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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">HESS</journal-id>
<journal-title-group>
<journal-title>Hydrology and Earth System Sciences</journal-title>
<abbrev-journal-title abbrev-type="publisher">HESS</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Hydrol. Earth Syst. Sci.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1607-7938</issn>
<publisher><publisher-name>Copernicus Publications</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/hess-21-3427-2017</article-id><title-group><article-title>The evolution of process-based hydrologic models: historical challenges and the collective quest for physical realism</article-title>
      </title-group><?xmltex \runningtitle{The evolution of process-based hydrologic models}?><?xmltex \runningauthor{M.~P.~Clark et~al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Clark</surname><given-names>Martyn P.</given-names></name>
          <email>mclark@ucar.edu</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Bierkens</surname><given-names>Marc F. P.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-7411-6562</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Samaniego</surname><given-names>Luis</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-8449-4428</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Woods</surname><given-names>Ross A.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-5732-5979</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5">
          <name><surname>Uijlenhoet</surname><given-names>Remko</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-7418-4445</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff6">
          <name><surname>Bennett</surname><given-names>Katrina E.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-2433-8607</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff7">
          <name><surname>Pauwels</surname><given-names>Valentijn R. N.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff8">
          <name><surname>Cai</surname><given-names>Xitian</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-4798-4954</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Wood</surname><given-names>Andrew W.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-6231-0085</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff9">
          <name><surname>Peters-Lidard</surname><given-names>Christa D.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-1255-2876</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Research Applications Laboratory, National Center for Atmospheric Research, Boulder, CO 80301, USA</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Faculty of Geosciences, Utrecht University, 3508 TC Utrecht, The Netherlands</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>UFZ-Helmholtz Centre for Environmental Research, 04318 Leipzig, Germany</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Department of Civil Engineering, University of Bristol, Bristol, BS8 1TR, UK</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>Hydrology and Quantitative Water Management Group, Wageningen University, 6700 AA Wageningen, the Netherlands</institution>
        </aff>
        <aff id="aff6"><label>6</label><institution>Los Alamos National Laboratory, Los Alamos, NM 87545, USA</institution>
        </aff>
        <aff id="aff7"><label>7</label><institution>Department of Civil Engineering, Monash University, Victoria 3800, Australia</institution>
        </aff>
        <aff id="aff8"><label>8</label><institution>Department of Civil and Environmental Engineering, Princeton University, Princeton, NJ 08544, USA</institution>
        </aff>
        <aff id="aff9"><label>9</label><institution>Earth Sciences Division, NASA Goddard Space Flight Center, Greenbelt, MD 20771, USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Martyn P. Clark (mclark@ucar.edu)</corresp></author-notes><pub-date><day>11</day><month>July</month><year>2017</year></pub-date>
      
      <volume>21</volume>
      <issue>7</issue>
      <fpage>3427</fpage><lpage>3440</lpage>
      <history>
        <date date-type="received"><day>28</day><month>December</month><year>2016</year></date>
           <date date-type="rev-request"><day>16</day><month>January</month><year>2017</year></date>
           <date date-type="accepted"><day>31</day><month>May</month><year>2017</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under the Creative Commons Attribution 3.0 Unported License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/3.0/">https://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
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</permissions><self-uri xlink:href="https://hess.copernicus.org/articles/21/3427/2017/hess-21-3427-2017.html">This article is available from https://hess.copernicus.org/articles/21/3427/2017/hess-21-3427-2017.html</self-uri>
<self-uri xlink:href="https://hess.copernicus.org/articles/21/3427/2017/hess-21-3427-2017.pdf">The full text article is available as a PDF file from https://hess.copernicus.org/articles/21/3427/2017/hess-21-3427-2017.pdf</self-uri>


      <abstract>
    <p>The diversity in hydrologic models has historically led to great controversy on the
“correct” approach to process-based hydrologic modeling, with debates
centered on the adequacy of process parameterizations, data limitations and
uncertainty, and computational constraints on model analysis. In this paper,
we revisit key modeling challenges on requirements to (1) define suitable
model equations, (2) define adequate model parameters, and (3) cope with
limitations in computing power. We outline the historical modeling
challenges, provide examples of modeling advances that address these
challenges, and define outstanding research needs. We illustrate how modeling
advances have been made by groups using models of different type and
complexity, and we argue for the need to more effectively use our diversity
of modeling approaches in order to advance our collective quest for
physically realistic hydrologic models.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>The research community exhibits great diversity in its approach to hydrologic
modeling, with different models positioned at different points along a
continuum of complexity. Models can be defined both in terms of process
complexity (i.e., to what extent do different models explicitly represent
specific processes) and spatial complexity (i.e., to what extent do different
models explicitly represent details of the landscape and the lateral flow of
water across model elements). Such model diversity has led to great community
debates on the “correct” approach to process-based hydrologic modeling
(Wood et al., 1988, 2011, 2012; Grayson et al., 1992a, b; Famiglietti and Wood, 1995;
Reggiani et al., 1998; Beven, 2002; Sivapalan et al., 2003; Maxwell and
Miller, 2005; Beven and Cloke, 2012),
with the debate centered around issues of the adequacy of process
parameterizations, data limitations and uncertainty, and computational
constraints on model analysis.</p>
      <p>The purpose of this paper is to revisit the historical
debates on process-based hydrologic modeling and ask the following question:
<italic>How can we combine different perspectives on hydrologic modeling to advance the quest for physical realism</italic>? (Kirchner, 2006; Clark et al.,
2016). Specifically, we focus attention on the three fundamental questions
that were posed by Freeze and Harlan (1969) in their seminal “blueprint”
for a physically based hydrologic response model:
<list list-type="order"><list-item>
      <p><italic>Are physically based mathematical descriptions of hydrologic processes available? Are the interrelationships between the component phenomena well enough understood? Are the developments adaptable to a simulation of the entire hydrologic cycle?</italic></p></list-item><list-item>
      <p><italic>Is it possible to measure or estimate accurately the controlling hydrologic parameters? Are the amounts of necessary input data prohibitive?</italic></p></list-item><list-item>
      <p><italic>Have the earlier computer limitations of storage capacity and speed of computation been overcome? Is the application of digital computers to this type of problem economically feasible?</italic></p></list-item></list>
We posit that these questions, published almost 50 years ago, are very
relevant today and nicely frame the debates on process-based hydrologic
modeling.</p>
      <p>We organize the paper around the three questions posed by Freeze and Harlan,
on (1) model structure, (2) model parameter values, and (3) model execution
(computing). We discuss these modeling challenges separately, while
recognizing that these modeling challenges are strongly interdependent (e.g.,
a complex model structure may have large computing demands, restricting the
extent to which it is possible to explore alternative model parameter sets).
