Change activity, which morphed into the
Socio-hydrology movement, and both contributed to the launch of the IAHS
Panta Rhei initiative. I am proud of the global hydrology community I served
and learned from.</p>
      <p id="d1e958">The paper has benefited from suggestions and comments I received from Keith
Beven, Marc Bierkens, Günter Blöschl, Prabhakar Clement, John Ding,
Markus Hrachowitz, Hong-yi Li, Saket Pande, Jose Salinas, Majid
Shafiee-Jood, Stan Schymanski, Richard Silberstein, Kevin Wallington,
Dingbao Wang and Erwin Zehe. I am extremely grateful for their inputs, but
in the final analysis, this is a personal account, and I am ultimately
responsible for any errors of omission and commission that remain.</p>
      <p id="d1e962">In closing, I bring up a line from <italic>Kondraiventhan</italic>, an anthology of
poems written by legendary Tamil poetess Avvaiyar, who lived in southern
India c. 1000 years ago. It reads: <?xmltex \hack{\newline}?><?xmltex \hack{\newline}?><?xmltex \hack{\hspace*{8mm}}?><?xmltex \igopts{width=184.942913pt}?><inline-graphic xlink:href="https://hess.copernicus.org/articles/22/1665/2018/hess-22-1665-2018-g02.pdf"/><?xmltex \hack{\newline\hspace*{8mm}}?>
Numbers (<italic>mathematics</italic>) and letters (<italic>language</italic>)
<?xmltex \hack{\newline\hspace*{8mm}}?> are like our twin
eyes<?xmltex \hack{\newline\hspace*{8mm}}?> (i.e., <italic>our windows to the world</italic>)
<?xmltex \hack{\newpage}?> These immortal words of Avvaiyar help me to celebrate the
memory of two teachers I had at Hartley College, Point Pedro, Sri Lanka, the
high school from which I entered university. S. Ratnasabapathy taught me
Mathematics and S. S. Manuelpillai taught English. They both also shaped my
intellectual outlook and the way to approach personal and professional
challenges. It is not an exaggeration to say that the discipline, persistence
and pursuit of excellence they instilled in me continue to guide me more than
50 years after they had taught me.<?xmltex \hack{\\\\}?> Edited by: Erwin Zehe<?xmltex \hack{\\}?>
Reviewed by: Marc Bierkens and Keith Beven</p>
</sec>
</sec>

      
      </body>
    <back><notes notes-type="competinginterests">

      <p id="d1e1002">The author declares that he has no conflict of interest.</p>
  </notes><ref-list>
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    <!--<article-title-html>From engineering hydrology to Earth system science: milestones in the transformation of hydrologic science</article-title-html>
<abstract-html><p class="p">Hydrology has undergone almost transformative changes over the past 50 years.
Huge strides have been made in the transition from early empirical approaches
to rigorous approaches based on the fluid mechanics of water movement on and
below the land surface. However, progress has been hampered by problems posed
by the presence of heterogeneity, including subsurface heterogeneity present
at all
scales. The inability to measure or map the heterogeneity everywhere
prevented the development of balance equations and associated closure
relations at the scales of interest, and has led to the virtual impasse we
are presently in, in terms of development of physically based models needed
for hydrologic predictions. An alternative to the mapping of heterogeneity
everywhere is a new Earth system science view, which sees the heterogeneity
as the end result of co-evolutionary hydrological, geomorphological,
ecological, and pedological processes, each operating at a different rate,
which help to shape the landscapes that we find in nature, including the
heterogeneity that we do not readily see. The expectation is that instead of
specifying exact details of the heterogeneity in our models, we can replace
it (without loss of information) with the ecosystem function that they
perform. Guided by this new Earth system science perspective, development of
hydrologic science is now addressing new questions using novel holistic
co-evolutionary approaches as opposed to the physical, fluid mechanics based
reductionist approaches that we inherited from the recent past. In the
emergent Anthropocene, the co-evolutionary view has expanded further to
involve interactions and feedbacks with human-social processes as well. In
this paper, I present my own perspective of key milestones in the
transformation of hydrologic science from engineering hydrology to Earth
system science, drawn from the work of several students and colleagues of
mine, and discuss their implication for hydrologic observations, theory
development, and predictions.</p></abstract-html>
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