The SPARSE model for the prediction of water stress and evapotranspiration components from thermal infra-red data and its evaluation over irrigated and rainfed wheat

Abstract. Evapotranspiration is an important component of the water cycle, especially in semi-arid lands. A way to quantify the spatial distribution of evapotranspiration and water stress from remote-sensing data is to exploit the available surface temperature as a signature of the surface energy balance. Remotely sensed energy balance models enable one to estimate stress levels and, in turn, the water status of continental surfaces. Dual-source models are particularly useful since they allow derivation of a rough estimate of the water stress of the vegetation instead of that of a soil–vegetation composite. They either assume that the soil and the vegetation interact almost independently with the atmosphere (patch approach corresponding to a parallel resistance scheme) or are tightly coupled (layer approach corresponding to a series resistance scheme). The water status of both sources is solved simultaneously from a single surface temperature observation based on a realistic underlying assumption which states that, in most cases, the vegetation is unstressed, and that if the vegetation is stressed, evaporation is negligible. In the latter case, if the vegetation stress is not properly accounted for, the resulting evaporation will decrease to unrealistic levels (negative fluxes) in order to maintain the same total surface temperature. This work assesses the retrieval performances of total and component evapotranspiration as well as surface and plant water stress levels by (1) proposing a new dual-source model named Soil Plant Atmosphere and Remote Sensing Evapotranspiration (SPARSE) in two versions (parallel and series resistance networks) based on the TSEB (Two-Source Energy Balance model, Norman et al., 1995) model rationale as well as state-of-the-art formulations of turbulent and radiative exchange, (2) challenging the limits of the underlying hypothesis for those two versions through a synthetic retrieval test and (3) testing the water stress retrievals (vegetation water stress and moisture-limited soil evaporation) against in situ data over contrasted test sites (irrigated and rainfed wheat). We demonstrated with those two data sets that the SPARSE series model is more robust to component stress retrieval for this cover type, that its performance increases by using bounding relationships based on potential conditions (root mean square error lowered by up to 11 W m⁻² from values of the order of 50–80 W m⁻²), and that soil evaporation retrieval is generally consistent with an independent estimate from observed soil moisture evolution.