We will touch on these interdependencies in the individual sections of the
paper.</p>
      <p>For each question posed by Freeze and Harlan, we define the major research
challenges, and we provide examples of different ways that the community has
risen to meet these challenges, considering modeling approaches of varying
complexity. We do not mean to provide a comprehensive review; rather, we
present possible solutions to outstanding modeling problems, focusing
attention on the research sphere of Eric F. Wood. Our overall intent in
writing this paper is to demonstrate how diverse hydrologic modeling
approaches advance the collective quest for physically realistic hydrologic
models, and to define additional research that is necessary to further
advance process-based hydrologic models.</p>
</sec>
<sec id="Ch1.S2">
  <title>Model structure</title>
<sec id="Ch1.S2.SS1">
  <title>Modeling challenges</title>
      <p>The first question posed by Freeze and Harlan (1969) focuses on the adequacy
of the mathematical descriptions of system of interest. Such mathematical
descriptions define the structure of a model. They include both the equations
used to parameterize individual processes and the interactions among
processes and across scales.</p>
      <p>A major research challenge addressed by Eric F. Wood is the problem of
scaling, or closure (Wood et al., 1988; Blöschl and Sivapalan, 1995;
Reggiani et al., 2001; Beven, 2006), i.e., how best to represent the
influence of small-scale heterogeneities on large-scale fluxes, and how best
to represent interactions among processes and the connectivity of water
across the landscape. The scaling challenge is ubiquitous. For example, Mahrt
(1987) demonstrates how localized areas of instability can dominate
large-scale energy fluxes; Scott et al. (2008) demonstrate that transpiration
from narrow riparian corridors in arid regions is much greater than the local
precipitation; Seyfried et al. (2009) demonstrate that deep snow drifts
produce local runoff “hotspots” that generate a disproportionate amount of
the catchment runoff; Tromp-van Meerveld and McDonnell (2006a, b) demonstrate
that the water stored in bedrock depressions must be raised to a sufficient
level in order to connect bedrock depressions and generate hillslope outflow.
The community has risen to meet these scaling challenges in very different
ways – different models use very different sets of equations to describe the
large-scale manifestation of spatial heterogeneity, process interactions, and
connectivity.</p>
      <p>The different solutions to the scaling and closure problem can be distinguished
by the extent to which the effort is focused on developing new large-scale
flux parameterizations or numerically integrating the small-scale
heterogeneities across space. Such differences are perhaps best illustrated
by considering the different approaches used to simulate the transmission of
water through catchments. In bucket-style rainfall–runoff models – at the
simplest end of the complexity continuum – the large-scale transmission of
water is often defined as a linear (or near-linear) function of water storage
(e.g., see the synthesis in Clark et al., 2008 and the recent review by
Hrachowitz and Clark, 2017). Such large-scale closure relations implicitly
represent the small-scale heterogeneity of flow paths, including the
localized areas of high conductivity (e.g., macropores) that dominate the
large-scale response (Beven and Germann, 1982; McDonnell, 1990). By contrast,
the more complex 3-D variably saturated flow models typically use small-scale
closure relations (Maxwell and Miller, 2005; Rigon et al., 2006), where
unsaturated hydraulic conductivity is defined as a highly nonlinear function
of soil moisture (e.g., Van Genuchten, 1980). These 3-D models compute
large-scale fluxes by spatially integrating the small-scale heterogeneities
(Maxwell and Kollet, 2008; Kollet et al., 2010). The differences in solutions
to the scaling problem are not mutually exclusive, as many models include a
mix of small-scale and large-scale flux parameterizations (e.g., VIC, the variable infiltration capacity model, uses a
large-scale parameterization of infiltration, yet relies on small-scale
equations to simulate the storage and transmission of water through the upper
portion of the soil matrix).</p>
      <p>When viewed in this way, the different solutions to the scaling and closure
problem can be shared among different modeling groups that employ very
different modeling approaches. To explain this perspective, consider the
inequality that describes ideal relationships between the model resolution
and the length scale of resolved and unresolved processes (Wood et al.,
1988):
            <disp-formula id="Ch1.E1" content-type="numbered"><mml:math id="M1" display="block"><mml:mrow><mml:mi>l</mml:mi><mml:mo>≪</mml:mo><mml:mi>D</mml:mi><mml:mo>≪</mml:mo><mml:mi>L</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math id="M2" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> is the length scale of the rapidly varying hydrologic response, <inline-formula><mml:math id="M3" display="inline"><mml:mi>L</mml:mi></mml:math></inline-formula>
is the length scale of the slowly varying quantities, and <inline-formula><mml:math id="M4" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> is the length
scale of the model element (note the assumption that the spatial scale of
processes below the grid resolution is clearly separated from the spatial
scale of processes above the model resolution – a condition that is rarely
achieved in practice; Fan and Bras, 1995). Critically, Eq. (1) requires that
processes below the length scale of the model element must be represented
implicitly (e.g., through large-scale flux parameterizations) and processes
above the length scale of the model element must be represented explicitly
(e.g., through numerical integration over spatially distributed model
elements).</p>
      <p>The trend towards “hyper” resolution land models (Wood et al., 2011), e.g.,
1 km or 100 m over large geographical domains, emphasizes the need for
general parameterizations of hydrological processes on this scale. However,
this is still an unsolved problem: we do not have firm evidence that the
structure and parameter values of our element-scale equations correspond to
hydrologic reality at those scales. One of the most important causes of this
difficulty is the spatial heterogeneity in the initial and boundary
conditions, and in the material properties of the medium. This heterogeneity
occurs at multiple spatial scales, and has multiple physical causes (Seyfried
and Wilcox, 1995). The multiple scales of heterogeneity are manifest as
multiple dominant processes (Grayson and Blöschl, 2001), and also as
processes without a well-defined spatial scale (e.g. preferential flow in the
snowpack, on the land surface, in the subsurface). These problems cannot be
solved solely by numerical integration across space. The next section
summarizes recent advances in developing large-scale flux parameterizations
and in effectively resolving dominant processes.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Modeling solutions</title>
      <p>The common challenge of developing large-scale flux parameterizations has
been addressed in a number of ways. One class of methods is that of
statistical–dynamical flux parameterizations, where large-scale fluxes are
defined based on probability distributions of subgrid or subelement model
state variables. For example, area-average infiltration can be parameterized
based on probability distributions of water table depth (Beven and Kirkby,
1979; Sivapalan et al., 1987) or on probability distributions of soil
moisture (Moore and Clarke, 1981; Wood et al., 1992). Statistical–dynamical
approaches are also used to parameterize the impact of frozen soils on
area-average infiltration (Koren et al., 1999) and the impact of spatial
variability of snow on area-average energy fluxes (Luce et al., 1999; Liston,
2004; Clark et al., 2011a). Another class of methods consists of
scale-dependent parameterizations, where new flux parameterizations are
defined directly on the scale of interest. Examples of this class of methods
include the empirically derived storage–discharge relationships described
earlier, where the large-scale transmission of water is often defined as a
linear (or near-linear) function of water storage (Ambroise et al., 1996;
Clark et al., 2008; Fenicia et al., 2011; Brauer et al., 2014). Similarly,
large-scale stability corrections, used in computations of land–atmosphere
energy fluxes, implicitly represent the impact of local pockets of
instability on large-scale fluxes (Mahrt, 1987). There is a strong need to
synthesize, evaluate, and compare these large-scale parameterizations in
order to improve the physical realism of hydrologic models (Clark et al.,
2011b, 2015b, 2016).</p>
      <p>Statistical–dynamical flux parameterizations rely on the assumption that the
model-scale <inline-formula><mml:math id="M5" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> is large compared to the length- or time-scale of the
heterogeneity of hydrological response <inline-formula><mml:math id="M6" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula>. In other words, the size of a
model element is large compared to the scale of fluctuation
(Rodríguez-Iturbe, 1986) or the integral scale (Dagan, 1994) of the
underlying process. In that case, univariate probability density functions
can be used that, when spatially, temporally, or probabilistically integrated,
result in representative parameters on the scale of the model
elements that do not depend on the model state (called full closure).
However, it becomes more difficult to define scale-aware parameterizations if
<inline-formula><mml:math id="M7" display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math id="M8" display="inline"><mml:mi>D</mml:mi></mml:math></inline-formula> are comparable in scale. Here, much can be learned from the
upscaling research that has been done in stochastic subsurface hydrology to
derive representative hydraulic conductivities on the scale of model blocks
(see Sánchez-Vila et al., 1996 for a review). These approaches can be
divided into two main categories (Bierkens and Van der Gaast, 1998):
direct upscaling, whereby the spatial statistics (i.e. mean and spatial
covariance) of the block-scale hydraulic conductivity are directly derived
from integrating the small scale spatial statistics, and indirect upscaling
where the hydraulic conductivity is first stochastically simulated or
interpolated on the smallest scale and then upscaled by nonlinear averaging.
Direct methods work best for heterogeneity that can be described by
multi-Gaussian random functions. However, numerical integration across space
may be necessary if the heterogeneity is more organized or of larger
complexity. It is important to notice, however, that full closure is often not
possible, resulting in representative parameterizations that change with the
model state.</p>
      <p>The challenge of effectively resolving dominant processes has also been
tackled in different ways. While one tactic is to simply discretize the
domain into the highest resolution grid that modern computers allow (the
numerical integration across space described above; Freeze and Harlan, 1969;
Maxwell et al., 2015), this approach constrains capabilities to extensively
experiment with alternative model configurations and to characterize model
uncertainty (Beven and Cloke, 2012; Wood et al., 2012). Hence, for practical
reasons, the challenge of spatial integration is commonly met using concepts
of hydrologic similarity, often implemented at multiple levels of granularity
within the same model. At a fine level of granularity, Wang and Leuning
(1998) make separate stomatal conductance calculations on sunlit and shaded
leaves to improve scaling from the leaf to the canopy. Similarly, Swenson and
Lawrence (2012) make separate energy balance calculations over snow-covered
and snow-free terrain to improve estimates of large-scale energy fluxes. On
the system scale, many models spatially integrate across discrete landscape
types to capture the large-scale manifestation of small-scale heterogeneity
(e.g., Flügel, 1995; Tague and Band, 2004). For example, Newman et
al. (2014) spatially integrate across a small number of discrete landscape
types in order to reproduce the local runoff “hotspots” described by
Seyfried et al. (2009). More recently, Chaney et al. (2016a) demonstrate that
the use of spatially interacting hydrologic response units can reduce
computational cost of a fully distributed hydrologic model by 3 orders of
magnitude without appreciable losses in information. Like the large-scale
flux parameterizations, there is a strong need to rigorously compare
different approaches to explicitly resolve dominant processes.</p>
      <p>An interesting twist is the interplay between explicitly representing
small-scale processes and avoiding or reducing redundant calculations across
large model domains. For example, in the push for hillslope-resolving models
across large geographical domains, one approach is to use the concept of
representative hillslopes (Troch et al., 2003; Hazenberg et al., 2015; Ajami
et al., 2016). The representative hillslope has a length dimension much
smaller than the length scale of the model element, and the hillslope is
discretized into columns along an axis perpendicular to the stream to
explicitly resolve lateral flow processes. The hydrologic and energy fluxes
from the single hillslope, or averaged across local hillslopes of different
types, are then considered representative of the model element as a whole.
This approach spatially integrates both along a hillslope and among
hillslopes. Such multiscale approaches show considerable promise and will
likely be increasingly used to represent how small-scale heterogeneities,
interactions among processes, and the connectivity of water across the
landscape affects large-scale behavior.</p>
      <p>A broader challenge is to simulate the myriad controls on catchment
evolution, e.g., to predict how energy gradients dictate landscape evolution,
how natural selection favors plants that make optimal use of available
resources, and how the dynamic interactions between humans and the
environment shapes the storage and transmission of water across the landscape
(Rodríguez-Iturbe et al., 1992; Eagleson, 2002; Schymanski et al., 2009,
2010; Sivapalan et al., 2012; Harman and Troch, 2014; Zehe et al., 2014;
Clark et al., 2016; Grant and Dietrich, 2017). Addressing this challenge
requires shifting focus from traditional approaches at short timescales
where “properties define processes” (Gupta et al., 2012) towards approaches
on longer timescales that focus on predicting how “processes define
properties” (Rodríguez-Iturbe et al., 1992; Eagleson, 2002; Harman and
Troch, 2014). Importantly, it requires the treatment of humans as an endogenous
component of the Earth system (Sivapalan et al., 2012; Clark et al., 2015a).</p>
      <p>There are of course multiple possible approaches available to simulate
dominant hydrologic processes. A useful path forward is to isolate and
scrutinize alternative modeling approaches to represent scaling and
heterogeneity. Peters-Lidard et al. (2017) propose the idea that the
approximations in our models can be treated as hypotheses that can be tested
in an information-based framework. Such advances in model evaluation methods
will be critical in order to accelerate advances in process-based hydrologic
models.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Model parameters</title>
<sec id="Ch1.S3.SS1">
  <title>Parameter estimation challenges</title>
      <p>The second question posed by Freeze and Harlan (1969) focuses on the
availability of data to define system properties (model parameter values).</p>
      <p>A key part of this modeling challenge revolves around the availability and
quality of spatial information on model parameters. For some model
parameters, spatial information is not readily available. Examples of missing
parameters include those that define the temporal decay of snow albedo and
the recession characteristics of shallow aquifers. In such situations
process-based hydrologic and land models often treat these uncertain
parameters as physical constants, adopting hard-coded parameters that are
selected based on order-of-magnitude considerations or on limited
experimental data (Mendoza et al., 2015; Cuntz et al., 2016). For other
parameters the available spatial information is limited to broad landscape
characteristics, e.g., the parameters controlling carbon assimilation and
stomatal conductance are typically tied to vegetation type (Bonan et al.,
2011; Niu et al., 2011), or the available soil maps impose the same hydraulic
properties over large areas (Miller and White, 1998). Such ill-defined
information on vegetation and soils greatly underestimates the tremendous
spatial heterogeneity that occurs in nature. Finally, when spatial
information does exist it may have limited spatial representativeness and
relevance – for example, the information on hydraulic conductivity from soil
pits may only have weak relations with the transmission of water throughout
catchments (Beven, 1989).</p>
      <p>Such limitations notwithstanding, the challenge, really, is to make the most
of the information we do have, and generate new information where we can
(e.g., new observations), in order to improve estimates of the spatial
variations in the storage and transmission properties of the landscape,
including the scale dependence of these properties and their transferability
across spatiotemporal scales (Klemeš, 1986; Samaniego et al., 2010;
Melsen et al., 2016). The next section summarizes how the hydrologic modeling
community is rising to this challenge.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Parameter estimation solutions</title>
      <p>The solutions to improving information on model parameters are general and can
be applied across multiple models of different type and complexity. We see
three specific paths forward. First, there are numerous opportunities to
improve information on geophysical properties, including estimates of
vegetation structure (Simard et al., 2011), soil depth (Pelletier et al.,
2016), soil properties (Chaney et al., 2016b), bedrock depth and permeability
(Fan et al., 2015), and the physical characteristics of rivers (Gleason and
Smith, 2014).</p>
      <p>Second, it is possible to improve the way that geophysical information is
used to estimate model parameters. For example, the multiscale parameter
regionalization (MPR) approach of Samaniego et al. (2010) focuses attention
squarely on the transfer functions that relate geophysical attributes to
model parameters – Samaniego et al. (2010) apply transfer functions on the finest
spatial scale of the geophysical data (e.g., the soil polygons) and then
apply parameter-dependent operators to upscale the fine-scale model
parameters to the resolution of the model. The parameter estimation in MPR is
hence centered on the coefficients in the transfer functions used to relate
geophysical attributes to model parameters, maximizing the information
extracted from the geophysical data. Much research has focused on
pedotransfer functions to relate soil properties to soil parameters (e.g.,
Schaap et al., 2001; Soet and Stricker, 2003), and there has been limited
work to relate geophysical attributes to other model parameters such as those
controlling the impact of soil moisture on saturated areas (Balsamo et al.,
2011).</p>
      <p>Third, there is considerable scope to improve the way that multivariate data
are used to constrain model parameter values. A key path forward is to
identify different signatures from the data that can be used to improve
parameter values in different parts of the model (Gupta et al., 2008; Yilmaz
et al., 2008; Pokhrel et al., 2012; Vrugt and Sadegh, 2013; Rakovec et al.,
2015). For example, Troy et al. (2008) use regionalized estimates of the
precipitation <inline-formula><mml:math id="M9" display="inline"><mml:mo>:</mml:mo></mml:math></inline-formula> runoff ratio to constrain the VIC model at the grid
scale, and there is much more that can be done using such methods (e.g., see
the approach of Yadav et al., 2007). In the distributed model context,
signatures related to energy and moisture fluxes may now be constrained by
remote sensing imagery, e.g. of skin temperature or ET, though this strategy
is far from common today. Similarly, remotely sensed estimates of surface
water levels (Revilla-Romero et al., 2016) and total basin storage
(Tangdamrongsub et al., 2015) could be used as well as reported statistics on
water withdrawal (Wada et al., 2014). Together, a focused effort on improving
geophysical information, improving the links between geophysical information
and model parameters, and better constraining model parameters, will go a
long way towards improve parameter values across multiple models.</p>
      <p>A very different solution is stochastic modeling (e.g., see Kim et al.,
1997). Stochastic modeling accepts that many parameters are impossible to
measure or estimate and instead generates synthetic model parameter fields
using probability distributions with assumed length scales. For example,
Maxwell and Kollet (2008) use spatially correlated random fields of saturated
hydraulic conductivity to define the fine-scale spatial structure of their
model domain, and evaluate the impact of this fine-scale structure on
hillslope runoff. Similar approaches were used by Kollet et al. (2010) in
their proof-of-concept study illustrating the spatial integration of
fine-scale 3-D variably saturated flow simulations. These approaches derive
from the indirect upscaling methods (numerical integration across space)
developed in stochastic subsurface hydrology. The downside of such stochastic
simulation approaches is that multiple realizations are necessary to separate
the signals from the imposed random variability, making such approaches
computationally challenging for fine-scale simulations over large
geographical domains (Fatichi et al., 2016).</p>
      <p>A major challenge is the parameterization of the deeper subsurface on
regional to continental scales in order to support large-domain groundwater
modeling (Bierkens, 2015; Clark et al., 2015a). Advances in estimating
parameters of the subsurface may profit from new technologies. For example,
it will be possible to use monitoring and exploration technologies (e.g.,
geophysics) to generate ensembles of hydraulic conductivity fields. Once
these fields are estimated at high resolution, MPR could be used to estimate
effective hydraulic conductivity values to characterize the required
subsurface parameters. Also, stochastic methods need to be extended to
capture the large structural variability in the formations and layers that
dominate continental domains (Baroni et al., 2017; Schalge et al., 2016).</p>
      <p>Recent attempts to parameterize the subsurface are a good first step. These
include maps of global permeability and porosity for the upper 50 m of the
world's aquifers (Gleeson et al., 2014), soil characteristics and regolith
thickness (Pelletier et al., 2016; Shangguan et al., 2016; Hengl et al.,
2017), and global thickness of the upper aquifers (de Graaf et al., 2015;
Fan et al., 2015; Fan, 2016). However, these datasets have been
globally extrapolated from locally established empirical relationships
between subsurface properties and surface lithology (Hartmann and Moosdorf,
2012). None of these approaches resolve the multilayer structure of aquifers
and aquitards. As a consequence, they provide useful information on the
interaction between groundwater and evaporation, but have limited use for
resolving true hydrogeological challenges such as assessing global
groundwater depletion, groundwater age, and land subsidence related to
groundwater pumping. Concerted efforts are needed to compile a global
hydrogeological multilayer model based on national geological maps and
archives and local- and regional-scale groundwater modeling studies,
providing the kind of rich information on the subsurface that already exists
for soils.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Model execution (computing)</title>
<sec id="Ch1.S4.SS1">
  <title>Computing challenges</title>
      <p>In their final question Freeze and Harlan (1969) ask if the computer
limitations of storage capacity and speed of computation have been overcome,
and if their blueprint for process-based hydrologic modeling is now
economically feasible. Interestingly, we have made substantial (and
economically feasible) advances in computing, yet we have also pushed beyond
what they could envision with model resolution and process complexity. As a
result, computing remains, ironically, a present-day challenge, and we still
routinely push available computing resources to their limit (Kollet et al.,
2010; Wood et al., 2011). We still struggle with tradeoffs between process
complexity, spatial complexity, domain size, ensemble size, and the time period
of the model simulation. We also still struggle to run our most complex
models for a large number of model configurations, for example, experimenting
with different model parameter sets, different process parameterizations, and
different spatial architectures. To answer Freeze and Harlan's question: the
computing limitations have not been overcome.</p>
      <p>The challenge is as follows: as we push our models to their computational
limit, the expense of these complex configurations may permit only a single
deterministic simulation for a short time period (e.g., Maxwell et al., 2015;
Fatichi et al., 2016). Such preferences for complexity and large-domain
simulations arguably sacrifice opportunities for model analysis, model
improvement, and uncertainty characterization. Complex models may struggle
with physical realism because computational limitations constrain
capabilities to identify and resolve model weaknesses. Paradoxically, more
complex models may achieve less physical realism than computationally frugal
alternatives. This is a critical concept – though a counterintuitive one –
that ideally should guide the development of new model applications.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <title>Computing solutions</title>
      <p>There are several solutions to these computational challenges, all of which
are now being advanced by leading process-based hydrologic modeling groups.
The first solution, and the most obvious, is to exploit advances in massively
parallel (e.g., exa-scale) computation (Kollet et al., 2010; Wood et al.,
2011; Paniconi and Putti, 2015; Fatichi et al., 2016). This solution is often
implemented by running a complex model at the finest grid resolution
possible over the domain of interest (e.g., Maxwell et al., 2015; Maxwell and
Condon, 2016). A key reason for conducting such spatially resolved
simulations is to understand explicit spatial controls on hydrologic
processes. For example, Maxwell and Condon (2016) use high-resolution
continental-domain ParFlow simulations to understand the controls of
groundwater flow on the partitioning of evapotranspiration into bare soil
evaporation and transpiration.</p>
      <p>A second (related) solution to the computing challenge is to improve
numerical solvers. In simpler models the need for robust numerical methods is
often undervalued, and numerical errors in simple models contaminate model
analysis and complicate model calibration (Kavetski et al., 2006b; Kavetski
and Clark, 2010, 2011). For example, the “pits” in model parameter surfaces
have been shown to be an artifact of numerical solution methods, requiring
development of elaborate and time-consuming parameter estimation strategies
that are not necessary in models with robust numerical solutions (Kavetski et
al., 2006a; Clark and Kavetski, 2010; Kavetski and Clark, 2010). In more
complex models, advances in solution methods are an active area of research,
with several recent advances in numerical solvers and parallelization
strategies (Qu and Duffy, 2007; Kumar et al., 2009; Kollet et al., 2010;
Maxwell, 2013). Across all models there is a need to improve numerical
solution methods (e.g., evaluate accuracy–efficiency tradeoffs) to support
efficient model analysis and calibration strategies.</p>
      <p>A third solution to the computing challenge is to identify model
configurations that avoid redundant calculations while still capturing
dominant processes. This can be accomplished using the concept of hydrologic
similarity, i.e., recognizing that there is no need to repeat calculations
for areas of the landscape with very similar forcing and geophysical
properties (e.g., Flügel, 1995; Tague and Band, 2004). As noted earlier,
recent applications of hydrologic similarity methods have shown that it is
possible to reduce run times by 2 to 3 orders of magnitude, without any loss in information content
(Newman et al., 2014; Chaney et al., 2016a). Also, hydrologic similarity
concepts can be effectively applied using multiscale methods to resolve the
dominant spatial gradients that drive flow; for example, using representative
hillslopes to explicitly resolve lateral flow processes (Troch et al., 2003;
Berne et al., 2005; Hazenberg et al., 2015; Ajami et al., 2016). In exploring
these solutions, we recognize that there is not necessarily a tradeoff
between physical realism and computational efficiency – the linkage between
spatial complexity and process complexity may be rather weak, as models that
are run using a large number of spatial elements may still miss dominant
processes (e.g., Hartmann et al., 2017).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p>Schematic summarizing some key research priorities to advance the
physical realism of process-based hydrologic models.  Note that the framework accommodates multiple models (model 1, …, model n).</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://hess.copernicus.org/articles/21/3427/2017/hess-21-3427-2017-f01.pdf"/>

        </fig>

      <p>A fourth solution to the computing challenge, especially the concern that the
computational cost of complex models sacrifices opportunities for analysis,
is to focus on improving model analysis methods. Analysis of complex models
is possible by developing surrogate models, i.e., models that emulate the
behavior of complex models and run very quickly (Razavi et al., 2012).
Analysis of complex models is also possible through computationally frugal
model analysis methods that require fewer model simulations
(Rakovec et al., 2014; Hill et al., 2015). A way to support these types of
methods is to use quasi-scale invariant parameterizations (e.g., MPR) to
estimate transfer function parameters at coarser resolutions instead of using
a high-resolution model setting. Since parameters obtained with the MPR
technique are transferable across scales without significant performance
loss, models can be applied at higher spatial resolutions as shown by Kumar
et al. (2013). This alternative would lead to computationally efficient
large-scale hydrologic predictions and allows for the performance of parameter estimation
over large domains.</p>
      <p>In short, solving computing challenges will require judiciously combining
emerging computing capabilities, advanced numerical methods, justifiable
model simplifications, and extensive use of computationally frugal model
analysis methods.</p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Summary and next steps</title>
      <p>In this paper, we review key advances in process-based hydrologic models. We
see that the community has risen to meet major hydrologic modeling
challenges in diverse and productive ways. Specifically, the community has
made noteworthy advances in improving mathematical descriptions of
hydrologic processes, in parameter estimation, and in identifying
justifiable model simplifications that make more effective use of available
computing resources. Many of these modeling advances are general, and can be
applied across multiple models of different type and complexity.</p>
      <p>To summarize, there are three general opportunities to improve the physical
realism of hydrologic models. First, there is still considerable scope to
improve mathematical descriptions of hydrologic processes. A major research
challenge is the scaling and closure problem, i.e., how to represent how
small-scale heterogeneities shape large-scale fluxes, interactions among
processes, and the connectivity of water across the landscape. While the
hydrological modeling community has made progress in this challenge, through
statistical–dynamical models, stochastic upscaling theory, scale-appropriate
flux parameterizations, and spatial integration across discrete landscape
types, much work is still required both to develop new closure schemes and to
systematically compare existing modeling approaches. Second, there is
considerable scope to improve information on model parameter values and their
associated uncertainties. Advances in parameter estimation will require a
focused effort to improve the available geophysical information (e.g.,
through improved observations), improve the links between geophysical
information and model parameters, and advance methods to use multivariate
data to constrain model parameter values. Third, there is a strong need to
more effectively use the available computing resources. We argue here that in
addition to exploiting advances in massively parallel computation and
numerical solution methods, we can also make much more effective use of the
available computing through more efficient and/or agile models
(e.g., use of hydrologic similarity concepts). More effective use of
available computing resources can increase capabilities for model analysis
and uncertainty characterization, and shine the light toward further model
improvements.</p>
      <p>We see several specific needs underlying these general research themes (see
Fig. 1 for the general framework):
<list list-type="order"><list-item>
      <p>We need to improve the theoretical underpinnings of our hydrologic models
(Clark et al., 2016). Most discussions of intermodel differences focus on a
discussion of algorithms rather than a discussion of processes. While there
have been some calls in the past to improve the “dialog” between
experimentalists and modelers (Seibert and McDonnell, 2002) – e.g., to focus
more on processes – much of the interaction between experimentalists and
modelers is focused on individual watersheds (e.g., Tromp-van Meerveld and
Weiler, 2008; Hopp and McDonnell, 2009). More work is needed to synthesize
process explanations from research watersheds to develop more general
theories of hydrologic processes (e.g., Tetzlaff et al., 2009) and test
these alternative process descriptions in models.</p></list-item><list-item>
      <p>We need to expand our prominence in community hydrologic modeling (Wood et
al., 2005; Weiler and Beven, 2015), both by providing accessible and
extensible modeling tools, and also providing key research datasets and model
test cases to scrutinize alternative modeling approaches. Such community
activities will result in greater engagement of field scientists in model
development and greater collaboration across diverse modeling groups,
resulting in substantial improvements in the physical realism and predictive
capabilities of hydrologic models. Advancing such community activities
requires that we are much more effective and efficient in sharing data and
model source code. This goes beyond just making models and data publicly
available by, critically, integrating models and data in widely used
analysis frameworks and developing model standards to simplify the sharing of
source code in models developed by different groups (Clark et al., 2015b, 2016).</p></list-item><list-item>
      <p>We need to systematically and comprehensively explore the benefits of
competing modeling approaches (Clark et al., 2015a, b, 2016). A key need is
to systematically evaluate information gains and losses using models of
varying complexity, exploring the interplay between changes in process
complexity and changes in spatial complexity. These assessments will help
identify useful model configurations for specific applications. Another need
is to scrutinize models using data from research watersheds, using data on
both internal states or fluxes and intervariable relationships, in order to
understand the benefits of competing process parameterizations. More generally, and as emphasized by Peters-Lidard et
al. (2017), it is important to use applications of information theory to
quantify how effectively models use the available information, i.e., to
provide an estimate of system predictability and identify opportunities to
improve models.</p></list-item><list-item>
      <p>We need to substantially advance the development of new modeling approaches
that simulate the temporal dynamics of environmental change. Key challenges
include predicting how energy gradients dictate landscape evolution, how
natural selection favors plants that make optimal use of the available
resources, and how the dynamic interactions between humans and the
environment shapes the storage and transmission of water across the landscape
(Rodríguez-Iturbe et al., 1992; Eagleson, 2002; Schymanski et al., 2009,
2010; Sivapalan et al., 2012; Harman and Troch, 2014; Zehe et al., 2014;
Clark et al., 2016; Grant and Dietrich, 2017).</p></list-item><list-item>
      <p>We must advance research on process-oriented approaches to estimate spatial
fields of model parameters. The challenge is to estimate spatial variations
in the storage and transmission properties of the landscape. Advances are
possible through the development of new data sources on geophysical attributes
(Simard et al., 2011; Gleason and Smith, 2014; Fan et al., 2015; Chaney et
al., 2016b; Pelletier et al., 2016; De Graaf et al., 2017), new approaches to
link geophysical attributes to model parameters (Samaniego et al., 2010;
Kumar et al., 2013; Rakovec et al., 2015), and new diagnostics to infer model
parameters (Gupta et al., 2008; Yilmaz et al., 2008; Pokhrel et al., 2012).
Such focus will give the parameter estimation problem the scientific
attention that it deserves, rather than the far-too-common approach where
parameter estimation is relegated to a “tuning exercise” in model
applications. This focus on parameter estimation is necessary to improve the
physical realism and applicability of process-based models.</p></list-item><list-item>
      <p>We need to obtain better data on hydrologic processes. Field campaigns to
obtain new data to understand hydrologic processes are less supported and
supportable than before (Tetzlaff et al., 2017); thus a key need is to
motivate and design new field experiments to advance understanding of the
terrestrial component of the water cycle across scales and locations. Such
work is critical to ensure model development is not unduly constrained by the
limited experimental field data that we have at present.</p></list-item><list-item>
      <p>We need to advance methods for model analysis, especially for complex models.
As mentioned above, analysis of complex models is possible by both
(a) developing surrogate models, i.e., models that emulate the behavior of
complex models and run very quickly (Razavi et al., 2012); and (b) applying
computationally frugal model analysis methods that require fewer
model simulations (Rakovec et al., 2014; Hill et al., 2015). These advances
in model analysis are important because complex models are typically
calibrated or analyzed using semimanual or manual strategies, largely due to
their immense computational cost (it is only possible to run a handful of
simulations). We have very little insight into process–parameter dominance
and process–parameter interactions in very complex models; however, such
information is desperately needed in order to inform meaningful parameter
estimation strategies.</p></list-item><list-item>
      <p>Finally, and most importantly, we need to improve the construction of
hydrologic models. Many of today's models have developed somewhat of a
“shantytown” appearance, where a succession of students and post-docs
bolted on new components to suit the needs of their particular project, and
the overall construction of the model has become rather messy. Clark et
al. (2015b) define some key requirements as follows: (a) impose modularity at the
level of the individual fluxes, to enable greater model extensibility and
code reuse, as it is straightforward to combine different flux
parameterizations to form alternative conservation equations; (b) separate
the physical processes from their numerical solution, to enable
experimentation with alternative numerical solution methods, e.g., evaluating
accuracy–efficiency tradeoffs; and (c) use hierarchal data structures, to
enable representation of spatial variability and connectivity across a range of
spatial scales. Such improvements in model construction are a critical
underpinning activity that is critical to accelerate advances in hydrologic
science.</p></list-item></list>
In addressing these research tasks it is important to take a unified
perspective – it is important to deliberately depart from previous debates
on the “correct” approach to hydrologic modeling, and focus instead on more
effective use of the diversity of modeling tools to advance our collective
quest for physically realistic hydrologic models.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p>No data sets were used in this article.</p>
  </notes><notes notes-type="competinginterests">

      <p>The authors declare that they have no conflict of
interest.</p>
  </notes><notes notes-type="sistatement">

      <p>This article is part of the special issue “Observations and modeling
of land surface water and energy exchanges across scales: special issue in Honor of Eric F. Wood”.
It is a result of the Symposium in Honor of Eric F. Wood: Observations and Modeling across Scales,
Princeton, New Jersey, USA, 2–3 June 2016.</p>
  </notes><ack><title>Acknowledgements</title><p>We thank John Ding, Murugesu Sivapalan, Thorsten Wagener, Eric Wood, and an
anonymous referee for their constructive comments on an earlier version of
this paper.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> Edited by: Dennis
Lettenmaier<?xmltex \hack{\newline}?> Reviewed by: Thorsten Wagener, Murugesu Sivapalan,
Eric Wood, and one anonymous referee</p></ack><ref-list>
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    <!--<article-title-html>The evolution of process-based hydrologic models: historical challenges and the collective quest for physical realism</article-title-html>
<abstract-html><p class="p">The diversity in hydrologic models has historically led to great controversy on the
<q>correct</q> approach to process-based hydrologic modeling, with debates
centered on the adequacy of process parameterizations, data limitations and
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model equations, (2) define adequate model parameters, and (3) cope with
limitations in computing power. We outline the historical modeling
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challenges, and define outstanding research needs. We illustrate how modeling
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complexity, and we argue for the need to more effectively use our diversity
of modeling approaches in order to advance our collective quest for
physically realistic hydrologic models.</p></abstract-html>
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